npm - sparkforensics-cli - Versions diffs - 0.1.0 → 0.2.0 - Mend

sparkforensics-cli 0.1.0 → 0.2.0

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Specifics</p><!--]--></a><!----></div><!----></div><div class="VPSidebarItem level-1 is-link" data-v-b3fd67f8><div class="item" data-v-b3fd67f8><div class="indicator" data-v-b3fd67f8></div><a class="VPLink link link" href="../tuning-reference/aqe.html" data-v-b3fd67f8><!--[--><p class="text" data-v-b3fd67f8>Adaptive Query Execution</p><!--]--></a><!----></div><!----></div><div class="VPSidebarItem level-1 is-link" data-v-b3fd67f8><div class="item" data-v-b3fd67f8><div class="indicator" data-v-b3fd67f8></div><a class="VPLink link link" href="../tuning-reference/cluster-config.html" data-v-b3fd67f8><!--[--><p class="text" data-v-b3fd67f8>Cluster Tuning</p><!--]--></a><!----></div><!----></div><div class="VPSidebarItem level-1 is-link" data-v-b3fd67f8><div class="item" data-v-b3fd67f8><div class="indicator" data-v-b3fd67f8></div><a class="VPLink link link" href="../tuning-reference/anti-patterns.html" data-v-b3fd67f8><!--[--><p class="text" data-v-b3fd67f8>Anti-Patterns</p><!--]--></a><!----></div><!----></div><!--]--></div></section></div><div class="no-transition group" data-v-c40bc020><section class="VPSidebarItem level-0 has-active" data-v-c40bc020 data-v-b3fd67f8><div class="item" role="button" tabindex="0" data-v-b3fd67f8><div class="indicator" data-v-b3fd67f8></div><h2 class="text" data-v-b3fd67f8>Detector Catalog</h2><!----></div><div class="items" data-v-b3fd67f8><!--[--><div class="VPSidebarItem level-1 is-link" data-v-b3fd67f8><div class="item" data-v-b3fd67f8><div class="indicator" data-v-b3fd67f8></div><a class="VPLink link link" href="../tuning-reference/bottleneck-skew.html" data-v-b3fd67f8><!--[--><p class="text" data-v-b3fd67f8>Task Skew</p><!--]--></a><!----></div><!----></div><div class="VPSidebarItem level-1 is-link" data-v-b3fd67f8><div class="item" data-v-b3fd67f8><div class="indicator" data-v-b3fd67f8></div><a class="VPLink link link" href="../tuning-reference/bottleneck-shuffle.html" 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data-v-39a288b8><div class="content-container" data-v-39a288b8><!--[--><!--]--><main class="main" data-v-39a288b8><div style="position:relative;" class="vp-doc _docs_tuning-reference_bottleneck-utilization" data-v-39a288b8><div><h1 id="bottleneck-utilization" tabindex="-1">Executor Utilization <a class="header-anchor" href="#bottleneck-utilization" aria-label="Permalink to &quot;Executor Utilization {#bottleneck-utilization}&quot;"></a></h1><p><span class="tag">UTIL</span></p><h2 id="what-it-is" tabindex="-1">What it is <a class="header-anchor" href="#what-it-is" aria-label="Permalink to &quot;What it is&quot;"></a></h2><p>Executor utilization measures how much of the cluster&#39;s allocated executor capacity a job actually keeps busy. When the average number of active executors trails the peak number allocated, the cluster is holding compute (cores and memory) that isn&#39;t running any tasks.</p><h2 id="how-it-s-detected" tabindex="-1">How it&#39;s detected <a class="header-anchor" href="#how-it-s-detected" aria-label="Permalink to &quot;How it&#39;s detected&quot;"></a></h2><p>The signal is the ratio of average active executors to the peak active executor count observed over the job&#39;s lifetime:</p><table tabindex="0"><thead><tr><th>avg active executors / peak</th><th>Level</th></tr></thead><tbody><tr><td>&lt; 60%</td><td>Info</td></tr><tr><td>&lt; 40%</td><td>Warning</td></tr><tr><td>&lt; 20%</td><td>Critical</td></tr></tbody></table><h2 id="why-it-matters" tabindex="-1">Why it matters <a class="header-anchor" href="#why-it-matters" aria-label="Permalink to &quot;Why it matters&quot;"></a></h2><p>Idle executors are allocation you&#39;re paying for without getting work done. One common cause is too little task parallelism to occupy the allocated cores: the guidance is to keep at least as many partitions as there are cores across the executors, so no core sits idle<sup class="footnote-ref"><a href="#fn1" id="fnref1">[1]</a></sup>. Parallelism can also be lost by accident rather than by under-partitioning upfront: because <code>coalesce</code> is a narrow transformation, reducing partition count with it forces the <em>entire</em> upstream stage down to the reduced parallelism, not just the coalesce step, trading a shuffle for lost concurrency<sup class="footnote-ref"><a href="#fn2" id="fnref2">[2]</a></sup>. Separately, under dynamic allocation, a workload with many small tasks can end up over-provisioned: by default it requests enough executors to maximize parallelism for the task count, and with small tasks that can mean some executors &quot;might not even do any work,&quot; wasting resources on allocation overhead<sup class="footnote-ref"><a href="#fn3" id="fnref3">[3]</a></sup>.</p><h2 id="how-to-fix-it" tabindex="-1">How to fix it <a class="header-anchor" href="#how-to-fix-it" aria-label="Permalink to &quot;How to fix it&quot;"></a></h2><ul><li>Reach for <code>repartition</code> (not <code>coalesce</code>) when you need to raise partition count or rebalance data: <code>coalesce</code> only avoids a shuffle when shrinking partition count, and doing so also drags the entire upstream stage down to the reduced parallelism<sup class="footnote-ref"><a href="#fn4" id="fnref4">[4]</a></sup><sup class="footnote-ref"><a href="#fn2" id="fnref2:1">[2:1]</a></sup>.</li><li>Size partitions so the task count is at least the core count available across executors, to avoid leaving cores idle<sup class="footnote-ref"><a href="#fn1" id="fnref1:1">[1:1]</a></sup>.</li><li>Under dynamic allocation, lower <code>spark.dynamicAllocation.executorAllocationRatio</code> below its default of <code>1.0</code> to scale back the number of executors requested for workloads made up of many small tasks<sup class="footnote-ref"><a href="#fn3" id="fnref3:1">[3:1]</a></sup>.</li><li>Dynamic allocation requires shuffle tracking, the external shuffle service, or shuffle-block decommissioning to be enabled as a precondition<sup class="footnote-ref"><a href="#fn3" id="fnref3:2">[3:2]</a></sup>; without one of them, an executor removed mid-shuffle takes its unfetched shuffle files with it, forcing a recompute<sup class="footnote-ref"><a href="#fn5" id="fnref5">[5]</a></sup>, which undercuts using dynamic allocation to shed idle executors in the first place. <code>spark.dynamicAllocation.shuffleTracking.enabled</code> defaults to <code>true</code> since Spark 3.0, satisfying that precondition without needing a separate external shuffle service<sup class="footnote-ref"><a href="#fn3" id="fnref3:3">[3:3]</a></sup>.</li></ul><p>Restore parallelism after a heavy filter, and rein in over-provisioning for many-small-task jobs:</p><div class="language-python vp-adaptive-theme"><button title="Copy Code" class="copy"></button><span class="lang">python</span><pre class="shiki shiki-themes github-light github-dark vp-code" tabindex="0"><code><span class="line"><span style="--shiki-light:#6A737D;--shiki-dark:#6A737D;"># repartition (not coalesce) rebalances and can raise partition count; aim &gt;= total executor cores</span></span>
+<span class="line"><span style="--shiki-light:#24292E;--shiki-dark:#E1E4E8;">df </span><span style="--shiki-light:#D73A49;--shiki-dark:#F97583;">=</span><span style="--shiki-light:#24292E;--shiki-dark:#E1E4E8;"> df.filter(heavy_predicate).repartition(spark.sparkContext.defaultParallelism)</span></span>
+<span class="line"></span>
+<span class="line"><span style="--shiki-light:#6A737D;--shiki-dark:#6A737D;"># Scale back executors requested for many-small-task workloads (default ratio 1.0)</span></span>
+<span class="line"><span style="--shiki-light:#24292E;--shiki-dark:#E1E4E8;">spark.conf.set(</span><span style="--shiki-light:#032F62;--shiki-dark:#9ECBFF;">&quot;spark.dynamicAllocation.executorAllocationRatio&quot;</span><span style="--shiki-light:#24292E;--shiki-dark:#E1E4E8;">, </span><span style="--shiki-light:#032F62;--shiki-dark:#9ECBFF;">&quot;0.5&quot;</span><span style="--shiki-light:#24292E;--shiki-dark:#E1E4E8;">)  </span><span style="--shiki-light:#6A737D;--shiki-dark:#6A737D;"># 0.5 is an example</span></span></code></pre></div><h2 id="limitations-false-positive-risk" tabindex="-1">Limitations / false-positive risk <a class="header-anchor" href="#limitations-false-positive-risk" aria-label="Permalink to &quot;Limitations / false-positive risk&quot;"></a></h2><p>A low average-to-peak ratio isn&#39;t always waste. A bursty or I/O-bound job legitimately holds executors while tasks wait on external systems rather than burning cores, and the ratio is sensitive to short stages, where a brief spike in allocation skews the average without meaning the cluster was genuinely idle.</p><h2 id="caching-opportunity" tabindex="-1">Caching opportunity <a class="header-anchor" href="#caching-opportunity" aria-label="Permalink to &quot;Caching opportunity&quot;"></a></h2><p><span class="tag">CACHE</span></p><p>When the same DataFrame, RDD, or input is scanned more than once, low utilization can trace back to repeated recomputation rather than idle cores. Spark keeps nothing between actions: transformations only build a DAG, and once an action finishes its intermediate results are discarded<sup class="footnote-ref"><a href="#fn6" id="fnref6">[6]</a></sup>. Call a second action on the same logic and Spark re-runs the whole DAG from the source, which can mean re-reading a terabyte from S3, re-reading Kafka, or repeating expensive decompression<sup class="footnote-ref"><a href="#fn6" id="fnref6:1">[6:1]</a></sup>. Fork that logic into two pipeline branches and you sign up to recompute everything twice<sup class="footnote-ref"><a href="#fn6" id="fnref6:2">[6:2]</a></sup>.</p><img class="light-only" src="../assets/duplicate-plan-subtree.B4cvN6fj.svg" alt="How two branches that repeat the same scan and operators each recompute it, until a shared cached or reused node lets both read one materialized result."><img class="dark-only" src="../assets/duplicate-plan-subtree.dark.Dw8wS0Ag.svg" alt="How two branches that repeat the same scan and operators each recompute it, until a shared cached or reused node lets both read one materialized result."><p><a href="./caching.html"><code>cache()</code> and <code>persist()</code></a> are how you stop that. Persisting materializes the RDD (usually in memory on the executors) so it can be reused within the job, while Spark keeps its lineage to recompute any lost partition<sup class="footnote-ref"><a href="#fn7" id="fnref7">[7]</a></sup>. For a dataset you read repeatedly, this is one of the most useful optimizations available: it parks a DataFrame, table, or RDD in temporary storage across the executors and makes later reads fast<sup class="footnote-ref"><a href="#fn8" id="fnref8">[8]</a></sup>. Materialization is lazy and per-block, so only an action that touches every partition (<code>count()</code> or a full write) caches all of it; a subset scan like <code>take(10)</code> leaves a partial cache<sup class="footnote-ref"><a href="#fn6" id="fnref6:3">[6:3]</a></sup>.</p><p><code>cache()</code> is shorthand; <code>persist()</code> takes a <code>StorageLevel</code> and lets you pick the tradeoff:</p><table tabindex="0"><thead><tr><th>Level</th><th>Tradeoff</th></tr></thead><tbody><tr><td><code>MEMORY_ONLY</code></td><td>Fastest reads (deserialized JVM objects), but partitions that don&#39;t fit are recomputed on the fly each time<sup class="footnote-ref"><a href="#fn8" id="fnref8:1">[8:1]</a></sup>.</td></tr><tr><td><code>MEMORY_AND_DISK</code></td><td>Spills the overflow to disk instead of recomputing; Spark&#39;s default caching strategy and fine for most pipelines<sup class="footnote-ref"><a href="#fn9" id="fnref9">[9]</a></sup>. For DataFrames, <code>.cache()</code> maps to this<sup class="footnote-ref"><a href="#fn6" id="fnref6:4">[6:4]</a></sup>.</td></tr><tr><td>Serialized (<code>_SER</code>)</td><td>Byte arrays instead of raw objects: smaller footprint, slower reads. Reach for it when memory is tight<sup class="footnote-ref"><a href="#fn9" id="fnref9:1">[9:1]</a></sup>.</td></tr><tr><td>Replicated (<code>_2</code>)</td><td>A second copy for fast fault recovery instead of waiting on recomputation, at twice the space<sup class="footnote-ref"><a href="#fn10" id="fnref10">[10]</a></sup><sup class="footnote-ref"><a href="#fn9" id="fnref9:2">[9:2]</a></sup>.</td></tr></tbody></table><p>Whether to spill to disk hinges on recomputation cost: reading a block back from disk only beats recomputing it when the work that produced the data is expensive or filters out a large fraction, so the RDD guide says don&#39;t enable disk otherwise<sup class="footnote-ref"><a href="#fn10" id="fnref10:1">[10:1]</a></sup>.</p><p>Caching is not free, and several cases don&#39;t warrant it:</p><ul><li><strong>Single use.</strong> Caching adds serialization, deserialization, and storage cost, so caching data you read once only slows you down<sup class="footnote-ref"><a href="#fn8" id="fnref8:2">[8:2]</a></sup>.</li><li><strong>Data larger than storage memory,</strong> or a cheap transformation that isn&#39;t reused often regardless of size<sup class="footnote-ref"><a href="#fn11" id="fnref11">[11]</a></sup>.</li><li><strong>Memory pressure.</strong> Cache memory is memory taken from processing, and under the default spill strategy cached data can land on slower disk, so caching can cost more than just re-reading the source<sup class="footnote-ref"><a href="#fn9" id="fnref9:3">[9:3]</a></sup>.</li><li><strong>Lost optimizer freedom.</strong> Once a dataset is cached, Catalyst works on the in-memory copy and can no longer push filters down to the source<sup class="footnote-ref"><a href="#fn9" id="fnref9:4">[9:4]</a></sup>.</li></ul><p>A persisted RDD you&#39;ve stopped using still occupies memory until the app ends or eviction forces it out, so call <code>unpersist()</code> to reclaim it deliberately, which matters most on shared clusters<sup class="footnote-ref"><a href="#fn9" id="fnref9:5">[9:5]</a></sup>.</p><h2 id="related" tabindex="-1">Related <a class="header-anchor" href="#related" aria-label="Permalink to &quot;Related&quot;"></a></h2><ul><li><strong>Task parallelism:</strong> <a href="./partitioning.html">Partitioning</a></li><li><strong>Executor sizing:</strong> <a href="./cluster-config.html">Cluster Tuning</a></li></ul><hr class="footnotes-sep"><section class="footnotes"><ol class="footnotes-list"><li id="fn1" class="footnote-item"><p><em>Learning Spark, 2nd Edition</em>, Damji, Wenig, Das &amp; Lee, ch. 7 <a href="#fnref1" class="footnote-backref">↩︎</a> <a href="#fnref1:1" class="footnote-backref">↩︎</a></p></li><li id="fn2" class="footnote-item"><p><em>High Performance Spark, 2nd Edition</em>, Karau, Polak &amp; Warren, ch. 8 <a href="#fnref2" class="footnote-backref">↩︎</a> <a href="#fnref2:1" class="footnote-backref">↩︎</a></p></li><li id="fn3" class="footnote-item"><p><a href="https://spark.apache.org/docs/latest/configuration.html" target="_blank" rel="noreferrer">Configuration — Spark</a> <a href="#fnref3" class="footnote-backref">↩︎</a> <a href="#fnref3:1" class="footnote-backref">↩︎</a> <a href="#fnref3:2" class="footnote-backref">↩︎</a> <a href="#fnref3:3" class="footnote-backref">↩︎</a></p></li><li id="fn4" class="footnote-item"><p><em>Spark: The Definitive Guide</em>, Chambers &amp; Zaharia, ch. 19 <a href="#fnref4" class="footnote-backref">↩︎</a></p></li><li id="fn5" class="footnote-item"><p><a href="https://spark.apache.org/docs/latest/job-scheduling.html" target="_blank" rel="noreferrer">Job Scheduling — Dynamic Resource Allocation</a> <a href="#fnref5" class="footnote-backref">↩︎</a></p></li><li id="fn6" class="footnote-item"><p><a href="https://luminousmen.com/post/explaining-the-mechanics-of-spark-caching" target="_blank" rel="noreferrer">Explaining the Mechanics of Spark Caching</a> <a href="#fnref6" class="footnote-backref">↩︎</a> <a href="#fnref6:1" class="footnote-backref">↩︎</a> <a href="#fnref6:2" class="footnote-backref">↩︎</a> <a href="#fnref6:3" class="footnote-backref">↩︎</a> <a href="#fnref6:4" class="footnote-backref">↩︎</a></p></li><li id="fn7" class="footnote-item"><p><em>High Performance Spark, 2nd Edition</em>, Karau, Polak &amp; Warren, ch. 2 <a href="#fnref7" class="footnote-backref">↩︎</a></p></li><li id="fn8" class="footnote-item"><p><em>Spark: The Definitive Guide</em>, Chambers &amp; Zaharia, ch. 19 <a href="#fnref8" class="footnote-backref">↩︎</a> <a href="#fnref8:1" class="footnote-backref">↩︎</a> <a href="#fnref8:2" class="footnote-backref">↩︎</a></p></li><li id="fn9" class="footnote-item"><p><a href="https://luminousmen.com/post/spark-tips-caching" target="_blank" rel="noreferrer">Spark Tips: Caching</a> <a href="#fnref9" class="footnote-backref">↩︎</a> <a href="#fnref9:1" class="footnote-backref">↩︎</a> <a href="#fnref9:2" class="footnote-backref">↩︎</a> <a href="#fnref9:3" class="footnote-backref">↩︎</a> <a href="#fnref9:4" class="footnote-backref">↩︎</a> <a href="#fnref9:5" class="footnote-backref">↩︎</a></p></li><li id="fn10" class="footnote-item"><p><a href="https://spark.apache.org/docs/latest/rdd-programming-guide.html" target="_blank" rel="noreferrer">RDD Programming Guide — Spark</a> <a href="#fnref10" class="footnote-backref">↩︎</a> <a href="#fnref10:1" class="footnote-backref">↩︎</a></p></li><li id="fn11" class="footnote-item"><p><em>Learning Spark, 2nd Edition</em>, Damji, Wenig, Das &amp; 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Formats</p><!--]--></a><!----></div><!----></div><div class="VPSidebarItem level-1 is-link" data-v-b3fd67f8><div class="item" data-v-b3fd67f8><div class="indicator" data-v-b3fd67f8></div><a class="VPLink link link" href="../tuning-reference/table-formats.html" data-v-b3fd67f8><!--[--><p class="text" data-v-b3fd67f8>Table Formats</p><!--]--></a><!----></div><!----></div><div class="VPSidebarItem level-1 is-link" data-v-b3fd67f8><div class="item" data-v-b3fd67f8><div class="indicator" data-v-b3fd67f8></div><a class="VPLink link link" href="../tuning-reference/caching.html" data-v-b3fd67f8><!--[--><p class="text" data-v-b3fd67f8>Caching & Persistence</p><!--]--></a><!----></div><!----></div><div class="VPSidebarItem level-1 is-link" data-v-b3fd67f8><div class="item" data-v-b3fd67f8><div class="indicator" data-v-b3fd67f8></div><a class="VPLink link link" href="../tuning-reference/pyspark.html" data-v-b3fd67f8><!--[--><p class="text" data-v-b3fd67f8>PySpark 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data-v-5d98c3a5 data-v-1428d186><div class="VPDoc has-sidebar has-aside" data-v-1428d186 data-v-39a288b8><!--[--><!--]--><div class="container" data-v-39a288b8><div class="aside" data-v-39a288b8><div class="aside-curtain" data-v-39a288b8></div><div class="aside-container" data-v-39a288b8><div class="aside-content" data-v-39a288b8><div class="VPDocAside" data-v-39a288b8 data-v-3f215769><!--[--><!--]--><!--[--><!--]--><nav aria-labelledby="doc-outline-aria-label" class="VPDocAsideOutline" data-v-3f215769 data-v-a5bbad30><div class="content" data-v-a5bbad30><div class="outline-marker" data-v-a5bbad30></div><div aria-level="2" class="outline-title" id="doc-outline-aria-label" role="heading" data-v-a5bbad30>On this page</div><ul class="VPDocOutlineItem root" data-v-a5bbad30 data-v-b933a997><!--[--><!--]--></ul></div></nav><!--[--><!--]--><div class="spacer" data-v-3f215769></div><!--[--><!--]--><!----><!--[--><!--]--><!--[--><!--]--></div></div></div></div><div class="content" data-v-39a288b8><div class="content-container" data-v-39a288b8><!--[--><!--]--><main class="main" data-v-39a288b8><div style="position:relative;" class="vp-doc _docs_tuning-reference_caching" data-v-39a288b8><div><h1 id="caching" tabindex="-1">Caching &amp; Persistence <a class="header-anchor" href="#caching" aria-label="Permalink to &quot;Caching &amp; Persistence {#caching}&quot;"></a></h1><h2 id="how-persisting-and-checkpointing-differ" tabindex="-1">How persisting and checkpointing differ <a class="header-anchor" href="#how-persisting-and-checkpointing-differ" aria-label="Permalink to &quot;How persisting and checkpointing differ&quot;"></a></h2><p>Spark&#39;s <code>persist()</code> is the general mechanism for keeping a DataFrame&#39;s already-computed partitions around instead of recomputing them from source on every action; <code>cache()</code> is shorthand for <code>persist(StorageLevel.MEMORY_AND_DISK)</code>: it calls persist with that one fixed level internally<sup class="footnote-ref"><a href="#fn1" id="fnref1">[1]</a></sup>, whereas persist() lets you choose any storage level (in-memory vs on-disk, serialized vs deserialized, replicated or not)<sup class="footnote-ref"><a href="#fn2" id="fnref2">[2]</a></sup>. When the level passed to persist() is exactly <code>MEMORY_AND_DISK</code>, the two calls are identical<sup class="footnote-ref"><a href="#fn1" id="fnref1:1">[1:1]</a></sup>.</p><p>Each storage level is defined by five attributes: <code>useDisk</code>, <code>useMemory</code>, <code>useOffHeap</code>, <code>deserialized</code>, and <code>replication</code><sup class="footnote-ref"><a href="#fn3" id="fnref3">[3]</a></sup>. Under <code>MEMORY_AND_DISK</code>, Spark stores data directly as objects in memory and serializes only the portion that doesn&#39;t fit, writing that overflow to disk<sup class="footnote-ref"><a href="#fn2" id="fnref2:1">[2:1]</a></sup>. <code>MEMORY_AND_DISK_SER</code> behaves the same way except the data kept in memory is also serialized (data written to disk is always serialized under either level)<sup class="footnote-ref"><a href="#fn2" id="fnref2:2">[2:2]</a></sup>. Serialized byte streams use less memory than deserialized JVM objects, which carry structural overhead, but reading them back costs more CPU than reading deserialized objects directly<sup class="footnote-ref"><a href="#fn3" id="fnref3:1">[3:1]</a></sup><sup class="footnote-ref"><a href="#fn4" id="fnref4">[4]</a></sup>.</p><p>Checkpointing is a related but distinct mechanism. Instead of persisting, it writes an RDD&#39;s partitions to an external, reliable store (HDFS, S3) and drops the lineage, the dependency chain Spark would otherwise use to recompute it<sup class="footnote-ref"><a href="#fn3" id="fnref3:2">[3:2]</a></sup><sup class="footnote-ref"><a href="#fn5" id="fnref5">[5]</a></sup>. That truncation doesn&#39;t happen the instant <code>.checkpoint()</code> is called; the call only marks the RDD, and the actual truncation runs later, in <code>doCheckpoint()</code>, after a job using the RDD completes. At that point the RDD is already materialized, and its dependencies and old parents are cleared<sup class="footnote-ref"><a href="#fn6" id="fnref6">[6]</a></sup>. A related call, <code>localCheckpoint()</code>, also truncates lineage using Spark&#39;s caching layer, but trades fault tolerance for speed: its data lives in ephemeral local executor storage rather than a reliable filesystem, so losing an executor mid-computation can make that data permanently unrecoverable<sup class="footnote-ref"><a href="#fn6" id="fnref6:1">[6:1]</a></sup>.</p><h2 id="when-caching-pays-off" tabindex="-1">When caching pays off <a class="header-anchor" href="#when-caching-pays-off" aria-label="Permalink to &quot;When caching pays off&quot;"></a></h2><p>Because of how that materialization works, caching earns its keep only in specific situations. It&#39;s worth reaching for when the same DataFrame is scanned or recomputed more than once downstream: repeated queries against the same base data, iterative ML training loops, or interactive exploration where a dataset feeds multiple branches<sup class="footnote-ref"><a href="#fn2" id="fnref2:3">[2:3]</a></sup><sup class="footnote-ref"><a href="#fn7" id="fnref7">[7]</a></sup>. In one book benchmark, caching a 10M-row DataFrame and materializing it with <code>count()</code> cut a subsequent <code>count()</code> from 5.11s to 0.44s, roughly a 12x speedup<sup class="footnote-ref"><a href="#fn2" id="fnref2:4">[2:4]</a></sup>.</p><p>A few signals point the other way, toward caching having no effect or actively hurting:</p><ul><li><strong>Single-use data.</strong> If a dataset is processed only once downstream, caching just adds serialization and storage-bookkeeping cost for no reuse benefit<sup class="footnote-ref"><a href="#fn7" id="fnref7:1">[7:1]</a></sup>.</li><li><strong>Data too big to fit.</strong> Caching is all-or-nothing per partition: a DataFrame can be &quot;fractionally cached&quot; across its partitions, but individual partitions can&#39;t be split. With room for only 4.5 of 8 partitions, exactly 4 get cached; the uncached remainder is recomputed on every access, which can end up slower than not caching at all<sup class="footnote-ref"><a href="#fn2" id="fnref2:5">[2:5]</a></sup>.</li><li><strong>Partial materialization.</strong> <code>cache()</code>/<code>persist()</code> are lazy: nothing is cached until an action forces a full pass. <code>count()</code> forces a genuine full pass and materializes every partition, but an action like <code>take(1)</code> computes and caches only the one partition Catalyst needs, so a later full scan still recomputes most of the data. The same applies to <code>take(10)</code>, <code>limit(100)</code>, or any other partial or filtered scan: only the blocks Spark was forced to touch get cached, and the rest stays lazily uncomputed<sup class="footnote-ref"><a href="#fn2" id="fnref2:6">[2:6]</a></sup><sup class="footnote-ref"><a href="#fn1" id="fnref1:2">[1:2]</a></sup>.</li><li><strong>Plan mismatch.</strong> Caching wraps the <em>analyzed</em> (pre-optimization) logical plan in an <code>InMemoryRelation</code>. A logically-equivalent query written differently produces a different analyzed plan, so Spark can silently miss the cache and recompute from scratch even though the optimized plan would have been identical<sup class="footnote-ref"><a href="#fn1" id="fnref1:3">[1:3]</a></sup>.</li><li><strong>Optimizer limitations.</strong> Caching freezes Catalyst&#39;s optimization opportunities at the cached point. It can, for example, block <a href="./data-formats.html">predicate pushdown</a> once data is served from the in-memory cache instead of the source<sup class="footnote-ref"><a href="#fn5" id="fnref5:1">[5:1]</a></sup>.</li></ul><h2 id="why-cached-blocks-don-t-stick-around" tabindex="-1">Why cached blocks don&#39;t stick around <a class="header-anchor" href="#why-cached-blocks-don-t-stick-around" aria-label="Permalink to &quot;Why cached blocks don&#39;t stick around&quot;"></a></h2><p>Materializing a cache is only half the story, though. A <code>cache()</code> followed by <code>count()</code> guarantees a materialization pass over every partition at that moment: caching happens locally and incrementally, with each executor&#39;s BlockManager storing only the blocks it computes, as it computes them, and no centralized &quot;cache the whole dataset&quot; step<sup class="footnote-ref"><a href="#fn1" id="fnref1:4">[1:4]</a></sup>. It does not guarantee those partitions stay cached afterward. Two things can undo it:</p><ul><li><strong>Executor loss.</strong> If a block was cached on an executor that later goes away, the cached data goes with it, unless a replicated storage level such as <code>MEMORY_AND_DISK_2</code> was used<sup class="footnote-ref"><a href="#fn1" id="fnref1:5">[1:5]</a></sup>. This matters specifically for <a href="./cluster-config.html">dynamic allocation</a>: Spark&#39;s documentation is explicit that caching together with dynamic allocation &quot;is NOT safe,&quot; because reclaiming idle executors takes their cached blocks with them<sup class="footnote-ref"><a href="#fn6" id="fnref6:2">[6:2]</a></sup>.</li><li><strong>Memory pressure eviction.</strong> Cached blocks can be evicted by other operations&#39; memory demands after materialization, independent of any executor loss<sup class="footnote-ref"><a href="#fn1" id="fnref1:6">[1:6]</a></sup>.</li></ul><p>Eviction itself is governed by LRU: Spark removes the least-recently-used cached blocks when storage memory is under pressure<sup class="footnote-ref"><a href="#fn3" id="fnref3:3">[3:3]</a></sup><sup class="footnote-ref"><a href="#fn1" id="fnref1:7">[1:7]</a></sup><sup class="footnote-ref"><a href="#fn8" id="fnref8">[8]</a></sup>. The trigger is memory contention between Spark&#39;s <a href="./memory-model.html">unified Execution and Storage regions</a>: under the <code>UnifiedMemoryManager</code>, Execution has priority, so if a task needs execution memory for a shuffle, join, aggregation, or sort and Storage is occupying that space, Spark evicts cached blocks to free it, and this can happen at any time, not only the next time the cache is accessed<sup class="footnote-ref"><a href="#fn9" id="fnref9">[9]</a></sup><sup class="footnote-ref"><a href="#fn1" id="fnref1:8">[1:8]</a></sup>. What happens to an evicted block depends on its storage level, not on a separate spill decision: a disk-backed level (<code>MEMORY_AND_DISK</code>, <code>MEMORY_AND_DISK_SER</code>) spills the block to disk and reads it back on next use, at the cost of disk I/O; a memory-only level (<code>MEMORY_ONLY</code>) simply drops the block and recomputes it from source when needed again<sup class="footnote-ref"><a href="#fn2" id="fnref2:7">[2:7]</a></sup><sup class="footnote-ref"><a href="#fn10" id="fnref10">[10]</a></sup><sup class="footnote-ref"><a href="#fn3" id="fnref3:4">[3:4]</a></sup><sup class="footnote-ref"><a href="#fn1" id="fnref1:9">[1:9]</a></sup>.</p><img class="light-only" src="../assets/cache-lifecycle.rEOVYQNU.svg" alt="A cached block moves to evicted under memory pressure or lost when an executor goes away, then either spills to disk under MEMORY_AND_DISK or recomputes from lineage under MEMORY_ONLY."><img class="dark-only" src="../assets/cache-lifecycle.dark.B-hS7AgU.svg" alt="A cached block moves to evicted under memory pressure or lost when an executor goes away, then either spills to disk under MEMORY_AND_DISK or recomputes from lineage under MEMORY_ONLY."><p>There&#39;s no hard limit on how many DataFrames can be cached simultaneously; the constraint is aggregate storage memory, not a count of objects<sup class="footnote-ref"><a href="#fn2" id="fnref2:8">[2:8]</a></sup>. That budget is fraction-based configuration translated into a live byte allowance, not a fixed absolute constant: <code>spark.memory.fraction</code> (default 0.6) sets the fraction of (heap minus a 300MB reserved region) used for the combined Execution+Storage region, and <code>spark.memory.storageFraction</code> (default 0.5) sets the portion of that region immune to eviction. Lowering either makes <a href="./bottleneck-spill.html">spills</a> and evictions more frequent<sup class="footnote-ref"><a href="#fn4" id="fnref4:1">[4:1]</a></sup><sup class="footnote-ref"><a href="#fn9" id="fnref9:1">[9:1]</a></sup><sup class="footnote-ref"><a href="#fn1" id="fnref1:10">[1:10]</a></sup>.</p><h2 id="habits-that-keep-caching-effective" tabindex="-1">Habits that keep caching effective <a class="header-anchor" href="#habits-that-keep-caching-effective" aria-label="Permalink to &quot;Habits that keep caching effective&quot;"></a></h2><p>A few habits keep caching effective despite how easily any of that goes wrong:</p><ul><li><strong>Materialize deliberately.</strong> Because caching is lazy, follow <code>cache()</code>/<code>persist()</code> with an action that forces a full pass (<code>count()</code> is the standard choice) rather than assuming the call alone did the work<sup class="footnote-ref"><a href="#fn2" id="fnref2:9">[2:9]</a></sup><sup class="footnote-ref"><a href="#fn7" id="fnref7:2">[7:2]</a></sup>.</li><li><strong>Match the storage level to the constraint you&#39;re solving.</strong> <code>cache()</code> / <code>MEMORY_AND_DISK</code> is a reasonable default: Spark keeps deserialized objects in memory and only serializes the overflow to disk. Reach for <code>MEMORY_AND_DISK_SER</code> when memory pressure is the binding constraint and you can afford the extra CPU cost of deserializing on read<sup class="footnote-ref"><a href="#fn2" id="fnref2:10">[2:10]</a></sup><sup class="footnote-ref"><a href="#fn4" id="fnref4:2">[4:2]</a></sup><sup class="footnote-ref"><a href="#fn3" id="fnref3:5">[3:5]</a></sup>.</li><li><strong>Protect cached data from dynamic allocation.</strong> If executors holding cached blocks might be reclaimed as idle, raise <code>spark.dynamicAllocation.cachedExecutorIdleTimeout</code> so they aren&#39;t pulled out from under the cache<sup class="footnote-ref"><a href="#fn6" id="fnref6:3">[6:3]</a></sup>, or use a replicated storage level (e.g., <code>MEMORY_AND_DISK_2</code>) so losing one executor doesn&#39;t lose the data<sup class="footnote-ref"><a href="#fn1" id="fnref1:11">[1:11]</a></sup>.</li><li><strong>Reach for checkpointing, not persisting, for genuine lineage truncation with fault tolerance</strong> across a long transformation chain, since it writes to a reliable external filesystem rather than relying on executor-local memory or disk<sup class="footnote-ref"><a href="#fn3" id="fnref3:6">[3:6]</a></sup><sup class="footnote-ref"><a href="#fn5" id="fnref5:2">[5:2]</a></sup>. Avoid <code>localCheckpoint()</code> under dynamic allocation for the same reason caching is unsafe there: its data lives in ephemeral local executor storage that can vanish along with a reclaimed executor<sup class="footnote-ref"><a href="#fn6" id="fnref6:4">[6:4]</a></sup>. Also set a checkpoint directory via <code>SparkContext.setCheckpointDir</code> before calling <code>.checkpoint()</code>; without one, the call throws immediately rather than silently doing nothing<sup class="footnote-ref"><a href="#fn6" id="fnref6:5">[6:5]</a></sup>.</li><li><strong>Don&#39;t cache data that won&#39;t benefit:</strong> single-use datasets, datasets that don&#39;t fit in available memory, or datasets you only ever touch through partial actions (<code>take</code>, <code>limit</code>). In each of these cases the caching overhead isn&#39;t paid back<sup class="footnote-ref"><a href="#fn7" id="fnref7:3">[7:3]</a></sup><sup class="footnote-ref"><a href="#fn2" id="fnref2:11">[2:11]</a></sup>.</li></ul><h2 id="sources" tabindex="-1">Sources <a class="header-anchor" href="#sources" aria-label="Permalink to &quot;Sources&quot;"></a></h2><hr class="footnotes-sep"><section class="footnotes"><ol class="footnotes-list"><li id="fn1" class="footnote-item"><p><a href="https://luminousmen.com/post/explaining-the-mechanics-of-spark-caching" target="_blank" rel="noreferrer">Explaining the Mechanics of Spark Caching</a> <a href="#fnref1" class="footnote-backref">↩︎</a> <a href="#fnref1:1" class="footnote-backref">↩︎</a> <a href="#fnref1:2" class="footnote-backref">↩︎</a> <a href="#fnref1:3" class="footnote-backref">↩︎</a> <a href="#fnref1:4" class="footnote-backref">↩︎</a> <a href="#fnref1:5" class="footnote-backref">↩︎</a> <a href="#fnref1:6" class="footnote-backref">↩︎</a> <a href="#fnref1:7" class="footnote-backref">↩︎</a> <a href="#fnref1:8" class="footnote-backref">↩︎</a> <a href="#fnref1:9" class="footnote-backref">↩︎</a> <a href="#fnref1:10" class="footnote-backref">↩︎</a> <a href="#fnref1:11" class="footnote-backref">↩︎</a></p></li><li id="fn2" class="footnote-item"><p><em>Learning Spark, 2nd Edition</em>, Damji, Wenig, Das &amp; Lee, ch. 7 — Optimizing and Tuning Spark Applications <a href="#fnref2" class="footnote-backref">↩︎</a> <a href="#fnref2:1" class="footnote-backref">↩︎</a> <a href="#fnref2:2" class="footnote-backref">↩︎</a> <a href="#fnref2:3" class="footnote-backref">↩︎</a> <a href="#fnref2:4" class="footnote-backref">↩︎</a> <a href="#fnref2:5" class="footnote-backref">↩︎</a> <a href="#fnref2:6" class="footnote-backref">↩︎</a> <a href="#fnref2:7" class="footnote-backref">↩︎</a> <a href="#fnref2:8" class="footnote-backref">↩︎</a> <a href="#fnref2:9" class="footnote-backref">↩︎</a> <a href="#fnref2:10" class="footnote-backref">↩︎</a> <a href="#fnref2:11" class="footnote-backref">↩︎</a></p></li><li id="fn3" class="footnote-item"><p><em>High Performance Spark, 2nd Edition</em>, Karau, Polak &amp; Warren, ch. 7 — Effective Transformations <a href="#fnref3" class="footnote-backref">↩︎</a> <a href="#fnref3:1" class="footnote-backref">↩︎</a> <a href="#fnref3:2" class="footnote-backref">↩︎</a> <a href="#fnref3:3" class="footnote-backref">↩︎</a> <a href="#fnref3:4" class="footnote-backref">↩︎</a> <a href="#fnref3:5" class="footnote-backref">↩︎</a> <a href="#fnref3:6" class="footnote-backref">↩︎</a></p></li><li id="fn4" class="footnote-item"><p><a href="https://spark.apache.org/docs/latest/configuration.html" target="_blank" rel="noreferrer">Configuration — Spark</a> <a href="#fnref4" class="footnote-backref">↩︎</a> <a href="#fnref4:1" class="footnote-backref">↩︎</a> <a href="#fnref4:2" class="footnote-backref">↩︎</a></p></li><li id="fn5" class="footnote-item"><p><a href="https://luminousmen.com/post/spark-tips-caching" target="_blank" rel="noreferrer">Spark Tips: Caching</a> <a href="#fnref5" class="footnote-backref">↩︎</a> <a href="#fnref5:1" class="footnote-backref">↩︎</a> <a href="#fnref5:2" class="footnote-backref">↩︎</a></p></li><li id="fn6" class="footnote-item"><p><a href="https://raw.githubusercontent.com/apache/spark/v3.5.0/core/src/main/scala/org/apache/spark/rdd/RDD.scala" target="_blank" rel="noreferrer">RDD.scala</a> <a href="#fnref6" class="footnote-backref">↩︎</a> <a href="#fnref6:1" class="footnote-backref">↩︎</a> <a href="#fnref6:2" class="footnote-backref">↩︎</a> <a href="#fnref6:3" class="footnote-backref">↩︎</a> <a href="#fnref6:4" class="footnote-backref">↩︎</a> <a href="#fnref6:5" class="footnote-backref">↩︎</a></p></li><li id="fn7" class="footnote-item"><p><em>Spark: The Definitive Guide</em>, Chambers &amp; Zaharia, ch. 19 — Performance Tuning <a href="#fnref7" class="footnote-backref">↩︎</a> <a href="#fnref7:1" class="footnote-backref">↩︎</a> <a href="#fnref7:2" class="footnote-backref">↩︎</a> <a href="#fnref7:3" class="footnote-backref">↩︎</a></p></li><li id="fn8" class="footnote-item"><p><a href="https://raw.githubusercontent.com/spoddutur/spark-notes/master/task_memory_management_in_spark.md" target="_blank" rel="noreferrer">Task Memory Management in Spark</a> <a href="#fnref8" class="footnote-backref">↩︎</a></p></li><li id="fn9" class="footnote-item"><p><a href="https://luminousmen.com/post/dive-into-spark-memory" target="_blank" rel="noreferrer">Dive into Spark Memory</a> <a href="#fnref9" class="footnote-backref">↩︎</a> <a href="#fnref9:1" class="footnote-backref">↩︎</a></p></li><li id="fn10" class="footnote-item"><p><a href="https://spark.apache.org/docs/latest/rdd-programming-guide.html" target="_blank" rel="noreferrer">RDD Programming Guide</a> <a href="#fnref10" class="footnote-backref">↩︎</a></p></li></ol></section></div></div></main><footer class="VPDocFooter" data-v-39a288b8 data-v-e257564d><!--[--><!--]--><!----><nav class="prev-next" aria-labelledby="doc-footer-aria-label" data-v-e257564d><span class="visually-hidden" id="doc-footer-aria-label" data-v-e257564d>Pager</span><div class="pager" data-v-e257564d><a class="VPLink link pager-link prev" href="../tuning-reference/table-formats.html" data-v-e257564d><!--[--><span class="desc" data-v-e257564d>Previous page</span><span class="title" data-v-e257564d>Table Formats</span><!--]--></a></div><div class="pager" data-v-e257564d><a class="VPLink link pager-link next" href="../tuning-reference/pyspark.html" data-v-e257564d><!--[--><span class="desc" data-v-e257564d>Next page</span><span class="title" data-v-e257564d>PySpark Specifics</span><!--]--></a></div></nav></footer><!--[--><!--]--></div></div></div><!--[--><!--]--></div></div><!----><!--[--><!--]--></div></div>
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data-v-5d98c3a5 data-v-1428d186><div class="VPDoc has-sidebar has-aside" data-v-1428d186 data-v-39a288b8><!--[--><!--]--><div class="container" data-v-39a288b8><div class="aside" data-v-39a288b8><div class="aside-curtain" data-v-39a288b8></div><div class="aside-container" data-v-39a288b8><div class="aside-content" data-v-39a288b8><div class="VPDocAside" data-v-39a288b8 data-v-3f215769><!--[--><!--]--><!--[--><!--]--><nav aria-labelledby="doc-outline-aria-label" class="VPDocAsideOutline" data-v-3f215769 data-v-a5bbad30><div class="content" data-v-a5bbad30><div class="outline-marker" data-v-a5bbad30></div><div aria-level="2" class="outline-title" id="doc-outline-aria-label" role="heading" data-v-a5bbad30>On this page</div><ul class="VPDocOutlineItem root" data-v-a5bbad30 data-v-b933a997><!--[--><!--]--></ul></div></nav><!--[--><!--]--><div class="spacer" data-v-3f215769></div><!--[--><!--]--><!----><!--[--><!--]--><!--[--><!--]--></div></div></div></div><div class="content" data-v-39a288b8><div class="content-container" data-v-39a288b8><!--[--><!--]--><main class="main" data-v-39a288b8><div style="position:relative;" class="vp-doc _docs_tuning-reference_cluster-config" data-v-39a288b8><div><h1 id="cluster-config" tabindex="-1">Cluster Tuning <a class="header-anchor" href="#cluster-config" aria-label="Permalink to &quot;Cluster Tuning {#cluster-config}&quot;"></a></h1><h2 id="sizing-executors-and-containers" tabindex="-1">Sizing executors and containers <a class="header-anchor" href="#sizing-executors-and-containers" aria-label="Permalink to &quot;Sizing executors and containers&quot;"></a></h2><p>Cluster tuning is the set of decisions that map an application&#39;s cores, memory, and executor count onto the underlying cluster (YARN or Kubernetes) plus a handful of related knobs (data locality, dynamic allocation, per-task CPU reservation) that all interact with that sizing decision.</p><p>The starting point is executor sizing. Working through a concrete example (a 10-node cluster with 16 cores and 64GB RAM per node), the derivation runs: assign 5 cores per executor; reserve about 1 core per node for Hadoop/YARN/OS daemons, leaving 15 usable cores per node (150 total); dividing by 5 cores per executor gives 30 executors, minus 1 reserved for the YARN ApplicationMaster (29); with 3 executors per node, memory per executor is 64GB / 3 ≈ 21GB, and after subtracting about 7% for YARN memory overhead that comes out to roughly 18GB usable, a recommended shape of 29 executors × 5 cores × 18GB<sup class="footnote-ref"><a href="#fn1" id="fnref1">[1]</a></sup>. Cloudera&#39;s own worked example, on a 6-node cluster with the same 16-core / 64GB-per-node hardware, lands on the same shape: <code>--num-executors 17 --executor-cores 5 --executor-memory 19G</code>, rather than one &quot;fat&quot; executor per node (<code>--num-executors 6 --executor-cores 15 --executor-memory 63G</code>)<sup class="footnote-ref"><a href="#fn2" id="fnref2">[2]</a></sup>. Both sources treat the resulting task count (executor-cores × num-executors) as the single most important tuning lever, since Spark cannot compensate for too little parallelism on its own<sup class="footnote-ref"><a href="#fn2" id="fnref2:1">[2:1]</a></sup>. <code>spark.executor.cores</code> is the config that controls concurrent tasks per executor; it defaults to 1 in YARN mode, or to all available cores on the worker in standalone mode<sup class="footnote-ref"><a href="#fn3" id="fnref3">[3]</a></sup>, and <code>spark.executor.memory</code> sets the JVM heap size per executor<sup class="footnote-ref"><a href="#fn2" id="fnref2:2">[2:2]</a></sup>. Independent of the sizing formula above, the Spark tuning guide recommends targeting 2–3 tasks per CPU core across the cluster<sup class="footnote-ref"><a href="#fn4" id="fnref4">[4]</a></sup>.</p><p>On top of executor memory sits container memory. Spark computes the total container/pod allocation as <code>executorMemoryMiB + memoryOverheadMiB + memoryOffHeapMiB + pysparkMemToUseMiB</code>. On YARN this is what gets allocated for the container, on Kubernetes it becomes the pod memory limit<sup class="footnote-ref"><a href="#fn5" id="fnref5">[5]</a></sup>. <code>spark.executor.memoryOverhead</code> itself defaults to <code>max(0.1 * executorMemory, 384MB)</code><sup class="footnote-ref"><a href="#fn5" id="fnref5:1">[5:1]</a></sup><sup class="footnote-ref"><a href="#fn3" id="fnref3:1">[3:1]</a></sup>.</p><img class="light-only" src="../assets/container-memory.DIO0AnIm.svg" alt="Container memory sums executor heap, memory overhead, off-heap size, and pyspark memory into the requested container size; the resource manager grants a container of that size and OOMKills the executor when its actual runtime footprint spills past that limit."><img class="dark-only" src="../assets/container-memory.dark.CP-5zuCl.svg" alt="Container memory sums executor heap, memory overhead, off-heap size, and pyspark memory into the requested container size; the resource manager grants a container of that size and OOMKills the executor when its actual runtime footprint spills past that limit."><blockquote><p><strong>PySpark:</strong> <code>spark.executor.pyspark.memory</code> is only added as its own container-memory term when it&#39;s set explicitly; otherwise PySpark&#39;s memory use is folded into the general overhead budget rather than tracked separately.<sup class="footnote-ref"><a href="#fn5" id="fnref5:2">[5:2]</a></sup></p></blockquote><p>On Kubernetes specifically, <code>spark.kubernetes.executor.request.cores</code> and <code>spark.kubernetes.executor.limit.cores</code> take priority over <code>spark.executor.cores</code> for the pod&#39;s CPU request/limit sent to the Kubernetes scheduler<sup class="footnote-ref"><a href="#fn6" id="fnref6">[6]</a></sup>, while <code>spark.executor.cores</code> remains the config Spark itself uses to size the number of concurrent task slots<sup class="footnote-ref"><a href="#fn3" id="fnref3:2">[3:2]</a></sup>.</p><p>Two more knobs round out the picture. <code>spark.locality.wait</code> (default <code>3s</code>) controls how long a task waits for a data-local placement before Spark gives up and schedules it less locally, stepping through the same wait across process-local → node-local → rack-local → any; each level can be overridden independently via <code>spark.locality.wait.process</code>, <code>.node</code>, and <code>.rack</code>, all of which default to the base wait when left unset<sup class="footnote-ref"><a href="#fn3" id="fnref3:3">[3:3]</a></sup>. Dynamic allocation lets Spark add and remove executors as work changes, but it requires one of several supporting mechanisms: an external shuffle service, shuffle tracking (<code>spark.dynamicAllocation.shuffleTracking.enabled</code>, default <code>true</code> since Spark 3.0), shuffle-block decommission, or the experimental sort-IO plugin<sup class="footnote-ref"><a href="#fn3" id="fnref3:4">[3:4]</a></sup>. Removing an executor can otherwise destroy shuffle state it&#39;s holding. Finally, <code>spark.task.cpus</code> (default <code>1</code>) sets how many cores each task reserves; the number of concurrent task slots per executor is derived jointly from it and <code>spark.executor.cores</code>, roughly <code>spark.executor.cores / spark.task.cpus</code><sup class="footnote-ref"><a href="#fn3" id="fnref3:5">[3:5]</a></sup>.</p><h2 id="spotting-a-bad-sizing-decision" tabindex="-1">Spotting a bad sizing decision <a class="header-anchor" href="#spotting-a-bad-sizing-decision" aria-label="Permalink to &quot;Spotting a bad sizing decision&quot;"></a></h2><p>Getting that sizing wrong shows up in a handful of specific symptoms. The clearest sign of an under-sized executor layout is HDFS throughput dropping under load: &quot;HDFS client has trouble with tons of concurrent threads. It was observed that HDFS achieves full write throughput with ~5 tasks per executor&quot;<sup class="footnote-ref"><a href="#fn1" id="fnref1:1">[1:1]</a></sup>. The &quot;fat executor&quot; case (one executor per node, using all 16 cores) shows the failure mode directly: &quot;with all 16 cores per executor... HDFS throughput will hurt and it&#39;ll result in excessive garbage [collection]&quot;<sup class="footnote-ref"><a href="#fn1" id="fnref1:2">[1:2]</a></sup>.</p><p>On the memory side, an executor or pod that dies with no Spark-level error is a strong signal that off-heap memory was never added into the container budget. Enabling <code>spark.memory.offHeap.enabled=true</code> with <code>spark.memory.offHeap.size=1g</code> on top of an 8G executor with default overhead (819MB) means real usage is 8192+819+1024 = 10,035MB, while the container was only granted 8192+819 = 9,011MB. The executor gets killed by YARN, or OOMKilled by the Kubernetes kubelet, with no warning from Spark itself<sup class="footnote-ref"><a href="#fn5" id="fnref5:3">[5:3]</a></sup>.</p><p>With dynamic allocation on, unexplained shuffle recomputation is a detectable symptom of executors being reclaimed mid-shuffle: &quot;In the event of stragglers... dynamic allocation may remove an executor before the shuffle completes, in which case the shuffle files written by that executor must be recomputed unnecessarily&quot;<sup class="footnote-ref"><a href="#fn6" id="fnref6:1">[6:1]</a></sup>. Jobs that abort with a serialized-result-size error are hitting the <code>spark.driver.maxResultSize</code> guardrail rather than a driver heap exhaustion: &quot;Jobs will be aborted if the total size [of serialized action results] is above this limit&quot;<sup class="footnote-ref"><a href="#fn3" id="fnref3:6">[3:6]</a></sup>. And on the resource-waste side, executors that are provisioned but never assigned work are a sign that dynamic allocation is targeting full parallelism against a workload made of many small tasks<sup class="footnote-ref"><a href="#fn3" id="fnref3:7">[3:7]</a></sup>.</p><h2 id="what-a-bad-sizing-decision-costs" tabindex="-1">What a bad sizing decision costs <a class="header-anchor" href="#what-a-bad-sizing-decision-costs" aria-label="Permalink to &quot;What a bad sizing decision costs&quot;"></a></h2><p>Each symptom above carries a specific price tag. Task count (<code>executor-cores × num-executors</code>) is treated by both cited sources as the single most important tuning lever, since Spark cannot compensate for too little parallelism on its own<sup class="footnote-ref"><a href="#fn2" id="fnref2:3">[2:3]</a></sup>. Going the other way, cramming too many cores into one executor degrades HDFS throughput and drives up garbage collection<sup class="footnote-ref"><a href="#fn1" id="fnref1:3">[1:3]</a></sup>.</p><p>Container-memory misconfiguration matters because the failure is silent from Spark&#39;s point of view: off-heap memory that isn&#39;t accounted for in <code>spark.executor.memoryOverhead</code> causes the executor to actually use more memory than the container/pod was granted, so it gets killed externally (by YARN or the kubelet) with no Spark-level diagnostic to point at the real cause<sup class="footnote-ref"><a href="#fn5" id="fnref5:4">[5:4]</a></sup>.</p><p>Dynamic allocation&#39;s interaction with shuffle state matters because, before dynamic allocation existed, an executor exiting alongside its application meant all its state could be safely discarded; with dynamic allocation, the application keeps running after an executor is explicitly removed, so any later need for that executor&#39;s state forces a recompute<sup class="footnote-ref"><a href="#fn6" id="fnref6:2">[6:2]</a></sup>. That is exactly why Spark needs &quot;a mechanism to decommission an executor gracefully by preserving its state before removing it&quot;<sup class="footnote-ref"><a href="#fn6" id="fnref6:3">[6:3]</a></sup>. Without shuffle tracking, an external shuffle service, or shuffle-block decommission enabled, dynamic allocation either can&#39;t be turned on at all, or, if it&#39;s active regardless, an executor holding unpreserved shuffle output that gets removed forces exactly that unnecessary recompute<sup class="footnote-ref"><a href="#fn3" id="fnref3:8">[3:8]</a></sup><sup class="footnote-ref"><a href="#fn6" id="fnref6:4">[6:4]</a></sup>.</p><p>On the driver side, <code>spark.driver.maxResultSize</code> and <code>spark.driver.memory</code> are separate budgets that still interact: whether a high <code>maxResultSize</code> actually causes an out-of-memory error &quot;depends on spark.driver.memory and memory overhead of objects in JVM&quot;<sup class="footnote-ref"><a href="#fn3" id="fnref3:9">[3:9]</a></sup>. Raising one without considering the other doesn&#39;t fully protect the driver.</p><p>Finally, over-provisioning executors against a small-task workload wastes cluster resources: &quot;with small tasks this setting can waste a lot of resources due to executor allocation overhead, as some executor might not even do any work&quot;<sup class="footnote-ref"><a href="#fn3" id="fnref3:10">[3:10]</a></sup>.</p><h2 id="sizing-the-cluster-correctly" tabindex="-1">Sizing the cluster correctly <a class="header-anchor" href="#sizing-the-cluster-correctly" aria-label="Permalink to &quot;Sizing the cluster correctly&quot;"></a></h2><p>Avoiding those costs starts from a formula, not one fat executor per node. Apply the balanced-executor formula instead; the worked examples above give shapes like 29 × 5 × 18GB for a 10-node/16-core/64GB cluster, or 17 × 5 × 19G for a 6-node cluster with the same per-node hardware<sup class="footnote-ref"><a href="#fn1" id="fnref1:4">[1:4]</a></sup><sup class="footnote-ref"><a href="#fn2" id="fnref2:4">[2:4]</a></sup>. Keep <code>--executor-cores</code> at or below roughly 5 so HDFS client concurrency stays in the range where it sustains full write throughput<sup class="footnote-ref"><a href="#fn1" id="fnref1:5">[1:5]</a></sup>.</p><p>When enabling off-heap memory, account for <code>spark.memory.offHeap.size</code> in the container/pod memory budget explicitly; <code>spark.executor.memoryOverhead</code>&#39;s default of <code>max(0.1 * executorMemory, 384MB)</code> does not include it<sup class="footnote-ref"><a href="#fn5" id="fnref5:5">[5:5]</a></sup>. If you&#39;re still referencing the older <code>spark.yarn.executor.memoryOverhead</code> name, note it was removed in Spark 3.0<sup class="footnote-ref"><a href="#fn5" id="fnref5:6">[5:6]</a></sup>.</p><p>On Kubernetes, remember that <code>spark.kubernetes.executor.request.cores</code> and <code>.limit.cores</code> govern the pod&#39;s CPU request/limit and take priority over <code>spark.executor.cores</code> for that purpose<sup class="footnote-ref"><a href="#fn6" id="fnref6:5">[6:5]</a></sup>, while <code>spark.executor.cores</code> separately governs Spark&#39;s own task-slot count<sup class="footnote-ref"><a href="#fn3" id="fnref3:11">[3:11]</a></sup>. The two need to be reasoned about together rather than assumed to be redundant.</p><p>Tune <code>spark.locality.wait</code> (and its per-level overrides) upward when tasks are long-running and locality is poor, since the default is tuned for typical workloads<sup class="footnote-ref"><a href="#fn3" id="fnref3:12">[3:12]</a></sup>; set <code>spark.locality.wait.node</code> to <code>0</code> to skip straight to rack locality when node locality isn&#39;t achievable<sup class="footnote-ref"><a href="#fn3" id="fnref3:13">[3:13]</a></sup>.</p><p>Turn on shuffle tracking (<code>spark.dynamicAllocation.shuffleTracking.enabled</code>, default <code>true</code> since Spark 3.0) or the external shuffle service so dynamic allocation can reclaim executors without losing shuffle output or forcing recomputation<sup class="footnote-ref"><a href="#fn3" id="fnref3:14">[3:14]</a></sup><sup class="footnote-ref"><a href="#fn6" id="fnref6:6">[6:6]</a></sup>. The external shuffle service additionally lets persisted RDD blocks survive executor removal when <code>spark.shuffle.service.fetch.rdd.enabled</code> is set, and executors holding cached blocks are, by default, never removed at all, tunable via <code>spark.dynamicAllocation.cachedExecutorIdleTimeout</code><sup class="footnote-ref"><a href="#fn6" id="fnref6:7">[6:7]</a></sup>.</p><p>Set <code>spark.driver.maxResultSize</code> as a guardrail on serialized action-result size, and size <code>spark.driver.memory</code> with it in mind rather than in isolation<sup class="footnote-ref"><a href="#fn3" id="fnref3:15">[3:15]</a></sup>. Use <code>spark.dynamicAllocation.executorAllocationRatio</code> (default <code>1.0</code>, added in 2.4.0) to scale down over-allocation when tasks are small; for example, a value of <code>0.5</code> halves the target executor count dynamic allocation would otherwise compute<sup class="footnote-ref"><a href="#fn3" id="fnref3:16">[3:16]</a></sup>. Raise <code>spark.task.cpus</code> above its default of <code>1</code> when a task needs more than one core; doing so proportionally reduces concurrent task slots per executor (<code>spark.executor.cores / spark.task.cpus</code>)<sup class="footnote-ref"><a href="#fn3" id="fnref3:17">[3:17]</a></sup>.</p><h2 id="sources" tabindex="-1">Sources <a class="header-anchor" href="#sources" aria-label="Permalink to &quot;Sources&quot;"></a></h2><hr class="footnotes-sep"><section class="footnotes"><ol class="footnotes-list"><li id="fn1" class="footnote-item"><p><a href="https://raw.githubusercontent.com/spoddutur/spark-notes/master/distribution_of_executors_cores_and_memory_for_spark_application.md" target="_blank" rel="noreferrer">Distribution of Executors, Cores and Memory for a Spark Application</a> <a href="#fnref1" class="footnote-backref">↩︎</a> <a href="#fnref1:1" class="footnote-backref">↩︎</a> <a href="#fnref1:2" class="footnote-backref">↩︎</a> <a href="#fnref1:3" class="footnote-backref">↩︎</a> <a href="#fnref1:4" class="footnote-backref">↩︎</a> <a href="#fnref1:5" class="footnote-backref">↩︎</a></p></li><li id="fn2" class="footnote-item"><p><a href="https://blog.cloudera.com/how-to-tune-your-apache-spark-jobs-part-2/" target="_blank" rel="noreferrer">How to Tune Your Apache Spark Jobs (Part 2)</a> <a href="#fnref2" class="footnote-backref">↩︎</a> <a href="#fnref2:1" class="footnote-backref">↩︎</a> <a href="#fnref2:2" class="footnote-backref">↩︎</a> <a href="#fnref2:3" class="footnote-backref">↩︎</a> <a href="#fnref2:4" class="footnote-backref">↩︎</a></p></li><li id="fn3" class="footnote-item"><p><a href="https://spark.apache.org/docs/latest/configuration.html" target="_blank" rel="noreferrer">Configuration — Spark</a> <a href="#fnref3" class="footnote-backref">↩︎</a> <a href="#fnref3:1" class="footnote-backref">↩︎</a> <a href="#fnref3:2" class="footnote-backref">↩︎</a> <a href="#fnref3:3" class="footnote-backref">↩︎</a> <a href="#fnref3:4" class="footnote-backref">↩︎</a> <a href="#fnref3:5" class="footnote-backref">↩︎</a> <a href="#fnref3:6" class="footnote-backref">↩︎</a> <a href="#fnref3:7" class="footnote-backref">↩︎</a> <a href="#fnref3:8" class="footnote-backref">↩︎</a> <a href="#fnref3:9" class="footnote-backref">↩︎</a> <a href="#fnref3:10" class="footnote-backref">↩︎</a> <a href="#fnref3:11" class="footnote-backref">↩︎</a> <a href="#fnref3:12" class="footnote-backref">↩︎</a> <a href="#fnref3:13" class="footnote-backref">↩︎</a> <a href="#fnref3:14" class="footnote-backref">↩︎</a> <a href="#fnref3:15" class="footnote-backref">↩︎</a> <a href="#fnref3:16" class="footnote-backref">↩︎</a> <a href="#fnref3:17" class="footnote-backref">↩︎</a></p></li><li id="fn4" class="footnote-item"><p><a href="https://spark.apache.org/docs/latest/tuning.html" target="_blank" rel="noreferrer">Spark Tuning Guide</a> <a href="#fnref4" class="footnote-backref">↩︎</a></p></li><li id="fn5" class="footnote-item"><p><a href="https://luminousmen.com/post/dive-into-spark-memory" target="_blank" rel="noreferrer">Dive into Spark Memory</a> <a href="#fnref5" class="footnote-backref">↩︎</a> <a href="#fnref5:1" class="footnote-backref">↩︎</a> <a href="#fnref5:2" class="footnote-backref">↩︎</a> <a href="#fnref5:3" class="footnote-backref">↩︎</a> <a href="#fnref5:4" class="footnote-backref">↩︎</a> <a href="#fnref5:5" class="footnote-backref">↩︎</a> <a href="#fnref5:6" class="footnote-backref">↩︎</a></p></li><li id="fn6" class="footnote-item"><p><a href="https://spark.apache.org/docs/latest/job-scheduling.html" target="_blank" rel="noreferrer">Job Scheduling — Dynamic Resource Allocation</a> <a href="#fnref6" class="footnote-backref">↩︎</a> <a href="#fnref6:1" class="footnote-backref">↩︎</a> <a href="#fnref6:2" class="footnote-backref">↩︎</a> <a href="#fnref6:3" class="footnote-backref">↩︎</a> <a href="#fnref6:4" class="footnote-backref">↩︎</a> <a href="#fnref6:5" class="footnote-backref">↩︎</a> <a href="#fnref6:6" class="footnote-backref">↩︎</a> <a href="#fnref6:7" class="footnote-backref">↩︎</a></p></li></ol></section></div></div></main><footer class="VPDocFooter" data-v-39a288b8 data-v-e257564d><!--[--><!--]--><!----><nav class="prev-next" aria-labelledby="doc-footer-aria-label" data-v-e257564d><span class="visually-hidden" id="doc-footer-aria-label" data-v-e257564d>Pager</span><div class="pager" data-v-e257564d><a class="VPLink link pager-link prev" href="../tuning-reference/aqe.html" data-v-e257564d><!--[--><span class="desc" data-v-e257564d>Previous page</span><span class="title" data-v-e257564d>Adaptive Query Execution</span><!--]--></a></div><div class="pager" data-v-e257564d><a class="VPLink link pager-link next" href="../tuning-reference/anti-patterns.html" data-v-e257564d><!--[--><span class="desc" data-v-e257564d>Next page</span><span class="title" data-v-e257564d>Anti-Patterns</span><!--]--></a></div></nav></footer><!--[--><!--]--></div></div></div><!--[--><!--]--></div></div><!----><!--[--><!--]--></div></div>
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