@openauditmodel/cli 0.4.1 → 0.4.2

package/examples/profiles/financial-transaction-management/invalid/manual-deposit-missing-change.json

@@ -0,0 +1,85 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0038-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T11:14:26.744Z",
+  "event": {
+    "name": "financial.deposit.record",
+    "category": "data-modification",
+    "type": "update",
+    "outcome": "success",
+    "severity": "high",
+    "summary": "Operator corrected an under-posted deposit after a partner file was reprocessed."
+  },
+  "actor": {
+    "type": "user",
+    "id": "user-5120",
+    "tenantId": "tenant-12",
+    "roles": ["ledger-operator"]
+  },
+  "resource": {
+    "type": "account",
+    "id": "account-ref-781",
+    "name": "operating-account",
+    "classification": "confidential",
+    "tenantId": "tenant-12"
+  },
+  "relatedResources": [
+    {
+      "type": "reconciliation-run",
+      "id": "recon-2026-0313-eu-02"
+    }
+  ],
+  "application": {
+    "name": "ledger-service",
+    "environment": "production",
+    "version": "3.8.0"
+  },
+  "organization": {
+    "tenantId": "tenant-12",
+    "businessUnitId": "finance-operations"
+  },
+  "request": {
+    "requestId": "request-7a02f61",
+    "correlationId": "deposit-lifecycle-0140"
+  },
+  "authentication": {
+    "method": "mfa",
+    "mfa": true,
+    "provider": "corporate-idp"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "ledger-correction-policy",
+    "policyVersion": "4"
+  },
+  "approval": {
+    "status": "approved",
+    "workflowId": "ledger-correction-review",
+    "requiredApprovals": 1,
+    "receivedApprovals": 1,
+    "approvers": [
+      {
+        "type": "user",
+        "id": "user-4477"
+      }
+    ],
+    "approvedAt": "2026-03-14T11:12:03Z"
+  },
+  "reason": {
+    "code": "partner-file-restatement",
+    "text": "Partner restated the settlement file, so the posted deposit was corrected by hand.",
+    "reference": "case-88112"
+  },
+  "controlCategories": ["financial-transaction-integrity", "manual-intervention"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0140",
+      "amount": 100,
+      "currency": "EUR",
+      "direction": "credit",
+      "status": "posted",
+      "approvalRequired": true,
+      "manual": true
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/invalid/payment-capture-missing-amount.json

@@ -0,0 +1,69 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0031-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T09:12:44.310Z",
+  "event": {
+    "name": "financial.payment.capture",
+    "category": "data-modification",
+    "type": "execute",
+    "outcome": "success",
+    "severity": "medium",
+    "summary": "Authorized payment captured after the order was fulfilled."
+  },
+  "actor": {
+    "type": "service",
+    "id": "payment-capture-worker",
+    "tenantId": "tenant-12"
+  },
+  "resource": {
+    "type": "payment",
+    "id": "payment-ref-4412",
+    "name": "order-88214-payment",
+    "ownerId": "account-ref-781",
+    "tenantId": "tenant-12"
+  },
+  "application": {
+    "name": "payment-service",
+    "environment": "production",
+    "version": "4.2.1",
+    "region": "eu-central"
+  },
+  "organization": {
+    "tenantId": "tenant-12"
+  },
+  "request": {
+    "requestId": "request-6f21a08",
+    "correlationId": "payment-lifecycle-4412"
+  },
+  "authentication": {
+    "method": "service-account",
+    "provider": "workload-identity"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "payment-capture-policy",
+    "policyVersion": "7"
+  },
+  "relatedResources": [
+    {
+      "type": "account",
+      "id": "account-ref-781",
+      "name": "merchant-receivables"
+    }
+  ],
+  "reason": {
+    "code": "order-fulfilled",
+    "text": "Goods dispatched, so the held authorization was captured."
+  },
+  "controlCategories": ["financial-transaction-integrity"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0091",
+      "currency": "EUR",
+      "direction": "inbound",
+      "status": "captured",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/invalid/payment-capture-missing-authorization.json

@@ -0,0 +1,65 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0030-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T09:12:44.310Z",
+  "event": {
+    "name": "financial.payment.capture",
+    "category": "data-modification",
+    "type": "execute",
+    "outcome": "success",
+    "severity": "medium",
+    "summary": "Authorized payment captured after the order was fulfilled."
+  },
+  "actor": {
+    "type": "service",
+    "id": "payment-capture-worker",
+    "tenantId": "tenant-12"
+  },
+  "resource": {
+    "type": "payment",
+    "id": "payment-ref-4412",
+    "name": "order-88214-payment",
+    "ownerId": "account-ref-781",
+    "tenantId": "tenant-12"
+  },
+  "application": {
+    "name": "payment-service",
+    "environment": "production",
+    "version": "4.2.1",
+    "region": "eu-central"
+  },
+  "organization": {
+    "tenantId": "tenant-12"
+  },
+  "request": {
+    "requestId": "request-6f21a08",
+    "correlationId": "payment-lifecycle-4412"
+  },
+  "authentication": {
+    "method": "service-account",
+    "provider": "workload-identity"
+  },
+  "relatedResources": [
+    {
+      "type": "account",
+      "id": "account-ref-781",
+      "name": "merchant-receivables"
+    }
+  ],
+  "reason": {
+    "code": "order-fulfilled",
+    "text": "Goods dispatched, so the held authorization was captured."
+  },
+  "controlCategories": ["financial-transaction-integrity"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0091",
+      "amount": 148.5,
+      "currency": "EUR",
+      "direction": "inbound",
+      "status": "captured",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/invalid/payout-missing-direction.json

@@ -0,0 +1,63 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0033-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T15:00:04.271Z",
+  "event": {
+    "name": "financial.payout.execute",
+    "category": "data-modification",
+    "type": "execute",
+    "outcome": "success",
+    "severity": "low",
+    "summary": "Scheduled seller payout released without human intervention."
+  },
+  "actor": {
+    "type": "service",
+    "id": "payout-scheduler",
+    "tenantId": "tenant-31"
+  },
+  "resource": {
+    "type": "payout",
+    "id": "payout-ref-9014",
+    "ownerId": "account-ref-3390",
+    "tenantId": "tenant-31"
+  },
+  "relatedResources": [
+    {
+      "type": "account",
+      "id": "account-ref-3390",
+      "name": "seller-balance-account"
+    }
+  ],
+  "application": {
+    "name": "marketplace-payouts",
+    "environment": "production",
+    "version": "2.6.3"
+  },
+  "organization": {
+    "tenantId": "tenant-31"
+  },
+  "request": {
+    "requestId": "request-7a06d41",
+    "correlationId": "payout-cycle-2026-0314"
+  },
+  "authentication": {
+    "method": "service-account",
+    "provider": "workload-identity"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "payout-schedule-policy",
+    "policyVersion": "8"
+  },
+  "controlCategories": ["financial-transaction-integrity"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0188",
+      "amount": 612.4,
+      "currency": "EUR",
+      "status": "settled",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/invalid/reconciliation-adjust-missing-change.json

@@ -0,0 +1,79 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0040-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T18:12:55.030Z",
+  "event": {
+    "name": "financial.reconciliation.adjust",
+    "category": "data-modification",
+    "type": "update",
+    "outcome": "success",
+    "severity": "high",
+    "summary": "Ledger balance adjusted to agree with the counterparty statement for the period."
+  },
+  "actor": {
+    "type": "user",
+    "id": "user-4477",
+    "tenantId": "tenant-12",
+    "roles": ["reconciliation-analyst"]
+  },
+  "resource": {
+    "type": "reconciliation-run",
+    "id": "recon-2026-0314-eu-01",
+    "tenantId": "tenant-12"
+  },
+  "relatedResources": [
+    {
+      "type": "settlement-batch",
+      "id": "settlement-2026-0314-eu"
+    },
+    {
+      "type": "account",
+      "id": "account-ref-781"
+    }
+  ],
+  "application": {
+    "name": "treasury-reconciliation",
+    "environment": "production",
+    "version": "6.0.2"
+  },
+  "organization": {
+    "tenantId": "tenant-12",
+    "businessUnitId": "treasury"
+  },
+  "request": {
+    "requestId": "request-7a08f70",
+    "correlationId": "reconciliation-cycle-2026-0314"
+  },
+  "authentication": {
+    "method": "mfa",
+    "mfa": true,
+    "provider": "corporate-idp"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "reconciliation-adjustment-policy",
+    "policyVersion": "3"
+  },
+  "approval": {
+    "status": "approved",
+    "workflowId": "reconciliation-break-review",
+    "requiredApprovals": 1,
+    "receivedApprovals": 1,
+    "approvedAt": "2026-03-14T18:10:12Z"
+  },
+  "reason": {
+    "code": "counterparty-fee-difference",
+    "text": "Counterparty applied a fee the ledger had not yet booked for the period.",
+    "reference": "case-88190"
+  },
+  "controlCategories": ["financial-transaction-integrity", "reconciliation"],
+  "metadata": {
+    "financial": {
+      "reconciliationId": "recon-2026-0314-eu-01",
+      "amount": 42.15,
+      "currency": "EUR",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/invalid/reconciliation-missing-identifier.json

@@ -0,0 +1,88 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0039-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T18:12:55.030Z",
+  "event": {
+    "name": "financial.reconciliation.adjust",
+    "category": "data-modification",
+    "type": "update",
+    "outcome": "success",
+    "severity": "high",
+    "summary": "Ledger balance adjusted to agree with the counterparty statement for the period."
+  },
+  "actor": {
+    "type": "user",
+    "id": "user-4477",
+    "tenantId": "tenant-12",
+    "roles": ["reconciliation-analyst"]
+  },
+  "resource": {
+    "type": "reconciliation-run",
+    "id": "recon-2026-0314-eu-01",
+    "tenantId": "tenant-12"
+  },
+  "relatedResources": [
+    {
+      "type": "settlement-batch",
+      "id": "settlement-2026-0314-eu"
+    },
+    {
+      "type": "account",
+      "id": "account-ref-781"
+    }
+  ],
+  "application": {
+    "name": "treasury-reconciliation",
+    "environment": "production",
+    "version": "6.0.2"
+  },
+  "organization": {
+    "tenantId": "tenant-12",
+    "businessUnitId": "treasury"
+  },
+  "request": {
+    "requestId": "request-7a08f70",
+    "correlationId": "reconciliation-cycle-2026-0314"
+  },
+  "authentication": {
+    "method": "mfa",
+    "mfa": true,
+    "provider": "corporate-idp"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "reconciliation-adjustment-policy",
+    "policyVersion": "3"
+  },
+  "approval": {
+    "status": "approved",
+    "workflowId": "reconciliation-break-review",
+    "requiredApprovals": 1,
+    "receivedApprovals": 1,
+    "approvedAt": "2026-03-14T18:10:12Z"
+  },
+  "change": {
+    "type": "update",
+    "changedFields": ["ledgerBalance"],
+    "before": {
+      "ledgerBalance": 482310.4
+    },
+    "after": {
+      "ledgerBalance": 482352.55
+    }
+  },
+  "reason": {
+    "code": "counterparty-fee-difference",
+    "text": "Counterparty applied a fee the ledger had not yet booked for the period.",
+    "reference": "case-88190"
+  },
+  "controlCategories": ["financial-transaction-integrity", "reconciliation"],
+  "metadata": {
+    "financial": {
+      "amount": 42.15,
+      "currency": "EUR",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/invalid/refund-missing-reason.json

@@ -0,0 +1,70 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0035-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T12:02:11.556Z",
+  "event": {
+    "name": "financial.refund.create",
+    "category": "data-modification",
+    "type": "create",
+    "outcome": "success",
+    "severity": "medium",
+    "summary": "Refund issued to the buyer after the seller accepted a return."
+  },
+  "actor": {
+    "type": "user",
+    "id": "user-6605",
+    "tenantId": "tenant-31",
+    "roles": ["support-agent"]
+  },
+  "resource": {
+    "type": "refund",
+    "id": "refund-ref-1180",
+    "ownerId": "account-ref-3390",
+    "tenantId": "tenant-31"
+  },
+  "relatedResources": [
+    {
+      "type": "payment",
+      "id": "payment-ref-4412"
+    },
+    {
+      "type": "account",
+      "id": "account-ref-3390"
+    }
+  ],
+  "application": {
+    "name": "marketplace-payments",
+    "environment": "production",
+    "version": "2.6.3"
+  },
+  "organization": {
+    "tenantId": "tenant-31"
+  },
+  "request": {
+    "requestId": "request-7a03a55",
+    "correlationId": "payment-lifecycle-4412"
+  },
+  "authentication": {
+    "method": "oidc",
+    "mfa": true,
+    "provider": "workforce-idp"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "refund-policy",
+    "policyVersion": "3",
+    "permissions": ["marketplace.refund.create"]
+  },
+  "controlCategories": ["financial-transaction-integrity"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0155",
+      "amount": 148.5,
+      "currency": "EUR",
+      "direction": "outbound",
+      "status": "pending-settlement",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/invalid/reversal-missing-original-transaction.json

@@ -0,0 +1,84 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0036-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T13:20:47.128Z",
+  "event": {
+    "name": "financial.reversal.execute",
+    "category": "data-modification",
+    "type": "execute",
+    "outcome": "success",
+    "severity": "high",
+    "summary": "Duplicate capture unwound against the original payment."
+  },
+  "actor": {
+    "type": "user",
+    "id": "user-5120",
+    "tenantId": "tenant-12",
+    "roles": ["ledger-operator"]
+  },
+  "resource": {
+    "type": "payment",
+    "id": "payment-ref-4412",
+    "ownerId": "account-ref-781",
+    "tenantId": "tenant-12"
+  },
+  "relatedResources": [
+    {
+      "type": "account",
+      "id": "account-ref-781"
+    }
+  ],
+  "application": {
+    "name": "ledger-service",
+    "environment": "production",
+    "version": "3.8.0"
+  },
+  "organization": {
+    "tenantId": "tenant-12",
+    "businessUnitId": "finance-operations"
+  },
+  "request": {
+    "requestId": "request-7a04b08",
+    "correlationId": "payment-lifecycle-4412"
+  },
+  "authentication": {
+    "method": "mfa",
+    "mfa": true,
+    "provider": "corporate-idp"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "reversal-policy",
+    "policyVersion": "6"
+  },
+  "approval": {
+    "status": "approved",
+    "workflowId": "ledger-reversal-review",
+    "requiredApprovals": 1,
+    "receivedApprovals": 1,
+    "approvers": [
+      {
+        "type": "user",
+        "id": "user-4477"
+      }
+    ],
+    "approvedAt": "2026-03-14T13:18:02Z"
+  },
+  "reason": {
+    "code": "duplicate-capture",
+    "text": "The same authorization was captured twice by a retried job, so the second capture was unwound.",
+    "reference": "case-88155"
+  },
+  "controlCategories": ["financial-transaction-integrity"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0161",
+      "amount": 148.5,
+      "currency": "EUR",
+      "direction": "outbound",
+      "status": "reversed",
+      "approvalRequired": true,
+      "manual": false
+    }
+  }
+}

package/examples/profiles/financial-transaction-management/invalid/transfer-missing-related-resources.json

@@ -0,0 +1,66 @@
+{
+  "specVersion": "0.1",
+  "id": "018f2c90-0034-7a2b-9c3d-4e5f60718293",
+  "time": "2026-03-14T10:05:18.402Z",
+  "event": {
+    "name": "financial.transfer.execute",
+    "category": "data-modification",
+    "type": "execute",
+    "outcome": "success",
+    "severity": "medium",
+    "summary": "Internal transfer posted between two ledger accounts."
+  },
+  "actor": {
+    "type": "user",
+    "id": "user-5120",
+    "tenantId": "tenant-12",
+    "roles": ["ledger-operator"]
+  },
+  "resource": {
+    "type": "account",
+    "id": "account-ref-781",
+    "name": "operating-account",
+    "classification": "confidential",
+    "tenantId": "tenant-12"
+  },
+  "application": {
+    "name": "ledger-service",
+    "environment": "production",
+    "version": "3.8.0"
+  },
+  "organization": {
+    "tenantId": "tenant-12",
+    "businessUnitId": "finance-operations"
+  },
+  "request": {
+    "requestId": "request-6f22c17",
+    "correlationId": "transfer-lifecycle-7712"
+  },
+  "authentication": {
+    "method": "mfa",
+    "mfa": true,
+    "provider": "corporate-idp"
+  },
+  "authorization": {
+    "decision": "allow",
+    "policy": "ledger-transfer-policy",
+    "policyVersion": "11",
+    "permissions": ["ledger.transfer.execute"]
+  },
+  "reason": {
+    "code": "liquidity-rebalance",
+    "text": "Scheduled rebalance of the operating account against the reserve account."
+  },
+  "controlCategories": ["financial-transaction-integrity"],
+  "metadata": {
+    "financial": {
+      "transactionId": "txn-2026-0314-0112",
+      "amount": 50000,
+      "currency": "EUR",
+      "direction": "debit",
+      "status": "posted",
+      "approvalRequired": false,
+      "manual": false
+    }
+  }
+}