@openauditmodel/cli 0.4.1 → 0.4.2

package/examples/profiles/financial-transaction-management/valid/payment-reject.json

@@ -0,0 +1,76 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0002-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T09:41:02.885Z",
+  "event": {
+    "name": "financial.payment.reject",
+    "category": "data-modification",
+    "type": "execute",
+    "outcome": "failure",
+    "severity": "high",
+    "summary": "Payment refused by the risk control before any value moved.",
+    "error": {
+      "code": "velocity-limit-exceeded",
+      "type": "validation",
+      "message": "The payer exceeded the configured transaction velocity threshold.",
+      "retryable": false
+    }
+  },
+  "actor": {
+    "type": "service",
+    "id": "payment-risk-engine",
+    "tenantId": "tenant-12"
+  },
+  "resource": {
+    "type": "payment",
+    "id": "payment-ref-4498",
+    "ownerId": "account-ref-781",
+    "tenantId": "tenant-12"
+  },
+  "application": {
+    "name": "payment-service",
+    "environment": "production",
+    "version": "4.2.1",
+    "region": "eu-central"
+  },
+  "organization": {
+    "tenantId": "tenant-12"
+  },
+  "request": {
+    "requestId": "request-6f21b34",
+    "correlationId": "payment-lifecycle-4498"
+  },
+  "authentication": {
+    "method": "service-account",
+    "provider": "workload-identity"
+  },
+  "authorization": {
+    "decision": "deny",
+    "policy": "payment-risk-policy",
+    "policyVersion": "19",
+    "reason": "Velocity threshold for the payer was already reached."
+  },
+  "relatedResources": [
+    {
+      "type": "account",
+      "id": "account-ref-781"
+    }
+  ],
+  "reason": {
+    "code": "risk-threshold-reached",
+    "text": "Refused under the standing velocity control rather than by an operator decision.",
+    "reference": "risk-case-3391"
+  },
+  "controlCategories": ["financial-transaction-integrity", "fraud-prevention"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0104",
+      "amount": 2400,
+      "currency": "EUR",
+      "direction": "inbound",
+      "status": "rejected",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/valid/payout-execute.json

@@ -0,0 +1,64 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0009-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T15:00:04.271Z",
+  "event": {
+    "name": "financial.payout.execute",
+    "category": "data-modification",
+    "type": "execute",
+    "outcome": "success",
+    "severity": "low",
+    "summary": "Scheduled seller payout released without human intervention."
+  },
+  "actor": {
+    "type": "service",
+    "id": "payout-scheduler",
+    "tenantId": "tenant-31"
+  },
+  "resource": {
+    "type": "payout",
+    "id": "payout-ref-9014",
+    "ownerId": "account-ref-3390",
+    "tenantId": "tenant-31"
+  },
+  "relatedResources": [
+    {
+      "type": "account",
+      "id": "account-ref-3390",
+      "name": "seller-balance-account"
+    }
+  ],
+  "application": {
+    "name": "marketplace-payouts",
+    "environment": "production",
+    "version": "2.6.3"
+  },
+  "organization": {
+    "tenantId": "tenant-31"
+  },
+  "request": {
+    "requestId": "request-7a06d41",
+    "correlationId": "payout-cycle-2026-0314"
+  },
+  "authentication": {
+    "method": "service-account",
+    "provider": "workload-identity"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "payout-schedule-policy",
+    "policyVersion": "8"
+  },
+  "controlCategories": ["financial-transaction-integrity"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0188",
+      "amount": 612.4,
+      "currency": "EUR",
+      "direction": "outbound",
+      "status": "settled",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/valid/reconciliation-adjust.json

@@ -0,0 +1,85 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0011-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T18:12:55.030Z",
+  "event": {
+    "name": "financial.reconciliation.adjust",
+    "category": "data-modification",
+    "type": "update",
+    "outcome": "success",
+    "severity": "high",
+    "summary": "Ledger balance adjusted to agree with the counterparty statement for the period."
+  },
+  "actor": {
+    "type": "user",
+    "id": "user-4477",
+    "tenantId": "tenant-12",
+    "roles": ["reconciliation-analyst"]
+  },
+  "resource": {
+    "type": "reconciliation-run",
+    "id": "recon-2026-0314-eu-01",
+    "tenantId": "tenant-12"
+  },
+  "relatedResources": [
+    {
+      "type": "settlement-batch",
+      "id": "settlement-2026-0314-eu"
+    },
+    {
+      "type": "account",
+      "id": "account-ref-781"
+    }
+  ],
+  "application": {
+    "name": "treasury-reconciliation",
+    "environment": "production",
+    "version": "6.0.2"
+  },
+  "organization": {
+    "tenantId": "tenant-12",
+    "businessUnitId": "treasury"
+  },
+  "request": {
+    "requestId": "request-7a08f70",
+    "correlationId": "reconciliation-cycle-2026-0314"
+  },
+  "authentication": {
+    "method": "mfa",
+    "mfa": true,
+    "provider": "corporate-idp"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "reconciliation-adjustment-policy",
+    "policyVersion": "3"
+  },
+  "approval": {
+    "status": "approved",
+    "workflowId": "reconciliation-break-review",
+    "requiredApprovals": 1,
+    "receivedApprovals": 1,
+    "approvedAt": "2026-03-14T18:10:12Z"
+  },
+  "change": {
+    "type": "update",
+    "changedFields": ["ledgerBalance"],
+    "before": { "ledgerBalance": 482310.4 },
+    "after": { "ledgerBalance": 482352.55 }
+  },
+  "reason": {
+    "code": "counterparty-fee-difference",
+    "text": "Counterparty applied a fee the ledger had not yet booked for the period.",
+    "reference": "case-88190"
+  },
+  "controlCategories": ["financial-transaction-integrity", "reconciliation"],
+  "metadata": {
+    "financial": {
+      "reconciliationId": "recon-2026-0314-eu-01",
+      "amount": 42.15,
+      "currency": "EUR",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/valid/refund-create.json

@@ -0,0 +1,75 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0006-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T12:02:11.556Z",
+  "event": {
+    "name": "financial.refund.create",
+    "category": "data-modification",
+    "type": "create",
+    "outcome": "success",
+    "severity": "medium",
+    "summary": "Refund issued to the buyer after the seller accepted a return."
+  },
+  "actor": {
+    "type": "user",
+    "id": "user-6605",
+    "tenantId": "tenant-31",
+    "roles": ["support-agent"]
+  },
+  "resource": {
+    "type": "refund",
+    "id": "refund-ref-1180",
+    "ownerId": "account-ref-3390",
+    "tenantId": "tenant-31"
+  },
+  "relatedResources": [
+    {
+      "type": "payment",
+      "id": "payment-ref-4412"
+    },
+    {
+      "type": "account",
+      "id": "account-ref-3390"
+    }
+  ],
+  "application": {
+    "name": "marketplace-payments",
+    "environment": "production",
+    "version": "2.6.3"
+  },
+  "organization": {
+    "tenantId": "tenant-31"
+  },
+  "request": {
+    "requestId": "request-7a03a55",
+    "correlationId": "payment-lifecycle-4412"
+  },
+  "authentication": {
+    "method": "oidc",
+    "mfa": true,
+    "provider": "workforce-idp"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "refund-policy",
+    "policyVersion": "3",
+    "permissions": ["marketplace.refund.create"]
+  },
+  "reason": {
+    "code": "goods-returned",
+    "text": "Buyer returned the item and the seller accepted the return.",
+    "reference": "case-77204"
+  },
+  "controlCategories": ["financial-transaction-integrity"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0155",
+      "amount": 148.5,
+      "currency": "EUR",
+      "direction": "outbound",
+      "status": "pending-settlement",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/valid/reversal-execute.json

@@ -0,0 +1,80 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0007-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T13:20:47.128Z",
+  "event": {
+    "name": "financial.reversal.execute",
+    "category": "data-modification",
+    "type": "execute",
+    "outcome": "success",
+    "severity": "high",
+    "summary": "Duplicate capture unwound against the original payment."
+  },
+  "actor": {
+    "type": "user",
+    "id": "user-5120",
+    "tenantId": "tenant-12",
+    "roles": ["ledger-operator"]
+  },
+  "resource": {
+    "type": "payment",
+    "id": "payment-ref-4412",
+    "ownerId": "account-ref-781",
+    "tenantId": "tenant-12"
+  },
+  "relatedResources": [
+    {
+      "type": "account",
+      "id": "account-ref-781"
+    }
+  ],
+  "application": {
+    "name": "ledger-service",
+    "environment": "production",
+    "version": "3.8.0"
+  },
+  "organization": {
+    "tenantId": "tenant-12",
+    "businessUnitId": "finance-operations"
+  },
+  "request": {
+    "requestId": "request-7a04b08",
+    "correlationId": "payment-lifecycle-4412"
+  },
+  "authentication": {
+    "method": "mfa",
+    "mfa": true,
+    "provider": "corporate-idp"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "reversal-policy",
+    "policyVersion": "6"
+  },
+  "approval": {
+    "status": "approved",
+    "workflowId": "ledger-reversal-review",
+    "requiredApprovals": 1,
+    "receivedApprovals": 1,
+    "approvers": [{ "type": "user", "id": "user-4477" }],
+    "approvedAt": "2026-03-14T13:18:02Z"
+  },
+  "reason": {
+    "code": "duplicate-capture",
+    "text": "The same authorization was captured twice by a retried job, so the second capture was unwound.",
+    "reference": "case-88155"
+  },
+  "controlCategories": ["financial-transaction-integrity"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0161",
+      "originalTransactionId": "txn-2026-0314-0091",
+      "amount": 148.5,
+      "currency": "EUR",
+      "direction": "outbound",
+      "status": "reversed",
+      "approvalRequired": true,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/valid/settlement-execute.json

@@ -0,0 +1,70 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0010-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T16:45:29.663Z",
+  "event": {
+    "name": "financial.settlement.execute",
+    "category": "data-modification",
+    "type": "execute",
+    "outcome": "success",
+    "severity": "medium",
+    "summary": "Daily net settlement released to the counterparty account."
+  },
+  "actor": {
+    "type": "service",
+    "id": "settlement-runner",
+    "tenantId": "tenant-12"
+  },
+  "resource": {
+    "type": "settlement-batch",
+    "id": "settlement-2026-0314-eu",
+    "tenantId": "tenant-12"
+  },
+  "relatedResources": [
+    {
+      "type": "account",
+      "id": "account-ref-781",
+      "name": "operating-account"
+    },
+    {
+      "type": "external-account",
+      "id": "counterparty-ref-44"
+    }
+  ],
+  "application": {
+    "name": "treasury-settlement",
+    "environment": "production",
+    "version": "6.0.2",
+    "region": "eu-central"
+  },
+  "organization": {
+    "tenantId": "tenant-12",
+    "businessUnitId": "treasury"
+  },
+  "request": {
+    "requestId": "request-7a07e29",
+    "correlationId": "settlement-cycle-2026-0314"
+  },
+  "authentication": {
+    "method": "service-account",
+    "provider": "workload-identity"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "settlement-policy",
+    "policyVersion": "10"
+  },
+  "controlCategories": ["financial-transaction-integrity"],
+  "metadata": {
+    "financial": {
+      "transactionId": "settlement-txn-2026-0314-01",
+      "amount": 482310.4,
+      "currency": "EUR",
+      "direction": "outbound",
+      "status": "settled",
+      "reconciliationId": "recon-2026-0314-eu-01",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/valid/transfer-execute.json

@@ -0,0 +1,74 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0003-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T10:05:18.402Z",
+  "event": {
+    "name": "financial.transfer.execute",
+    "category": "data-modification",
+    "type": "execute",
+    "outcome": "success",
+    "severity": "medium",
+    "summary": "Internal transfer posted between two ledger accounts."
+  },
+  "actor": {
+    "type": "user",
+    "id": "user-5120",
+    "tenantId": "tenant-12",
+    "roles": ["ledger-operator"]
+  },
+  "resource": {
+    "type": "account",
+    "id": "account-ref-781",
+    "name": "operating-account",
+    "classification": "confidential",
+    "tenantId": "tenant-12"
+  },
+  "relatedResources": [
+    {
+      "type": "account",
+      "id": "account-ref-902",
+      "name": "reserve-account",
+      "tenantId": "tenant-12"
+    }
+  ],
+  "application": {
+    "name": "ledger-service",
+    "environment": "production",
+    "version": "3.8.0"
+  },
+  "organization": {
+    "tenantId": "tenant-12",
+    "businessUnitId": "finance-operations"
+  },
+  "request": {
+    "requestId": "request-6f22c17",
+    "correlationId": "transfer-lifecycle-7712"
+  },
+  "authentication": {
+    "method": "mfa",
+    "mfa": true,
+    "provider": "corporate-idp"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "ledger-transfer-policy",
+    "policyVersion": "11",
+    "permissions": ["ledger.transfer.execute"]
+  },
+  "reason": {
+    "code": "liquidity-rebalance",
+    "text": "Scheduled rebalance of the operating account against the reserve account."
+  },
+  "controlCategories": ["financial-transaction-integrity"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0112",
+      "amount": 50000,
+      "currency": "EUR",
+      "direction": "debit",
+      "status": "posted",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/valid/withdrawal-execute.json

@@ -0,0 +1,91 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0004-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T10:31:57.019Z",
+  "event": {
+    "name": "financial.withdrawal.execute",
+    "category": "data-modification",
+    "type": "execute",
+    "outcome": "success",
+    "severity": "high",
+    "summary": "Client cash withdrawal released under dual control."
+  },
+  "actor": {
+    "type": "user",
+    "id": "user-3391",
+    "tenantId": "tenant-44",
+    "roles": ["treasury-operator"]
+  },
+  "subject": {
+    "type": "user",
+    "id": "user-7712",
+    "tenantId": "tenant-44"
+  },
+  "resource": {
+    "type": "account",
+    "id": "account-ref-2201",
+    "name": "client-cash-account",
+    "classification": "restricted",
+    "ownerId": "user-7712",
+    "tenantId": "tenant-44"
+  },
+  "relatedResources": [
+    {
+      "type": "external-account",
+      "id": "counterparty-ref-44"
+    }
+  ],
+  "application": {
+    "name": "brokerage-ledger",
+    "environment": "production",
+    "version": "9.1.4"
+  },
+  "organization": {
+    "tenantId": "tenant-44",
+    "businessUnitId": "treasury"
+  },
+  "request": {
+    "requestId": "request-7a01d92",
+    "correlationId": "withdrawal-lifecycle-2201"
+  },
+  "authentication": {
+    "method": "mfa",
+    "mfa": true,
+    "provider": "corporate-idp",
+    "assuranceLevel": "high"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "cash-withdrawal-policy",
+    "policyVersion": "5"
+  },
+  "approval": {
+    "status": "approved",
+    "workflowId": "treasury-dual-control",
+    "requestId": "approval-req-3318",
+    "requiredApprovals": 2,
+    "receivedApprovals": 2,
+    "approvers": [
+      { "type": "user", "id": "user-4477" },
+      { "type": "user", "id": "user-4482" }
+    ],
+    "approvedAt": "2026-03-14T10:29:40Z"
+  },
+  "reason": {
+    "code": "client-instruction",
+    "text": "Client instructed a cash withdrawal to their registered destination.",
+    "reference": "case-88041"
+  },
+  "controlCategories": ["financial-transaction-integrity", "segregation-of-duties"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0128",
+      "amount": 75000,
+      "currency": "USD",
+      "direction": "outbound",
+      "status": "settled",
+      "approvalRequired": true,
+      "manual": false
+    }
+  }
+}