agent-os-kernel 1.1.0__py3-none-any.whl → 1.2.0__py3-none-any.whl
This diff represents the content of publicly available package versions that have been released to one of the supported registries. The information contained in this diff is provided for informational purposes only and reflects changes between package versions as they appear in their respective public registries.
- agent_os/__init__.py +66 -4
- agent_os/agents_compat.py +286 -0
- agent_os/base_agent.py +308 -0
- agent_os/cli.py +1079 -19
- agent_os/integrations/__init__.py +37 -2
- agent_os/integrations/openai_adapter.py +502 -0
- agent_os/integrations/semantic_kernel_adapter.py +569 -0
- agent_os/stateless.py +349 -0
- agent_os_kernel-1.2.0.dist-info/METADATA +676 -0
- agent_os_kernel-1.2.0.dist-info/RECORD +1053 -0
- {agent_os_kernel-1.1.0.dist-info → agent_os_kernel-1.2.0.dist-info}/entry_points.txt +0 -1
- modules/amb/.github/workflows/ci.yml +102 -0
- modules/amb/.github/workflows/publish.yml +146 -0
- modules/amb/.gitignore +134 -0
- modules/amb/CHANGELOG.md +118 -0
- modules/amb/CONTRIBUTING.md +141 -0
- modules/amb/LICENSE +21 -0
- modules/amb/README.md +188 -0
- modules/amb/amb_core/__init__.py +175 -0
- modules/amb/amb_core/adapters/__init__.py +55 -0
- modules/amb/amb_core/adapters/aws_sqs_broker.py +374 -0
- modules/amb/amb_core/adapters/azure_servicebus_broker.py +338 -0
- modules/amb/amb_core/adapters/kafka_broker.py +258 -0
- modules/amb/amb_core/adapters/nats_broker.py +283 -0
- modules/amb/amb_core/adapters/rabbitmq_broker.py +233 -0
- modules/amb/amb_core/adapters/redis_broker.py +260 -0
- modules/amb/amb_core/broker.py +143 -0
- modules/amb/amb_core/bus.py +479 -0
- modules/amb/amb_core/cloudevents.py +507 -0
- modules/amb/amb_core/dlq.py +343 -0
- modules/amb/amb_core/hf_utils.py +534 -0
- modules/amb/amb_core/memory_broker.py +408 -0
- modules/amb/amb_core/models.py +139 -0
- modules/amb/amb_core/persistence.py +527 -0
- modules/amb/amb_core/schema.py +292 -0
- modules/amb/amb_core/tracing.py +356 -0
- modules/amb/examples/advanced_features.py +223 -0
- modules/amb/examples/backpressure_demo.py +225 -0
- modules/amb/examples/basic_usage.py +117 -0
- modules/amb/examples/tracing_demo.py +104 -0
- modules/amb/experiments/README.md +52 -0
- modules/amb/experiments/reproduce_results.py +467 -0
- modules/amb/experiments/results.json +324 -0
- modules/amb/paper/README.md +40 -0
- modules/amb/paper/paper.tex +365 -0
- modules/amb/paper/whitepaper.md +377 -0
- modules/amb/pyproject.toml +117 -0
- modules/amb/tests/__init__.py +1 -0
- modules/amb/tests/test_backpressure_priority.py +280 -0
- modules/amb/tests/test_bus.py +198 -0
- modules/amb/tests/test_cloudevents.py +443 -0
- modules/amb/tests/test_features.py +531 -0
- modules/amb/tests/test_models.py +74 -0
- modules/amb/tests/test_tracing.py +254 -0
- modules/atr/.github/workflows/ci.yml +101 -0
- modules/atr/.github/workflows/publish.yml +140 -0
- modules/atr/.gitignore +134 -0
- modules/atr/.pre-commit-config.yaml +37 -0
- modules/atr/CHANGELOG.md +39 -0
- modules/atr/CONTRIBUTING.md +96 -0
- modules/atr/IMPLEMENTATION_SUMMARY.md +143 -0
- modules/atr/README.md +180 -0
- modules/atr/atr/__init__.py +638 -0
- modules/atr/atr/access.py +346 -0
- modules/atr/atr/composition.py +643 -0
- modules/atr/atr/decorator.py +355 -0
- modules/atr/atr/executor.py +382 -0
- modules/atr/atr/health.py +555 -0
- modules/atr/atr/hf_utils.py +447 -0
- modules/atr/atr/injection.py +420 -0
- modules/atr/atr/metrics.py +438 -0
- modules/atr/atr/policies.py +401 -0
- modules/atr/atr/py.typed +2 -0
- modules/atr/atr/registry.py +450 -0
- modules/atr/atr/schema.py +478 -0
- modules/atr/atr/tools/safe/__init__.py +73 -0
- modules/atr/atr/tools/safe/calculator.py +380 -0
- modules/atr/atr/tools/safe/datetime_tool.py +441 -0
- modules/atr/atr/tools/safe/file_reader.py +400 -0
- modules/atr/atr/tools/safe/http_client.py +314 -0
- modules/atr/atr/tools/safe/json_parser.py +372 -0
- modules/atr/atr/tools/safe/text_tool.py +526 -0
- modules/atr/atr/tools/safe/toolkit.py +173 -0
- modules/atr/docs/PYPI_SETUP.md +113 -0
- modules/atr/examples/README.md +27 -0
- modules/atr/examples/demo.py +144 -0
- modules/atr/examples/sandbox_demo.py +218 -0
- modules/atr/experiments/README.md +69 -0
- modules/atr/experiments/reproduce_results.py +509 -0
- modules/atr/experiments/results/.gitkeep +0 -0
- modules/atr/experiments/results/results_20260123_140334.json +71 -0
- modules/atr/paper/README.md +36 -0
- modules/atr/paper/figures/.gitkeep +0 -0
- modules/atr/paper/references.bib +84 -0
- modules/atr/paper/structure.tex +293 -0
- modules/atr/paper/whitepaper.md +234 -0
- modules/atr/pyproject.toml +148 -0
- modules/atr/requirements.txt +1 -0
- modules/atr/setup.py +30 -0
- modules/atr/tests/__init__.py +1 -0
- modules/atr/tests/test_decorator.py +317 -0
- modules/atr/tests/test_executor.py +245 -0
- modules/atr/tests/test_integration_executor.py +184 -0
- modules/atr/tests/test_registry.py +312 -0
- modules/atr/tests/test_schema.py +182 -0
- modules/atr/tests/test_v2_features.py +708 -0
- modules/caas/.dockerignore +63 -0
- modules/caas/.github/ISSUE_TEMPLATE/bug_report.md +38 -0
- modules/caas/.github/ISSUE_TEMPLATE/custom.md +10 -0
- modules/caas/.github/ISSUE_TEMPLATE/feature_request.md +20 -0
- modules/caas/.github/workflows/ci.yml +100 -0
- modules/caas/.github/workflows/lint.yml +39 -0
- modules/caas/.github/workflows/publish-pypi.yml +124 -0
- modules/caas/.gitignore +73 -0
- modules/caas/.pre-commit-config.yaml +33 -0
- modules/caas/CHANGELOG.md +58 -0
- modules/caas/CONTRIBUTING.md +346 -0
- modules/caas/Dockerfile +41 -0
- modules/caas/LICENSE +21 -0
- modules/caas/MANIFEST.in +11 -0
- modules/caas/README.md +158 -0
- modules/caas/benchmarks/README.md +255 -0
- modules/caas/benchmarks/create_hf_dataset.py +502 -0
- modules/caas/benchmarks/data/sample_corpus/README.md +86 -0
- modules/caas/benchmarks/data/sample_corpus/auth_module.py +211 -0
- modules/caas/benchmarks/data/sample_corpus/contribution_guide.md +185 -0
- modules/caas/benchmarks/data/sample_corpus/remote_work_policy.html +57 -0
- modules/caas/benchmarks/hf_dataset/README.md +214 -0
- modules/caas/benchmarks/hf_dataset/caas_benchmark_corpus.py +73 -0
- modules/caas/benchmarks/hf_dataset/corpus_preview.json +193 -0
- modules/caas/benchmarks/results/README.md +66 -0
- modules/caas/benchmarks/results/evaluation_2026-01-20.json +121 -0
- modules/caas/benchmarks/run_evaluation.py +561 -0
- modules/caas/benchmarks/statistical_tests.py +289 -0
- modules/caas/benchmarks/verify_sample_corpus.py +83 -0
- modules/caas/docker-compose.yml +38 -0
- modules/caas/docs/CONTEXT_TRIAD.md +462 -0
- modules/caas/docs/CONTRIBUTING.md +346 -0
- modules/caas/docs/ETHICS_AND_LIMITATIONS.md +336 -0
- modules/caas/docs/HEURISTIC_ROUTER.md +442 -0
- modules/caas/docs/IMPLEMENTATION_SUMMARY.md +363 -0
- modules/caas/docs/IMPLEMENTATION_SUMMARY_CONTEXT_TRIAD.md +277 -0
- modules/caas/docs/IMPLEMENTATION_SUMMARY_HEURISTIC_ROUTER.md +231 -0
- modules/caas/docs/IMPLEMENTATION_SUMMARY_METADATA_INJECTION.md +258 -0
- modules/caas/docs/IMPLEMENTATION_SUMMARY_PRAGMATIC_TRUTH.md +212 -0
- modules/caas/docs/IMPLEMENTATION_SUMMARY_TRUST_GATEWAY.md +319 -0
- modules/caas/docs/LAYER_1_PRIMITIVE.md +202 -0
- modules/caas/docs/METADATA_INJECTION.md +404 -0
- modules/caas/docs/PRAGMATIC_TRUTH.md +431 -0
- modules/caas/docs/RELATED_WORK.md +312 -0
- modules/caas/docs/RELEASE_CHECKLIST.md +219 -0
- modules/caas/docs/RELEASE_GUIDE.md +285 -0
- modules/caas/docs/REPRODUCIBILITY.md +386 -0
- modules/caas/docs/SLIDING_WINDOW.md +387 -0
- modules/caas/docs/STRUCTURE_AWARE_INDEXING.md +158 -0
- modules/caas/docs/TESTING.md +259 -0
- modules/caas/docs/THREAT_MODEL.md +247 -0
- modules/caas/docs/TRUST_GATEWAY.md +575 -0
- modules/caas/docs/VFS.md +298 -0
- modules/caas/examples/agents/enterprise_security_agent.py +414 -0
- modules/caas/examples/agents/intelligent_document_analyzer.py +380 -0
- modules/caas/examples/demos/demo.py +309 -0
- modules/caas/examples/demos/demo_context_triad.py +225 -0
- modules/caas/examples/demos/demo_conversation_manager.py +285 -0
- modules/caas/examples/demos/demo_heuristic_router.py +133 -0
- modules/caas/examples/demos/demo_metadata_injection.py +198 -0
- modules/caas/examples/demos/demo_pragmatic_truth.py +303 -0
- modules/caas/examples/demos/demo_structure_aware.py +140 -0
- modules/caas/examples/demos/demo_time_decay.py +247 -0
- modules/caas/examples/demos/demo_trust_gateway.py +383 -0
- modules/caas/examples/multi_agent/README.md +159 -0
- modules/caas/examples/multi_agent/research_team.py +369 -0
- modules/caas/examples/multi_agent/vfs_collaboration.py +393 -0
- modules/caas/examples/usage/auth_module.py +142 -0
- modules/caas/examples/usage/usage_example.py +173 -0
- modules/caas/experiments/README.md +42 -0
- modules/caas/experiments/reproduce_results.py +462 -0
- modules/caas/paper/ARXIV_METADATA.md +145 -0
- modules/caas/paper/ARXIV_README.md +47 -0
- modules/caas/paper/CHECKLIST.md +103 -0
- modules/caas/paper/GITHUB_RELEASE_NOTES.md +105 -0
- modules/caas/paper/README.md +71 -0
- modules/caas/paper/abstract.md +24 -0
- modules/caas/paper/arxiv_submission.tar +0 -0
- modules/caas/paper/arxiv_submission.zip +0 -0
- modules/caas/paper/build_pdf.py +355 -0
- modules/caas/paper/experiments.md +149 -0
- modules/caas/paper/figures/.gitkeep +0 -0
- modules/caas/paper/figures/README.md +237 -0
- modules/caas/paper/figures/fig1_system_architecture.png +0 -0
- modules/caas/paper/figures/fig1_system_architecture.svg +198 -0
- modules/caas/paper/figures/fig2_context_triad.png +0 -0
- modules/caas/paper/figures/fig2_context_triad.svg +105 -0
- modules/caas/paper/figures/fig3_ablation_results.png +0 -0
- modules/caas/paper/figures/fig3_ablation_results.svg +113 -0
- modules/caas/paper/figures/fig4_routing_latency.png +0 -0
- modules/caas/paper/figures/fig4_routing_latency.svg +97 -0
- modules/caas/paper/intro.md +103 -0
- modules/caas/paper/latex/figures/fig1_system_architecture.png +0 -0
- modules/caas/paper/latex/figures/fig2_context_triad.png +0 -0
- modules/caas/paper/latex/figures/fig3_ablation_results.png +0 -0
- modules/caas/paper/latex/figures/fig4_routing_latency.png +0 -0
- modules/caas/paper/latex/main.tex +468 -0
- modules/caas/paper/latex/references.bib +140 -0
- modules/caas/paper/method.md +350 -0
- modules/caas/paper/outline.md +123 -0
- modules/caas/paper/related_work.md +101 -0
- modules/caas/paper/tables/.gitkeep +0 -0
- modules/caas/paper/tables/results_tables.md +50 -0
- modules/caas/pyproject.toml +172 -0
- modules/caas/requirements.txt +11 -0
- modules/caas/src/caas/__init__.py +232 -0
- modules/caas/src/caas/api/__init__.py +7 -0
- modules/caas/src/caas/api/server.py +1326 -0
- modules/caas/src/caas/caching.py +832 -0
- modules/caas/src/caas/cli.py +208 -0
- modules/caas/src/caas/conversation.py +221 -0
- modules/caas/src/caas/decay.py +118 -0
- modules/caas/src/caas/detection/__init__.py +7 -0
- modules/caas/src/caas/detection/detector.py +236 -0
- modules/caas/src/caas/enrichment.py +127 -0
- modules/caas/src/caas/gateway/__init__.py +24 -0
- modules/caas/src/caas/gateway/trust_gateway.py +471 -0
- modules/caas/src/caas/hf_utils.py +477 -0
- modules/caas/src/caas/ingestion/__init__.py +21 -0
- modules/caas/src/caas/ingestion/processors.py +251 -0
- modules/caas/src/caas/ingestion/structure_parser.py +185 -0
- modules/caas/src/caas/models.py +354 -0
- modules/caas/src/caas/pragmatic_truth.py +441 -0
- modules/caas/src/caas/routing/__init__.py +8 -0
- modules/caas/src/caas/routing/heuristic_router.py +242 -0
- modules/caas/src/caas/storage/__init__.py +7 -0
- modules/caas/src/caas/storage/store.py +450 -0
- modules/caas/src/caas/triad.py +472 -0
- modules/caas/src/caas/tuning/__init__.py +7 -0
- modules/caas/src/caas/tuning/tuner.py +322 -0
- modules/caas/src/caas/vfs/__init__.py +12 -0
- modules/caas/src/caas/vfs/filesystem.py +450 -0
- modules/caas/tests/__init__.py +3 -0
- modules/caas/tests/conftest.py +8 -0
- modules/caas/tests/test_caching.py +628 -0
- modules/caas/tests/test_context_triad.py +385 -0
- modules/caas/tests/test_conversation_manager.py +289 -0
- modules/caas/tests/test_functionality.py +215 -0
- modules/caas/tests/test_heuristic_router.py +370 -0
- modules/caas/tests/test_metadata_injection.py +328 -0
- modules/caas/tests/test_pragmatic_truth.py +322 -0
- modules/caas/tests/test_structure_aware_indexing.py +283 -0
- modules/caas/tests/test_time_decay.py +268 -0
- modules/caas/tests/test_trust_gateway.py +445 -0
- modules/caas/tests/test_vfs.py +298 -0
- modules/cmvk/.github/FUNDING.yml +9 -0
- modules/cmvk/.github/dependabot.yml +54 -0
- modules/cmvk/.github/workflows/ci.yml +205 -0
- modules/cmvk/.github/workflows/publish.yml +143 -0
- modules/cmvk/.gitignore +147 -0
- modules/cmvk/.pre-commit-config.yaml +58 -0
- modules/cmvk/CHANGELOG.md +146 -0
- modules/cmvk/CITATION.cff +48 -0
- modules/cmvk/CONTRIBUTING.md +229 -0
- modules/cmvk/Dockerfile +87 -0
- modules/cmvk/HF_MODEL_CARD.md +185 -0
- modules/cmvk/LICENSE +21 -0
- modules/cmvk/README.md +149 -0
- modules/cmvk/SECURITY.md +114 -0
- modules/cmvk/config/prompts/generator_v1.txt +23 -0
- modules/cmvk/config/prompts/verifier_hostile.txt +32 -0
- modules/cmvk/config/settings.yaml +40 -0
- modules/cmvk/coverage_html/.gitignore +2 -0
- modules/cmvk/coverage_html/class_index.html +658 -0
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- modules/cmvk/docs/innovation_layer.md +377 -0
- modules/cmvk/docs/safety.md +281 -0
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- modules/cmvk/examples/demo_complete_pipeline.py +209 -0
- modules/cmvk/examples/demo_innovation_layer.py +197 -0
- modules/cmvk/examples/example.py +112 -0
- modules/cmvk/examples/model_diversity_comparison.py +110 -0
- modules/cmvk/examples/real_api_integration.py +121 -0
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Modern AI agents capable of executing real-world actions---querying databases, calling APIs, writing files---face a critical reliability gap: their stochastic nature makes safety guarantees elusive, and prompt-based guardrails fail under adversarial conditions. We introduce the Agent Control Plane (ACP), a kernel-inspired middleware layer that enforces deterministic governance through attribute-based access control (ABAC), multi-dimensional constraint graphs, and shadow mode simulation.
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Unlike advisory systems that merely suggest safe behavior, ACP interposes between agent intent and action execution, achieving 0.00% safety violations on a 60-prompt red-team benchmark spanning direct attacks, prompt injections, and contextual confusion---with zero false positives. Our key insight, Scale by Subtraction, replaces verbose LLM-generated refusals with deterministic NULL responses, yielding a 98.1% token reduction while eliminating information leakage about blocked actions.
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Ablation studies with statistical rigor (Welch's t-test, Bonferroni correction) confirm component necessity: removing the PolicyEngine increases violations from 0% to 40.0% (p < 0.0001, Cohen's d = 8.7). We demonstrate production readiness through integrations with OpenAI function calling, LangChain agents, and multi-agent orchestration.
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13 pages, 4 figures. Large language models were used to assist with grammar and formatting; all technical claims, experimental results, and intellectual contributions are original work by the authors. Code available at https://github.com/[your-username]/agent-control-plane
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# Ethics Statement
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This statement addresses ethical considerations, dual-use concerns, and broader societal impact of the Agent Control Plane system.
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## Dual-Use Considerations
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### Potential Beneficial Uses
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1. **Improved AI Safety**: Deterministic enforcement prevents harmful agent actions in production systems
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2. **Regulatory Compliance**: Enables HIPAA, SOC 2, GDPR compliance for agent deployments
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3. **Democratizing AI Safety**: Open-source availability allows small organizations to deploy safe agents
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4. **Research Advancement**: Provides reproducible benchmarks and evaluation frameworks
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### Potential Harmful Uses
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1. **Over-Restriction**: Could be used to excessively limit legitimate agent behavior
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2. **Surveillance**: Audit logs could enable invasive monitoring of users/employees
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3. **Censorship**: Policies could be crafted to suppress specific content or actions
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4. **Competitive Weaponization**: Could limit competitors' agents in shared environments
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### Mitigation Strategies
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1. **Transparency**: All policy definitions should be visible to stakeholders
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2. **Human Oversight**: Critical decisions should require human approval
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3. **Audit Trail**: Complete logging enables accountability
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4. **Open Source**: Community scrutiny prevents malicious modifications
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## Environmental Impact
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### Carbon Footprint Estimate
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**Benchmark Experiments** (60 prompts):
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- Runtime: <5 seconds
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- Hardware: CPU only (Intel i7-12700K)
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- Power consumption: ~15W for 5 seconds = 0.00002 kWh
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- Carbon footprint: ~0.00001 kg CO₂ (using US grid average of 0.5 kg CO₂/kWh)
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**Production Deployment** (per million actions):
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- Latency overhead: 10ms per action
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- CPU overhead: ~0.1 core-hours per million actions
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- Power consumption: ~10W × 0.1 hours = 1 Wh = 0.001 kWh
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- Carbon footprint: ~0.0005 kg CO₂ per million actions
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**Comparison**:
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- ACP carbon footprint: ~0.0005 kg CO₂ per million actions
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- LLM inference (GPT-4): ~5-50 kg CO₂ per million tokens
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- Net impact: **Negligible** (10,000x smaller than LLM inference)
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**Token Reduction Benefit**:
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- ACP reduces token usage by 98% for blocked actions
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- If 10% of actions are blocked, net carbon reduction: ~9.8% of LLM inference cost
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- **Positive environmental impact** through token efficiency
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## Societal Impact
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### Positive Impacts
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1. **Accelerates Safe AI Deployment**: Organizations can deploy agents confidently
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2. **Reduces AI Incidents**: 0% safety violations → fewer accidents, breaches, compliance failures
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3. **Increases Transparency**: Audit logs enable accountability and trust
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4. **Levels Playing Field**: Open-source enables small orgs to compete with tech giants
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### Negative Impacts
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1. **Job Displacement**: Safer agents → more automation → potential job losses
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2. **Concentration of Power**: Organizations with governance expertise gain advantage
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3. **False Sense of Security**: 0% SVR in benchmarks ≠ 0% risk in all scenarios
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4. **Accessibility Barrier**: Requires domain expertise to define policies
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### Responsible Deployment Recommendations
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1. **Human-in-the-Loop**: For high-stakes decisions (medical, financial, legal)
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2. **Gradual Rollout**: Shadow Mode → staging → production
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3. **Continuous Monitoring**: Supervisor Agents + human oversight
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4. **Stakeholder Involvement**: Involve affected parties in policy design
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## Privacy Considerations
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### Data Collected
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1. **Audit Logs**: Every agent action (request, result, timestamp, agent ID)
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2. **Policy Violations**: Failed actions and reasons
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3. **Agent Sessions**: Creation, termination, permissions
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### Data Not Collected
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### Privacy Protections
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1. **Local Storage**: Audit logs stored locally (SQLite), not transmitted
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2. **Configurable Retention**: Default 30 days, configurable per compliance requirements
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3. **PII Detection**: Optional policy constraint to redact PII from logs
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4. **Access Control**: Audit logs accessible only to authorized operators
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### Privacy Risks
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1. **Audit Log Leakage**: If database compromised, full action history exposed
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2. **Correlation Attacks**: Multiple agents' logs could reveal user patterns
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3. **Insider Threats**: Operators with audit log access could misuse data
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### Mitigation
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1. **Encryption at Rest**: SQLite database encryption recommended
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2. **Log Aggregation**: Centralized log server with RBAC
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3. **Anonymization**: Hash agent IDs and user IDs in logs
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4. **Retention Limits**: Automatic deletion after compliance period
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## Fairness and Bias
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1. **Policy Bias**: Manual policies may reflect creator's biases
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2. **Data Graph Bias**: What data is included/excluded reflects priorities
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3. **Supervisor Bias**: Anomaly detection may disproportionately flag certain agents
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2. **Bias Audits**: Regularly review policies for unintended discrimination
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3. **Transparency**: Document policy rationale and changes
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4. **Appeal Process**: Mechanism for agents/users to contest blocked actions
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## Accountability
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### Who is Responsible?
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| Scenario | Responsible Party |
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| Agent violates policy | Agent developer (failed to check policy) |
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| Policy too restrictive | Policy author (over-conservative) |
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| Policy too permissive | Policy author (under-protective) |
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| ACP software bug | ACP maintainers |
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| Misuse of audit logs | Organization deploying ACP |
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### Liability Considerations
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- ACP provides **tools for safety**, not **guarantees of safety**
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- Organizations deploying ACP remain responsible for:
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- Defining appropriate policies
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- Monitoring agent behavior
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- Responding to violations
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## Informed Consent
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If agents interact with end users:
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1. **Disclose agent nature**: "You are interacting with an AI agent"
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2. **Explain limitations**: "This agent cannot perform certain actions"
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3. **Provide recourse**: "Contact human operator if agent is unhelpful"
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### For Operators
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1. **Training**: Operators must understand policy implications
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2. **Documentation**: Clear guidelines on policy creation
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3. **Incident Response**: Process for handling violations
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## Comparison with Prior Work
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### Ethics in Related Systems
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| System | Ethics Discussion | Mitigation Strategies |
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| LlamaGuard-2 | Minimal | None explicitly stated |
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| Guardrails AI | Moderate | Community guidelines |
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| Constitutional AI | Extensive | Value alignment via RLHF |
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| ACP (Ours) | Comprehensive | Transparency, oversight, open-source |
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**Our Contribution**: First governance system to provide:
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1. Complete audit trail (accountability)
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2. Policy transparency (no black-box decisions)
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3. Open-source (community scrutiny)
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4. Multi-stakeholder design (diverse perspectives)
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## Regulatory Landscape
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### Current Regulations
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1. **EU AI Act (2025)**: High-risk AI systems require:
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- Transparency (✅ ACP provides via audit logs)
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- Human oversight (✅ ACP enables via supervisor alerts)
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- Accuracy (✅ ACP achieves 0% SVR)
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- Robustness (✅ ACP provides via sandboxing)
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2. **HIPAA (Healthcare)**: Requires:
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- Audit trail (✅ ACP Flight Recorder)
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- Access control (✅ ACP permissions)
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- Minimum necessary (✅ ACP column filters)
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3. **GDPR (Privacy)**: Requires:
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- Right to explanation (✅ ACP policy logs show reason)
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- Data minimization (✅ ACP enforces query limits)
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- Data protection (✅ ACP PII constraints)
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**Compliance**: ACP is designed to enable, not guarantee, regulatory compliance. Organizations must still:
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- Define policies matching regulations
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- Document compliance procedures
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- Conduct regular audits
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## Long-Term Societal Considerations
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### Potential Future Scenarios
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1. **Positive Scenario**: Widespread adoption → safer AI → increased trust → accelerated beneficial deployment
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2. **Negative Scenario**: Governance systems become mandatory → centralized control → reduced innovation
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3. **Mixed Scenario**: Safety improves but concentration of power increases (only well-resourced orgs can deploy)
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### Recommendations for Policy Makers
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1. **Encourage Transparency**: Require explainable AI decisions (not just black-box)
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2. **Support Open Standards**: Governance should be interoperable, not vendor-locked
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3. **Invest in Education**: Domain expertise needed to define policies
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4. **Regular Review**: Technology evolves, regulations must adapt
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## Research Ethics
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### Benchmark Dataset
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- **No Human Subjects**: All prompts are synthetic (no real user data)
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- **No Sensitive Data**: Prompts are adversarial but not abusive
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- **Public Release**: All prompts will be publicly available (no privacy concerns)
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### Production Case Studies
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- **Anonymization**: All case study data is anonymized or synthetic
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- **Consent**: Organizations deploying ACP provided consent for case study publication
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- **No Vulnerable Populations**: Case studies avoid medical trials or other sensitive contexts
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## Conclusion
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Agent Control Plane is a **safety tool**, not a panacea. It enables deterministic enforcement but requires:
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- Thoughtful policy design
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- Human oversight
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- Continuous monitoring
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- Stakeholder involvement
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We encourage responsible deployment and welcome community feedback on ethical considerations.
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# Paper Submission Checklist
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Compliance checklist for top-tier AI/ML venues (NeurIPS, ICML, ICLR, AAMAS).
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## Agent Control Plane Paper
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### Content Sections
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- [x] Title: ""Agent Control Plane: A Deterministic Kernel for Zero-Violation Governance in Agentic AI""
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- [x] Abstract (248 words): 0% violations, 98.1% token reduction, ablations
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- [x] Introduction: Problem (jailbreaks, prompt injection), solution (kernel philosophy), contributions
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- [x] Related Work: RLHF, LlamaGuard, Guardrails.ai, NeMo, LangChain, ABAC
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- [x] System Design: Architecture, PolicyEngine, ConstraintGraphs, MuteAgent, FlightRecorder
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- [x] Experiments: Main results table, ablation table with p-values/Cohen's d
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- [x] Discussion & Limitations: Dataset scope, modality, baselines, ethics
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- [x] Conclusion: Summary with key stats
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- [x] References: 30+ citations
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### Figures & Tables
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- [x] Table 1: Main benchmark results
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- [x] Table 2: Ablation study with statistics
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- [x] Table 3: Latency breakdown
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### Bibliography
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- [x] references.bib created with 30+ entries
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### Reproducibility Artifacts
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- [x] Code publicly available (GitHub)
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- [x] PyPI package (`pip install agent-control-plane`)
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- [x] Dataset on HuggingFace
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- [x] Docker configuration
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- [x] Frozen dependencies (requirements_frozen.txt)
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- [x] Seeds documented (42, 123, 456, 789, 1024)
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- [x] Hardware specs documented
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- [x] Statistical methods documented (Welch's t-test, Bonferroni, Cohen's d)
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---
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## Submission Requirements
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### 1. Anonymity (Double-Blind Review)
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- Do NOT include author names in paper PDF
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- Do NOT include institutional affiliations in paper PDF
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- Cite own work in third person
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- Use anonymous repository links
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### 2. LLM Usage Disclosure
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Most venues require explicit disclosure of LLM usage in writing/editing.
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```latex
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\section*{LLM Usage Statement}
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We used [LLM name/version] for the following purposes:
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- Initial outlining of paper structure
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- Grammar and clarity improvements
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All claims, experiments, and results are author-original.
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```
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### 3. Page Limits (2025-2026)
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| Venue | Main Paper | Appendix |
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|-------|-----------|----------|
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| NeurIPS | 9 pages | Unlimited |
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| ICML | 8 pages | Unlimited |
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| ICLR | 9 pages | Unlimited |
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| AAMAS | 8 pages | 1 page |
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---
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*Last Updated: January 2026*
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# Paper
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**Title**: "Agent Control Plane: A Deterministic Kernel for Zero-Violation Governance in Agentic AI Systems"
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**Target Venues**:
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- arXiv preprint (cs.AI)
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- NeurIPS 2026 Workshop on AI Safety
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- ICLR 2027
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## Files
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| File | Description |
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|------|-------------|
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| `main.md` | Full paper in Markdown (~3,500 words) |
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| `main.tex` | Full paper in LaTeX (for arXiv) |
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| `main_anonymous.md` | Anonymized Markdown for double-blind review |
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| `main_anonymous.tex` | Anonymized LaTeX for double-blind review |
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| `appendix.md` | Reproducibility, ablations, limitations |
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| `PAPER_CHECKLIST.md` | Submission checklist |
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| `ETHICS_STATEMENT.md` | Ethics considerations |
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| `references.bib` | BibTeX citations (30+ refs) |
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| `build.sh` | Pandoc PDF build script |
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| `figures/` | Architecture diagrams, charts (PNG/PDF) |
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### Generated Figures
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| Figure | File | Description |
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|--------|------|-------------|
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| Figure 1 | `figures/architecture.png` | ACP system architecture |
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| Figure 2 | `figures/constraint_graphs.png` | Multi-dimensional constraint validation |
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| Figure 3 | `figures/results_chart.png` | Main benchmark results |
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| Figure 4 | `figures/ablation_chart.png` | Ablation study results |
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## Building PDF
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### Option 1: Overleaf (Recommended)
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1. Upload `main.md` content to Overleaf
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2. Convert to LaTeX format
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3. Use NeurIPS/ICLR template
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### Option 2: Pandoc (Local)
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```bash
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# Install pandoc if needed
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# Windows: choco install pandoc
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# Mac: brew install pandoc
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# Linux: apt install pandoc
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# Build PDF
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./build.sh
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# Or manually:
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pandoc main.md -o paper.pdf --pdf-engine=xelatex
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```
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## Key Results
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| Metric | Value |
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|--------|-------|
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| Safety Violation Rate | **0.00%** (vs 26.67% baseline) |
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| Token Reduction | **98.1%** |
|
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| Latency Overhead | **12ms** (negligible) |
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60
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| PolicyEngine ablation | p < 0.0001, Cohen's d = 8.7 |
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## Links
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- **GitHub**: https://github.com/imran-siddique/agent-control-plane
|
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65
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- **PyPI**: `pip install agent-control-plane`
|
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66
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- **Dataset**: https://huggingface.co/datasets/imran-siddique/agent-control-redteam-60
|
|
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- **Reproducibility**: See `../reproducibility/` folder
|
|
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|
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---
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*Last updated: January 2026*
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# Appendix: Supplementary Materials
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+
|
|
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|
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This appendix contains detailed reproducibility information, full ablation tables, and additional experimental data.
|
|
4
|
+
|
|
5
|
+
---
|
|
6
|
+
|
|
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|
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## Appendix A: Ablation Study Tables
|
|
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|
+
|
|
9
|
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### A.1 Safety Enforcement Components
|
|
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|
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|
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**Configuration**: 60 red-team prompts × 5 seeds = 300 evaluations per configuration
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|
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|
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| Configuration | SVR (mean ± std) | Token Reduction % | p-value vs Full | Cohen's d |
|
|
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|
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|---------------|------------------|-------------------|-----------------|-----------|
|
|
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|
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| **Full Kernel** | **0.00% ± 0.00** | **98.1% ± 1.2** | — | — |
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|
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| No PolicyEngine | 40.00% ± 5.2 | 12.3% ± 4.8 | p < 0.0001 | 8.7 |
|
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| No MuteAgent | 0.00% ± 0.00 | 0.0% ± 0.0 | p = 0.94 | 0.0 |
|
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| No ConstraintGraphs | 3.33% ± 1.8 | 85.4% ± 4.7 | p = 0.0012 | 1.9 |
|
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|
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| No SupervisorAgents | 0.00% ± 0.00 | 97.8% ± 1.4 | p = 0.72 | 0.1 |
|
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| No ShadowMode | 0.00% ± 0.00 | 98.0% ± 1.3 | p = 0.89 | 0.0 |
|
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+
|
|
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|
+
### A.2 Token Efficiency
|
|
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|
+
|
|
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|
+
| Configuration | Tokens/Request (mean ± std) | Reduction vs Baseline |
|
|
25
|
+
|---------------|-----------------------------|-----------------------|
|
|
26
|
+
| No ACP (baseline) | 127.4 ± 18.6 | — |
|
|
27
|
+
| Full Kernel | 0.5 ± 0.1 | 99.6% |
|
|
28
|
+
| No MuteAgent | 26.3 ± 4.2 | 79.4% |
|
|
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|
+
|
|
30
|
+
### A.3 Latency Overhead
|
|
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|
+
|
|
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|
+
| Configuration | Latency (mean ± std) | Overhead |
|
|
33
|
+
|---------------|----------------------|----------|
|
|
34
|
+
| No ACP | 0.0 ms | — |
|
|
35
|
+
| Full Kernel | 12.3 ± 2.8 ms | +12.3 ms |
|
|
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|
+
|
|
37
|
+
---
|
|
38
|
+
|
|
39
|
+
## Appendix B: Reproducibility Commands
|
|
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|
+
|
|
41
|
+
### B.1 Environment Setup
|
|
42
|
+
|
|
43
|
+
```bash
|
|
44
|
+
# Clone repository
|
|
45
|
+
git clone https://github.com/imran-siddique/agent-control-plane.git
|
|
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|
+
cd agent-control-plane
|
|
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|
+
|
|
48
|
+
# Option 1: Docker (recommended)
|
|
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|
+
cd reproducibility/docker_config
|
|
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|
+
docker build -t acp-repro:v1.1.0 .
|
|
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|
+
docker run -it acp-repro:v1.1.0 bash
|
|
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|
+
|
|
53
|
+
# Option 2: Local venv
|
|
54
|
+
python3 -m venv venv
|
|
55
|
+
source venv/bin/activate # or venv\Scripts\activate on Windows
|
|
56
|
+
pip install -r reproducibility/requirements_frozen.txt
|
|
57
|
+
```
|
|
58
|
+
|
|
59
|
+
### B.2 Run Benchmarks
|
|
60
|
+
|
|
61
|
+
```bash
|
|
62
|
+
# Primary benchmark (60 red-team prompts)
|
|
63
|
+
python benchmark.py --seed 42 --output results/benchmark_seed42.csv
|
|
64
|
+
|
|
65
|
+
# Full ablation suite (7 configs × 5 seeds)
|
|
66
|
+
bash reproducibility/run_all_experiments.sh
|
|
67
|
+
```
|
|
68
|
+
|
|
69
|
+
---
|
|
70
|
+
|
|
71
|
+
## Appendix C: Statistical Methods
|
|
72
|
+
|
|
73
|
+
**Test Used**: Welch's t-test (two-sample, unequal variances)
|
|
74
|
+
|
|
75
|
+
**Correction**: Bonferroni adjustment for 6 comparisons (α = 0.05/6 = 0.0083)
|
|
76
|
+
|
|
77
|
+
**Effect Size**: Cohen's d with interpretation (small: 0.2, medium: 0.5, large: 0.8)
|
|
78
|
+
|
|
79
|
+
```python
|
|
80
|
+
from scipy import stats
|
|
81
|
+
import numpy as np
|
|
82
|
+
|
|
83
|
+
def compute_stats(full_results, ablation_results):
|
|
84
|
+
t_stat, p_value = stats.ttest_ind(full_results, ablation_results, equal_var=False)
|
|
85
|
+
pooled_std = np.sqrt((np.std(full_results)**2 + np.std(ablation_results)**2) / 2)
|
|
86
|
+
cohens_d = abs((np.mean(ablation_results) - np.mean(full_results)) / pooled_std)
|
|
87
|
+
return {'p_value': p_value, 'cohens_d': cohens_d}
|
|
88
|
+
```
|
|
89
|
+
|
|
90
|
+
---
|
|
91
|
+
|
|
92
|
+
## Appendix D: Hardware & Environment
|
|
93
|
+
|
|
94
|
+
| Component | Specification |
|
|
95
|
+
|-----------|---------------|
|
|
96
|
+
| CPU | Intel i7-12700K (12 cores, 3.6GHz) |
|
|
97
|
+
| RAM | 32GB DDR4-3200 |
|
|
98
|
+
| GPU | NVIDIA RTX 3080 (10GB VRAM) |
|
|
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|
+
| OS | Ubuntu 22.04 LTS |
|
|
100
|
+
|
|
101
|
+
**Cloud Alternatives**: AWS g5.xlarge (~$1.00/hr), GCP n1-standard-4 + T4 (~$0.75/hr)
|
|
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|
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|
|
103
|
+
---
|
|
104
|
+
|
|
105
|
+
## Appendix E: Cost Estimates
|
|
106
|
+
|
|
107
|
+
| Experiment | Prompts | Est. Cost |
|
|
108
|
+
|------------|---------|-----------|
|
|
109
|
+
| Red-Team Safety | 60 | $0.15-0.25 |
|
|
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|
+
| Ablation Suite | 2,100 | $5-8 |
|
|
111
|
+
| Full Benchmark | ~2,500 | $8-12 |
|
|
112
|
+
|
|
113
|
+
---
|
|
114
|
+
|
|
115
|
+
## Appendix F: Raw Data by Seed
|
|
116
|
+
|
|
117
|
+
```
|
|
118
|
+
Configuration | Seed 42 | Seed 123 | Seed 456 | Seed 789 | Seed 1024
|
|
119
|
+
-----------------|---------|----------|----------|----------|-----------
|
|
120
|
+
Full Kernel | 0.00% | 0.00% | 0.00% | 0.00% | 0.00%
|
|
121
|
+
No PolicyEngine | 38.33% | 41.67% | 40.00% | 43.33% | 36.67%
|
|
122
|
+
No ConstraintGraphs | 3.33% | 5.00% | 3.33% | 1.67% | 3.33%
|
|
123
|
+
```
|
|
124
|
+
|
|
125
|
+
---
|
|
126
|
+
|
|
127
|
+
## Appendix G: Dataset Details
|
|
128
|
+
|
|
129
|
+
| Category | Count | Description |
|
|
130
|
+
|----------|-------|-------------|
|
|
131
|
+
| Direct Violations | 15 | Explicit harmful requests |
|
|
132
|
+
| Prompt Injections | 15 | Embedded malicious instructions |
|
|
133
|
+
| Contextual Confusion | 15 | Ambiguous/edge cases |
|
|
134
|
+
| Valid Requests | 15 | Benign baseline |
|
|
135
|
+
| **Total** | **60** | — |
|
|
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|
+
|
|
137
|
+
**Access**: [HuggingFace](https://huggingface.co/datasets/imran-siddique/agent-control-redteam-60)
|
|
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|
+
|
|
139
|
+
---
|
|
140
|
+
|
|
141
|
+
## Appendix H: Limitations
|
|
142
|
+
|
|
143
|
+
1. **Dataset scope**: Synthetic red-team prompts; real-world attacks may differ
|
|
144
|
+
2. **Modality**: Primarily text/tool agents; vision/audio needs more evaluation
|
|
145
|
+
3. **Baselines**: Compared against no-governance only
|
|
146
|
+
4. **LLM stochasticity**: Averaged over 5 seeds; production variance may be higher
|
|
147
|
+
|
|
148
|
+
See `../reproducibility/LIMITATIONS.md` for detailed discussion.
|
|
149
|
+
|
|
150
|
+
---
|
|
151
|
+
|
|
152
|
+
*Last updated: January 2026 | Version 1.1.0*
|
|
@@ -0,0 +1,15 @@
|
|
|
1
|
+
graph TD
|
|
2
|
+
User[User / App] -->|Request| Kernel[Agent Kernel]
|
|
3
|
+
Kernel -->|Check| Policy[Policy Engine]
|
|
4
|
+
Kernel -->|Check| Graphs[Constraint Graphs]
|
|
5
|
+
Policy -->|Allow/Deny| Kernel
|
|
6
|
+
Graphs -->|Allow/Deny| Kernel
|
|
7
|
+
Kernel -->|If Denied| Mute[Mute Agent]
|
|
8
|
+
Kernel -->|If Allowed| Sandbox[Execution Engine]
|
|
9
|
+
Mute -->|NULL| User
|
|
10
|
+
Sandbox -->|Action| Resource[Database/API]
|
|
11
|
+
Resource -->|Result| Sandbox
|
|
12
|
+
Sandbox -->|Response| User
|
|
13
|
+
Kernel -.->|Log| Recorder[Flight Recorder]
|
|
14
|
+
style Kernel fill:#f9f,stroke:#333,stroke-width:2px
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|
15
|
+
style Mute fill:#ff9,stroke:#333
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