moxml 0.1.9 → 0.1.11

This diff represents the content of publicly available package versions that have been released to one of the supported registries. The information contained in this diff is provided for informational purposes only and reflects changes between package versions as they appear in their respective public registries.
Files changed (150) hide show
  1. checksums.yaml +4 -4
  2. data/.github/workflows/docs.yml +1 -1
  3. data/.github/workflows/rake.yml +16 -13
  4. data/.github/workflows/release.yml +1 -0
  5. data/.github/workflows/round-trip.yml +74 -0
  6. data/.gitignore +1 -0
  7. data/.rubocop.yml +1 -0
  8. data/.rubocop_todo.yml +160 -38
  9. data/Gemfile +2 -1
  10. data/README.adoc +287 -20
  11. data/Rakefile +11 -0
  12. data/data/w3c_entities.json +2131 -0
  13. data/docs/ENTITY_SUPPORT_FOR_LUTAML_MODEL.md +102 -0
  14. data/docs/_guides/index.adoc +14 -12
  15. data/docs/_guides/node-api-consistency.adoc +572 -0
  16. data/docs/_guides/xml-declaration.adoc +5 -5
  17. data/docs/_pages/adapters/ox.adoc +30 -0
  18. data/docs/_pages/adapters/rexml.adoc +1 -1
  19. data/docs/_pages/configuration.adoc +43 -0
  20. data/docs/_pages/node-api-reference.adoc +128 -3
  21. data/docs/_tutorials/namespace-handling.adoc +21 -0
  22. data/examples/rss_parser/rss_parser.rb +1 -3
  23. data/lib/moxml/adapter/base.rb +26 -2
  24. data/lib/moxml/adapter/headed_ox.rb +5 -4
  25. data/lib/moxml/adapter/libxml.rb +18 -3
  26. data/lib/moxml/adapter/nokogiri.rb +26 -2
  27. data/lib/moxml/adapter/oga.rb +137 -20
  28. data/lib/moxml/adapter/ox.rb +29 -3
  29. data/lib/moxml/adapter/rexml.rb +54 -7
  30. data/lib/moxml/attribute.rb +6 -0
  31. data/lib/moxml/builder.rb +6 -0
  32. data/lib/moxml/config.rb +52 -1
  33. data/lib/moxml/context.rb +21 -2
  34. data/lib/moxml/doctype.rb +33 -0
  35. data/lib/moxml/document.rb +6 -1
  36. data/lib/moxml/document_builder.rb +45 -1
  37. data/lib/moxml/element.rb +10 -3
  38. data/lib/moxml/entity_reference.rb +29 -0
  39. data/lib/moxml/entity_registry.rb +278 -0
  40. data/lib/moxml/error.rb +5 -5
  41. data/lib/moxml/node.rb +22 -8
  42. data/lib/moxml/node_set.rb +10 -6
  43. data/lib/moxml/processing_instruction.rb +6 -0
  44. data/lib/moxml/version.rb +1 -1
  45. data/lib/moxml/xml_utils.rb +25 -2
  46. data/lib/moxml/xpath/errors.rb +1 -1
  47. data/lib/moxml.rb +1 -0
  48. data/spec/consistency/README.md +3 -1
  49. data/spec/consistency/round_trip_spec.rb +479 -0
  50. data/spec/examples/readme_examples_spec.rb +1 -1
  51. data/spec/fixtures/round-trips/metanorma/a.xml +66 -0
  52. data/spec/fixtures/round-trips/metanorma/bilingual-en.xml +7682 -0
  53. data/spec/fixtures/round-trips/metanorma/bilingual-fr.xml +7520 -0
  54. data/spec/fixtures/round-trips/metanorma/bilingual.presentation.xml +21211 -0
  55. data/spec/fixtures/round-trips/metanorma/collection1.xml +313 -0
  56. data/spec/fixtures/round-trips/metanorma/collection1nested.xml +291 -0
  57. data/spec/fixtures/round-trips/metanorma/collection_docinline.xml +544 -0
  58. data/spec/fixtures/round-trips/metanorma/collection_full.xml +1776 -0
  59. data/spec/fixtures/round-trips/metanorma/dummy.1.xml +295 -0
  60. data/spec/fixtures/round-trips/metanorma/dummy.xml +349 -0
  61. data/spec/fixtures/round-trips/metanorma/footnotes.xml +70 -0
  62. data/spec/fixtures/round-trips/metanorma/iho.xml +116 -0
  63. data/spec/fixtures/round-trips/metanorma/rice-amd.final.xml +186 -0
  64. data/spec/fixtures/round-trips/metanorma/rice-amd.final_1.xml +180 -0
  65. data/spec/fixtures/round-trips/metanorma/rice-en.final.norepo.xml +116 -0
  66. data/spec/fixtures/round-trips/metanorma/rice-en.final.xml +149 -0
  67. data/spec/fixtures/round-trips/metanorma/rice-en.final_1.xml +144 -0
  68. data/spec/fixtures/round-trips/metanorma/rice1-en.final.xml +120 -0
  69. data/spec/fixtures/round-trips/metanorma/rice2-en.final.xml +116 -0
  70. data/spec/fixtures/round-trips/metanorma/test_sectionsplit.xml +119 -0
  71. data/spec/fixtures/round-trips/niso-jats/bmj_sample.xml +1068 -0
  72. data/spec/fixtures/round-trips/niso-jats/element_citation.xml +7 -0
  73. data/spec/fixtures/round-trips/niso-jats/pnas_sample.xml +3768 -0
  74. data/spec/fixtures/round-trips/rfcxml/rfc8881.xml +45848 -0
  75. data/spec/fixtures/round-trips/rfcxml/rfc8994.xml +6607 -0
  76. data/spec/fixtures/round-trips/rfcxml/rfc9000.xml +9064 -0
  77. data/spec/fixtures/round-trips/rfcxml/rfc9043.xml +5527 -0
  78. data/spec/fixtures/round-trips/rfcxml/rfc9051.xml +14286 -0
  79. data/spec/fixtures/round-trips/rfcxml/rfc9110.xml +18156 -0
  80. data/spec/fixtures/round-trips/rfcxml/rfc9260.xml +9136 -0
  81. data/spec/fixtures/round-trips/rfcxml/rfc9293.xml +8300 -0
  82. data/spec/fixtures/round-trips/rfcxml/rfc9380.xml +8916 -0
  83. data/spec/fixtures/round-trips/rfcxml/rfc9420.xml +8927 -0
  84. data/spec/fixtures/w3c/namespaces/1.0/001.xml +7 -0
  85. data/spec/fixtures/w3c/namespaces/1.0/002.xml +8 -0
  86. data/spec/fixtures/w3c/namespaces/1.0/003.xml +7 -0
  87. data/spec/fixtures/w3c/namespaces/1.0/004.xml +7 -0
  88. data/spec/fixtures/w3c/namespaces/1.0/005.xml +7 -0
  89. data/spec/fixtures/w3c/namespaces/1.0/006.xml +7 -0
  90. data/spec/fixtures/w3c/namespaces/1.0/007.xml +20 -0
  91. data/spec/fixtures/w3c/namespaces/1.0/008.xml +20 -0
  92. data/spec/fixtures/w3c/namespaces/1.0/009.xml +19 -0
  93. data/spec/fixtures/w3c/namespaces/1.0/010.xml +19 -0
  94. data/spec/fixtures/w3c/namespaces/1.0/011.xml +20 -0
  95. data/spec/fixtures/w3c/namespaces/1.0/012.xml +19 -0
  96. data/spec/fixtures/w3c/namespaces/1.0/013.xml +5 -0
  97. data/spec/fixtures/w3c/namespaces/1.0/014.xml +3 -0
  98. data/spec/fixtures/w3c/namespaces/1.0/015.xml +3 -0
  99. data/spec/fixtures/w3c/namespaces/1.0/016.xml +3 -0
  100. data/spec/fixtures/w3c/namespaces/1.0/017.xml +3 -0
  101. data/spec/fixtures/w3c/namespaces/1.0/018.xml +3 -0
  102. data/spec/fixtures/w3c/namespaces/1.0/019.xml +3 -0
  103. data/spec/fixtures/w3c/namespaces/1.0/020.xml +3 -0
  104. data/spec/fixtures/w3c/namespaces/1.0/021.xml +6 -0
  105. data/spec/fixtures/w3c/namespaces/1.0/022.xml +6 -0
  106. data/spec/fixtures/w3c/namespaces/1.0/023.xml +6 -0
  107. data/spec/fixtures/w3c/namespaces/1.0/024.xml +6 -0
  108. data/spec/fixtures/w3c/namespaces/1.0/025.xml +3 -0
  109. data/spec/fixtures/w3c/namespaces/1.0/026.xml +3 -0
  110. data/spec/fixtures/w3c/namespaces/1.0/027.xml +3 -0
  111. data/spec/fixtures/w3c/namespaces/1.0/028.xml +3 -0
  112. data/spec/fixtures/w3c/namespaces/1.0/029.xml +4 -0
  113. data/spec/fixtures/w3c/namespaces/1.0/030.xml +4 -0
  114. data/spec/fixtures/w3c/namespaces/1.0/031.xml +4 -0
  115. data/spec/fixtures/w3c/namespaces/1.0/032.xml +5 -0
  116. data/spec/fixtures/w3c/namespaces/1.0/033.xml +4 -0
  117. data/spec/fixtures/w3c/namespaces/1.0/034.xml +3 -0
  118. data/spec/fixtures/w3c/namespaces/1.0/035.xml +8 -0
  119. data/spec/fixtures/w3c/namespaces/1.0/036.xml +8 -0
  120. data/spec/fixtures/w3c/namespaces/1.0/037.xml +8 -0
  121. data/spec/fixtures/w3c/namespaces/1.0/038.xml +8 -0
  122. data/spec/fixtures/w3c/namespaces/1.0/039.xml +10 -0
  123. data/spec/fixtures/w3c/namespaces/1.0/040.xml +9 -0
  124. data/spec/fixtures/w3c/namespaces/1.0/041.xml +8 -0
  125. data/spec/fixtures/w3c/namespaces/1.0/042.xml +4 -0
  126. data/spec/fixtures/w3c/namespaces/1.0/043.xml +7 -0
  127. data/spec/fixtures/w3c/namespaces/1.0/044.xml +7 -0
  128. data/spec/fixtures/w3c/namespaces/1.0/045.xml +7 -0
  129. data/spec/fixtures/w3c/namespaces/1.0/046.xml +10 -0
  130. data/spec/fixtures/w3c/namespaces/1.0/047.xml +4 -0
  131. data/spec/fixtures/w3c/namespaces/1.0/048.xml +5 -0
  132. data/spec/fixtures/w3c/namespaces/1.0/LICENSE.md +32 -0
  133. data/spec/fixtures/w3c/namespaces/1.0/README.adoc +42 -0
  134. data/spec/fixtures/w3c/namespaces/1.0/rmt-ns10.xml +156 -0
  135. data/spec/integration/shared_examples/node_wrappers/namespace_behavior.rb +14 -2
  136. data/spec/integration/shared_examples/w3c_namespace_examples.rb +10 -0
  137. data/spec/integration/w3c_namespace_spec.rb +69 -0
  138. data/spec/moxml/adapter/libxml_spec.rb +7 -1
  139. data/spec/moxml/adapter/oga_spec.rb +92 -0
  140. data/spec/moxml/config_spec.rb +75 -0
  141. data/spec/moxml/doctype_spec.rb +19 -3
  142. data/spec/moxml/entity_registry_spec.rb +184 -0
  143. data/spec/moxml/error_spec.rb +2 -2
  144. data/spec/moxml/namespace_uri_validation_spec.rb +140 -0
  145. data/spec/moxml/xpath/axes_spec.rb +3 -4
  146. data/spec/performance/xpath_benchmark_spec.rb +6 -54
  147. data/spec/support/w3c_namespace_helpers.rb +41 -0
  148. data/spec/unit/rexml_isolated_test.rb +271 -0
  149. metadata +99 -3
  150. data/.ruby-version +0 -1
@@ -0,0 +1,3768 @@
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+ <?xml version="1.0" encoding="UTF-8"?>
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+ <!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Publishing DTD v1.3 20210610//EN" "JATS-journalpublishing1-3.dtd">
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+
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+ <article
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+ article-type="research-article"
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+ dtd-version="1.3"
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+ xml:lang="en"
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+ xmlns:mml="http://www.w3.org/1998/Math/MathML"
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+ xmlns:xlink="http://www.w3.org/1999/xlink"
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+ xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">
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+ <processing-meta
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+ tagset-family="jats"
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+ base-tagset="publishing"
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+ mathml-version="2.0"
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+ table-model="xhtml" />
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+ <front>
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+ <journal-meta>
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+ <journal-id journal-id-type="pmc">pnas</journal-id>
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+ <journal-id journal-id-type="pubmed">Proc Natl Acad Sci U S A</journal-id>
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+ <journal-id journal-id-type="publisher">PNAS</journal-id>
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+ <issn>0027-8424</issn>
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+ <publisher>
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+ <publisher-name>The National Academy of Sciences</publisher-name>
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+ </publisher>
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+ </journal-meta>
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+ <article-meta>
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+ <article-id pub-id-type="publisher-id">181325198</article-id>
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+ <article-id pub-id-type="publisher-id">3251</article-id>
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+ <article-id pub-id-type="doi">10.1073/pnas.181325198</article-id>
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+ <article-id pub-id-type="other">jPNAS.v98.i18.pg10214</article-id>
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+ <article-id pub-id-type="pmid">11517319</article-id>
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+ <article-version vocab="JAV"
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+ vocab-identifier="http://www.niso.org/publications/rp/RP-8-2008.pdf"
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+ vocab-term="Version of Record"
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+ article-version-type="VoR"
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+ >Version of Record</article-version>
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+ <article-categories>
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+ <subj-group>
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+ <subject>Physical Sciences</subject>
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+ <subj-group>
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+ <subject>Applied Mathematics</subject>
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+ </subj-group>
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+ </subj-group>
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+ <subj-group>
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+ <subject>Biological Sciences</subject>
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+ <subj-group>
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+ <subject>Genetics</subject>
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+ </subj-group>
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+ </subj-group>
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+ </article-categories>
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+ <title-group>
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+ <article-title>The coreceptor mutation CCR5&#x0394;32 influences the dynamics of HIV
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+ epidemics and is selected for by HIV</article-title>
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+ </title-group>
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+ <contrib-group content-type="authors">
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+ <contrib contrib-type="author">
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+ <name>
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+ <surname>Sullivan</surname>
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+ <given-names>Amy D.</given-names>
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+ </name>
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+ <role degree-contribution="lead"
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+ vocab="CRediT"
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+ vocab-identifier="http://credit.niso.org"
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+ vocab-term="Writer &#8212; original draft"
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+ vocab-term-identifier="http://credit.niso.org/contributor-roles/writing-original-draft/"
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+ >Wrote
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+ the original draft</role>
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+ <role degree-contribution="lead"
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+ vocab="CRediT"
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+ vocab-identifier="http://credit.niso.org"
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+ vocab-term="Writing &#8212; Review &amp; Editing"
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+ vocab-term-identifier="http://credit.niso.org/contributor-roles/writing-review-editing/">Led
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+ the team for the edit review and did the rewrite</role>
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+ <xref ref-type="author-notes" rid="FN150">&#x002A;</xref>
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+ <xref ref-type="aff" rid="aff-1" />
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+ </contrib>
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+ <contrib contrib-type="author">
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+ <name>
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+ <surname>Wigginton</surname>
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+ <given-names>Janis</given-names>
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+ </name>
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+ <role degree-contribution="lead"
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+ vocab="CRediT"
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+ vocab-identifier="http://credit.niso.org"
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+ vocab-term="Writer &#8212; original draft"
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+ vocab-term-identifier="http://credit.niso.org/contributor-roles/writing-original-draft/"
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+ >Co-wrote
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+ Discussion Section for original draft</role>
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+ <xref ref-type="aff" rid="aff-1" />
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+ </contrib>
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+ <contrib contrib-type="author">
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+ <name>
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+ <surname>Kirschner</surname>
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+ <given-names>Denise</given-names>
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+ </name>
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+ <role degree-contribution="supporting"
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+ vocab="CRediT"
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+ vocab-identifier="http://credit.niso.org"
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+ vocab-term="Writer &#8212; original draft"
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+ vocab-term-identifier="http://credit.niso.org/contributor-roles/writing-original-draft/"
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+ >Co-wrote
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+ Model Section for original draft</role>
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+ <role degree-contribution="supporting"
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+ vocab="CRediT"
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+ vocab-identifier="http://credit.niso.org"
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+ vocab-term="Writing &#8212; Review &amp; Editing"
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+ vocab-term-identifier="http://credit.niso.org/contributor-roles/writing-review-editing/">Writing
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+ &#8212; Review &amp; Editing</role>
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+ <xref ref-type="corresp" rid="FN151">&#x2020;</xref>
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+ <xref ref-type="aff" rid="aff-1" />
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+ </contrib>
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+ </contrib-group>
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+ <contrib-group content-type="software">
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+ <contrib contrib-type="software">
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+ <name>
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+ <surname>Krosky</surname>
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+ <given-names>Mark</given-names>
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+ </name>
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+ <role degree-contribution="equal"
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+ vocab="CRediT"
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+ vocab-identifier="http://credit.niso.org"
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+ vocab-term="Software"
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+ vocab-term-identifier="http://credit.niso.org/contributor-roles/software/"
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+ >Programming
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+ and technical assistance</role>
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+ </contrib>
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+ <contrib contrib-type="software">
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+ <name>
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+ <surname>Koelle</surname>
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+ <given-names>Katia</given-names>
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+ </name>
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+ <role degree-contribution="equal"
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+ vocab="CRediT"
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+ vocab-identifier="http://credit.niso.org"
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+ vocab-term="Software"
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+ vocab-term-identifier="http://credit.niso.org/contributor-roles/software/"
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+ >Programming
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+ and technical assistance</role>
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+ </contrib>
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+ <contrib contrib-type="software">
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+ <name>
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+ <surname>Chung</surname>
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+ <given-names>Kevin</given-names>
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+ </name>
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+ <role degree-contribution="supporting"
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+ vocab="CRediT"
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+ vocab-identifier="http://credit.niso.org"
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+ vocab-term="Software"
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+ vocab-term-identifier="http://credit.niso.org/contributor-roles/software/"
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+ >Programming
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+ and technical assistance</role>
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+ </contrib>
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+ </contrib-group>
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+ <contrib-group content-type="reviewers">
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+ <contrib contrib-type="reviewer">
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+ <name>
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+ <surname>DiRita</surname>
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+ <given-names>V. J.</given-names>
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+ <prefix>Dr.</prefix>
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+ </name>
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+ <role degree-contribution="supporting"
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+ vocab="CRediT"
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+ vocab-identifier="http://credit.niso.org"
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+ vocab-term="Writing &#8212; Review &amp; Editing"
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+ vocab-term-identifier="http://credit.niso.org/contributor-roles/writing-review-editing/"
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+ >Helpful
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+ comments and discussions</role>
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+ </contrib>
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+ <contrib contrib-type="reviewer">
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+ <name>
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+ <surname>Kazanjian</surname>
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+ <given-names>P.</given-names>
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+ <prefix>Dr.</prefix>
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+ </name>
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+ <role degree-contribution="supporting"
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+ vocab="CRediT"
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+ vocab-identifier="http://credit.niso.org"
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+ vocab-term="Writing &#8212; Review &amp; Editing"
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+ vocab-term-identifier="http://credit.niso.org/contributor-roles/writing-review-editing/"
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+ >Helpful
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+ comments and discussions</role>
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+ </contrib>
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+ <contrib contrib-type="reviewer">
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+ <name>
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+ <surname>Blower</surname>
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+ <given-names>S. M.</given-names>
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+ <prefix>Dr.</prefix>
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+ </name>
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+ <role degree-contribution="supporting"
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+ vocab="CRediT"
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+ vocab-identifier="http://credit.niso.org"
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+ vocab-term="Writing &#8212; Review &amp; Editing"
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+ vocab-term-identifier="http://credit.niso.org/contributor-roles/writing-review-editing/"
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+ >Helpful
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+ comments and discussions</role>
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+ </contrib>
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+ </contrib-group>
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+ <aff id="aff-1">Department of Microbiology and Immunology, University
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+ of Michigan Medical School, Ann Arbor, MI 48109-0620</aff>
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+ <author-notes>
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+ <fn id="FN150" fn-type="present-address">
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+ <p>&#x002A; Present address: Centers for Disease Control and Prevention Epidemiology
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+ Program Office, State Branch Oregon Health Division, 800 NE Oregon Street, Suite 772,
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+ Portland, OR 97232.</p>
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+ </fn>
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+ <corresp id="FN151">&#x2020; To whom reprint requests should be addressed. E-mail: <email>
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+ kirschne@umich.edu</email>.</corresp>
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+ <fn fn-type="com">
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+ <p>Communicated by Avner Friedman, University of
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+ Minnesota, Minneapolis, MN</p>
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+ </fn>
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+ </author-notes>
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+ <pub-date date-type="pub" publication-format="print"
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+ iso-8601-date="2001-08-28">
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+ <day>28</day>
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+ <month>8</month>
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+ <year>2001</year>
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+ </pub-date>
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+ <pub-date date-type="pub" publication-format="electronic"
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+ iso-8601-date="2001-08-21">
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+ <day>21</day>
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+ <month>8</month>
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+ <year>2001</year>
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+ </pub-date>
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+ <volume>98</volume>
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+ <issue>18</issue>
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+ <fpage>10214</fpage>
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+ <lpage>10219</lpage>
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+ <history>
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+ <date date-type="received" iso-8601-date="2000-05-30">
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+ <day>30</day>
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+ <month>5</month>
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+ <year>2000</year>
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+ </date>
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+ <date date-type="accepted" iso-8601-date="2001-06-27">
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+ <day>27</day>
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+ <month>6</month>
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+ <year>2001</year>
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+ </date>
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+ </history>
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+ <permissions>
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+ <copyright-statement>Copyright &#x00A9; 2001, The National Academy of Sciences</copyright-statement>
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+ <copyright-year>2001</copyright-year>
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+ </permissions>
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+ <abstract>
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+ <p>We explore the impact of a host genetic factor on heterosexual HIV epidemics by using a
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+ deterministic mathematical model. A protective allele unequally distributed across
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+ populations is exemplified in our models by the 32-bp deletion in the host-cell chemokine
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+ receptor CCR5, CCR5&#x0394;32. Individuals homozygous for CCR5&#x0394;32 are protected
250
+ against HIV infection whereas those heterozygous for CCR5&#x0394;32 have lower pre-AIDS
251
+ viral loads and delayed progression to AIDS. CCR5&#x0394;32 may limit HIV spread by
252
+ decreasing the probability of both risk of infection and infectiousness. In this work, we
253
+ characterize epidemic HIV within three dynamic subpopulations: CCR5&#x002F;CCR5
254
+ (homozygous, wild type), CCR5&#x002F;CCR5&#x0394;32 (heterozygous), and
255
+ CCR5&#x0394;32&#x002F;CCR5&#x0394;32 (homozygous, mutant). Our results indicate that
256
+ prevalence of HIV&#x002F;AIDS is greater in populations lacking the CCR5&#x0394;32 alleles
257
+ (homozygous wild types only) as compared with populations that include people heterozygous
258
+ or homozygous for CCR5&#x0394;32. Also, we show that HIV can provide selective pressure
259
+ for CCR5&#x0394;32, increasing the frequency of this allele.</p>
260
+ </abstract>
261
+ </article-meta>
262
+ </front>
263
+ <body>
264
+ <p>Nineteen million people have died of AIDS since the discovery of HIV in the 1980s. In 1999
265
+ alone, 5.4 million people were newly infected with HIV (ref. <xref ref-type="bibr" rid="B1">1</xref>
266
+ and <ext-link ext-link-type="url" xmlns:xlink="http://www.w3.org/1999/xlink"
267
+ xlink:href="http://www.unaids.org/epidemicupdate/report/Epireport.html">
268
+ http://www.unaids.org/epidemicupdate/report/Epireport.html</ext-link>). (For brevity, HIV-1 is
269
+ referred to as HIV in this paper.) Sub-Saharan Africa has been hardest hit, with more than
270
+ 20&#x0025; of the general population HIV-positive in some countries (<xref ref-type="bibr"
271
+ rid="B2">2</xref>, <xref ref-type="bibr" rid="B3">3</xref>). In comparison, heterosexual
272
+ epidemics in developed, market-economy countries have not reached such severe levels. Factors
273
+ contributing to the severity of the epidemic in economically developing countries abound,
274
+ including economic, health, and social differences such as high levels of sexually transmitted
275
+ diseases and a lack of prevention programs. However, the staggering rate at which the epidemic
276
+ has spread in sub-Saharan Africa has not been adequately explained. The rate and severity of
277
+ this epidemic also could indicate a greater underlying susceptibility to HIV attributable not
278
+ only to sexually transmitted disease, economics, etc., but also to other more ubiquitous
279
+ factors such as host genetics (<xref ref-type="bibr" rid="B4">4</xref>, <xref ref-type="bibr"
280
+ rid="B5">5</xref>).</p>
281
+ <p>To exemplify the contribution of such a host genetic factor to HIV prevalence trends, we
282
+ consider a well-characterized 32-bp deletion in the host-cell chemokine receptor CCR5,
283
+ CCR5&#x0394;32. When HIV binds to host cells, it uses the CD4 receptor on the surface of host
284
+ immune cells together with a coreceptor, mainly the CCR5 and CXCR4 chemokine receptors (<xref
285
+ ref-type="bibr" rid="B6">6</xref>). Homozygous mutations for this 32-bp deletion offer
286
+ almost complete protection from HIV infection, and heterozygous mutations are associated with
287
+ lower pre-AIDS viral loads and delayed progression to AIDS (<xref ref-type="bibr" rid="B7">7</xref>
288
+ &#x2013;<xref ref-type="bibr" rid="B14">14</xref>). CCR5&#x0394;32 generally is found in
289
+ populations of European descent, with allelic frequencies ranging from 0 to 0.29 (<xref
290
+ ref-type="bibr" rid="B13">13</xref>). African and Asian populations studied outside the
291
+ United States or Europe appear to lack the CCR5&#x0394;32 allele, with an allelic frequency of
292
+ almost zero (<xref ref-type="bibr" rid="B5">5</xref>, <xref ref-type="bibr" rid="B13">13</xref>).
293
+ Thus, to understand the effects of a protective allele, we use a mathematical model to track
294
+ prevalence of HIV in populations with or without CCR5&#x0394;32 heterozygous and homozygous
295
+ people and also to follow the CCR5&#x0394;32 allelic frequency.</p>
296
+ <p>We hypothesize that CCR5&#x0394;32 limits epidemic HIV by decreasing infection rates, and we
297
+ evaluate the relative contributions to this by the probability of infection and duration of
298
+ infectivity. To capture HIV infection as a chronic infectious disease together with vertical
299
+ transmission occurring in untreated mothers, we model a dynamic population (i.e., populations
300
+ that vary in growth rates because of fluctuations in birth or death rates) based on realistic
301
+ demographic characteristics (<xref ref-type="bibr" rid="B18">18</xref>). This scenario also
302
+ allows tracking of the allelic frequencies over time. This work considers how a specific host
303
+ genetic factor affecting HIV infectivity and viremia at the individual level might influence
304
+ the epidemic in a dynamic population and how HIV exerts selective pressure, altering the
305
+ frequency of this mutant allele.</p>
306
+ <p>CCR5 is a host-cell chemokine receptor, which is also used as a coreceptor by R5 strains of
307
+ HIV that are generally acquired during sexual transmission (<xref ref-type="bibr" rid="B6">6</xref>
308
+ , <xref ref-type="bibr" rid="B19">19</xref>&#x2013;<xref ref-type="bibr" rid="B25">25</xref>).
309
+ As infection progresses to AIDS the virus expands its repertoire of potential coreceptors to
310
+ include other CC-family and CXC-family receptors in roughly 50&#x0025; of patients (<xref
311
+ ref-type="bibr" rid="B19">19</xref>, <xref ref-type="bibr" rid="B26">26</xref>, <xref
312
+ ref-type="bibr" rid="B27">27</xref>). CCR5&#x0394;32 was identified in HIV-resistant people
313
+ (<xref ref-type="bibr" rid="B28">28</xref>). Benefits to individuals from the mutation in this
314
+ allele are as follows. Persons homozygous for the CCR5&#x0394;32 mutation are almost
315
+ nonexistent in HIV-infected populations (<xref ref-type="bibr" rid="B11">11</xref>, <xref
316
+ ref-type="bibr" rid="B12">12</xref>) (see ref. <xref ref-type="bibr" rid="B13">13</xref> for
317
+ review). Persons heterozygous for the mutant allele (CCR5 W/&#x0394;32) tend to have lower
318
+ pre-AIDS viral loads. Aside from the beneficial effects that lower viral loads may have for
319
+ individuals, there is also an altruistic effect, as transmission rates are reduced for
320
+ individuals with low viral loads (as compared with, for example, AZT and other studies; ref. <xref
321
+ ref-type="bibr" rid="B29">29</xref>). Finally, individuals heterozygous for the mutant
322
+ allele (CCR5 W/&#x0394;32) also have a slower progression to AIDS than those homozygous for
323
+ the wild-type allele (CCR5 W/W) (<xref ref-type="bibr" rid="B7">7</xref>&#x2013;<xref
324
+ ref-type="bibr" rid="B10">10</xref>), remaining in the population 2 years longer, on
325
+ average. Interestingly, the dearth of information on HIV disease progression in people
326
+ homozygous for the CCR5&#x0394;32 allele (CCR5 &#x0394;32/&#x0394;32) stems from the rarity of
327
+ HIV infection in this group (<xref ref-type="bibr" rid="B4">4</xref>, <xref ref-type="bibr"
328
+ rid="B12">12</xref>, <xref ref-type="bibr" rid="B28">28</xref>). However, in case reports of
329
+ HIV-infected CCR5 &#x0394;32/&#x0394;32 homozygotes, a rapid decline in CD4<sup>&#x002B;</sup>
330
+ T cells and a high viremia are observed, likely because of initial infection with a more
331
+ aggressive viral strain (such as X4 or R5X4) (<xref ref-type="bibr" rid="B30">30</xref>).</p>
332
+ <sec>
333
+ <title>The Model</title>
334
+ <p>Because we are most concerned with understanding the severity of the epidemic in developing
335
+ countries where the majority of infection is heterosexual, we consider a purely heterosexual
336
+ model. To model the effects of the allele in the population, we examine the rate of HIV
337
+ spread by using an enhanced susceptible-infected-AIDS model of epidemic HIV (for review see
338
+ ref. <xref ref-type="bibr" rid="B31">31</xref>). Our model compares two population
339
+ scenarios: a CCR5 wild-type population and one with CCR5&#x0394;32 heterozygotes and
340
+ homozygotes in addition to the wild type. To model the scenario where there are only
341
+ wild-type individuals present in the population (i.e., CCR5 W/W), we track the sexually
342
+ active susceptibles at time <italic>t</italic> &#x005B;<italic>S<sub>i,j</sub>
343
+ </italic>
344
+ (<italic>t</italic>)&#x005D;, where <italic>i</italic> = 1 refers to genotype (CCR5 W/W only
345
+ in this case) and <italic>j</italic> is either the male or female subpopulation. We also
346
+ track those who are HIV-positive at time <italic>t</italic> not yet having AIDS in <italic>I<sub>
347
+ i,j,k</sub>
348
+ </italic>(<italic>t</italic>) where <italic>k</italic> refers to stage of
349
+ HIV infection &#x005B;primary (<italic>A</italic>) or asymptomatic (<italic>B</italic>)&#x005D;.
350
+ The total number of individuals with AIDS at time <italic>t</italic> are tracked in <italic>
351
+ A</italic>(<italic>t</italic>). The source population are children, &#x03C7;<sub>
352
+ <italic>i,j</italic>
353
+ </sub>(<italic>t</italic>), who mature into the sexually
354
+ active population at time <italic>t</italic> (Fig. <xref ref-type="fig" rid="F1">1</xref>,
355
+ Table <xref ref-type="table" rid="T1">1</xref>). We compare the model of a population
356
+ lacking the CCR5&#x0394;32 allele to a demographically similar population with a high
357
+ frequency of the allele. When genetic heterogeneity is included, male and female
358
+ subpopulations are each further divided into three distinct genotypic groups, yielding six
359
+ susceptible subpopulations, &#x005B;<italic>S<sub>i,j</sub>
360
+ </italic>(<italic>t</italic>),
361
+ where <italic>i</italic> ranges from 1 to 3, where 1 = CCR5W/W; 2 = CCR5 W/&#x0394;32; 3 =
362
+ CCR5 &#x0394;32/&#x0394;32&#x005D;. The infected classes, <italic>I<sub>i,j,k</sub>
363
+ </italic>
364
+ (<italic>t</italic>), also increase in number to account for these new genotype
365
+ compartments. In both settings we assume there is no treatment available and no knowledge of
366
+ HIV status by people in the early acute and middle asymptomatic stages (both conditions
367
+ exist in much of sub-Saharan Africa). In addition, we assume that sexual mixing in the
368
+ population occurs randomly with respect to genotype and HIV disease status, all HIV-infected
369
+ people eventually progress to AIDS, and no barrier contraceptives are used. These last
370
+ assumptions reflect both economic and social conditions. </p>
371
+ <fig id="F1">
372
+ <label>Figure 1</label>
373
+ <caption>
374
+ <p>A schematic representation of the basic compartmental HIV epidemic model. The
375
+ criss-cross lines indicate the sexual mixing between different compartments. Each of
376
+ these interactions has a positive probability of taking place; they also incorporate
377
+ individual rates of transmission indicated as &#x03BB;, but in full notation is &#x03BB;<sub>
378
+ <italic>&#x00EE;</italic>,<italic>&#xEB30;</italic>,<italic>&#xEA50;</italic>&#x2192;<italic>
379
+ i</italic>,<italic>j</italic>,</sub> where <italic>i</italic>,<italic>j</italic>,<italic>
380
+ k</italic> is the phenotype of the infected partner and <italic>&#x00EE;</italic>,<italic>
381
+ &#xEB30;</italic> is the phenotype of the susceptible partner. Also shown are the
382
+ different rates of disease progression, &#x03B3;<sub>
383
+ <italic>i</italic>,<italic>j</italic>,<italic>k</italic>
384
+ </sub>, that vary
385
+ according to genotype, gender, and stage. Thus, the interactions between different
386
+ genotypes, genders, and stages are associated with a unique probability of HIV
387
+ infection. M, male; F, female.</p>
388
+ </caption>
389
+ <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="pq1813251001">
390
+ </graphic>
391
+ </fig>
392
+ <table-wrap id="T1">
393
+ <label>Table 1</label>
394
+ <caption>
395
+ <p>Children's genotype</p>
396
+ </caption>
397
+ <table>
398
+ <tr>
399
+ <th>Parents</th>
400
+ <th colspan="4">Mother</th>
401
+ </tr>
402
+ <tr>
403
+ <td colspan="5">
404
+ <hr />
405
+ </td>
406
+ </tr>
407
+ <tr>
408
+ <td>Father</td>
409
+ <td />
410
+ <td>W&#x002F;W</td>
411
+ <td>W&#x002F;&#x0394;32</td>
412
+ <td>&#x0394;32&#x002F;&#x0394;32</td>
413
+ </tr>
414
+ <tr>
415
+ <td />
416
+ <td>W&#x002F;W</td>
417
+ <td>&#x03C7;<sub>1,<italic>j</italic>
418
+ </sub>1,<italic>j</italic>
419
+ </td>
420
+ <td>&#x03C7;<sub>1,<italic>j</italic>
421
+ </sub>1,<italic>j</italic>, &#x03C7;<sub>
422
+ 2,<italic>j</italic>
423
+ </sub>2,<italic>j</italic>
424
+ </td>
425
+ <td>&#x03C7;<sub>2,<italic>j</italic>
426
+ </sub>2,<italic>j</italic>
427
+ </td>
428
+ </tr>
429
+ <tr>
430
+ <td />
431
+ <td>W&#x002F;&#x0394;32</td>
432
+ <td>&#x03C7;<sub>1,<italic>j</italic>
433
+ </sub>1,<italic>j</italic>, &#x03C7;<sub>
434
+ 2,<italic>j</italic>
435
+ </sub>2,<italic>j</italic>
436
+ </td>
437
+ <td>&#x03C7;<sub>1,<italic>j</italic>
438
+ </sub>1,<italic>j</italic>, &#x03C7;<sub>
439
+ 2,<italic>j</italic>
440
+ </sub>2,<italic>j</italic>, &#x03C7;<sub>3,<italic>j</italic>
441
+ </sub>
442
+ 3,<italic>j</italic>
443
+ </td>
444
+ <td>&#x03C7;<sub>2,<italic>j</italic>
445
+ </sub>2,<italic>j</italic>, &#x03C7;<sub>
446
+ 3,<italic>j</italic>
447
+ </sub>3,<italic>j</italic>
448
+ </td>
449
+ </tr>
450
+ <tr>
451
+ <td />
452
+ <td>&#x0394;32&#x002F;&#x0394;32</td>
453
+ <td>&#x03C7;<sub>2,<italic>j</italic>
454
+ </sub>2,<italic>j</italic>
455
+ </td>
456
+ <td>&#x03C7;<sub>2,<italic>j</italic>
457
+ </sub>2,<italic>j</italic>, &#x03C7;<sub>
458
+ 3,<italic>j</italic>
459
+ </sub>3,<italic>j</italic>
460
+ </td>
461
+ <td>&#x03C7;<sub>3,<italic>j</italic>
462
+ </sub>3,<italic>j</italic>
463
+ </td>
464
+ </tr>
465
+ </table>
466
+ <table-wrap-foot>
467
+ <fn>
468
+ <p>&#x03C7;<sub>1,<italic>j</italic>
469
+ </sub>1,<italic>j</italic> = wild-type
470
+ children; (W&#x002F;W); &#x03C7;<sub>2,<italic>j</italic>
471
+ </sub>2,<italic>
472
+ j</italic> = heterozygous children (W&#x002F;&#x0394;32); &#x03C7;<sub>3,<italic>j</italic>
473
+ </sub>
474
+ 3,<italic>j</italic> = homozygous children (&#x0394;32&#x002F;&#x0394;32) of gender <italic>
475
+ j</italic>. Children's genotypes are determined by using Mendelian inheritance
476
+ patterns.</p>
477
+ </fn>
478
+ </table-wrap-foot>
479
+ </table-wrap>
480
+ <sec>
481
+ <title>Parameter Estimates for the Model.</title>
482
+ <p>Estimates for rates that govern the interactions depicted in Fig. <xref ref-type="fig"
483
+ rid="F1">1</xref> were derived from the extensive literature on HIV. Our parameters and
484
+ their estimates are summarized in Tables <xref ref-type="table" rid="T2">2</xref>&#x2013;<xref
485
+ ref-type="table" rid="T4">4</xref>. The general form of the equations describing the
486
+ rates of transition between population classes as depicted in Fig. <xref ref-type="fig"
487
+ rid="F1">1</xref> are summarized as follows: <disp-formula id="E1">
488
+ <tex-math id="M1">\documentclass[12pt]{minimal} \usepackage{wasysym}
489
+ \usepackage[substack]{amsmath} \usepackage{amsfonts} \usepackage{amssymb}
490
+ \usepackage{amsbsy} \usepackage[mathscr]{eucal} \usepackage{mathrsfs}
491
+ \DeclareFontFamily{T1}{linotext}{} \DeclareFontShape{T1}{linotext}{m}{n} {
492
+ &#x003C;-&#x003E; linotext }{} \DeclareSymbolFont{linotext}{T1}{linotext}{m}{n}
493
+ \DeclareSymbolFontAlphabet{\mathLINOTEXT}{linotext} \begin{document} $$
494
+ \frac{dS_{i,j}(t)}{dt}={\chi}_{i,j}(t)-{\mu}_{j}S_{i,j}(t)-{\lambda}_{\hat {\imath},\hat
495
+ {},\hat {k}{\rightarrow}i,j}S_{i,j}(t), $$ \end{document} </tex-math>
496
+ </disp-formula>
497
+ <disp-formula
498
+ id="E2">
499
+ <tex-math id="M2">\documentclass[12pt]{minimal} \usepackage{wasysym}
500
+ \usepackage[substack]{amsmath} \usepackage{amsfonts} \usepackage{amssymb}
501
+ \usepackage{amsbsy} \usepackage[mathscr]{eucal} \usepackage{mathrsfs}
502
+ \DeclareFontFamily{T1}{linotext}{} \DeclareFontShape{T1}{linotext}{m}{n} {
503
+ &#x003C;-&#x003E; linotext }{} \DeclareSymbolFont{linotext}{T1}{linotext}{m}{n}
504
+ \DeclareSymbolFontAlphabet{\mathLINOTEXT}{linotext} \begin{document} $$
505
+ \hspace{1em}\hspace{1em}\hspace{.167em}\frac{dI_{i,j,A}(t)}{dt}={\lambda}_{\hat
506
+ {\imath},\hat {},\hat
507
+ {k}{\rightarrow}i,j}S_{i,j}(t)-{\mu}_{j}I_{i,j,A}(t)-{\gamma}_{i,j,A}I_{i,j,A}(t), $$
508
+ \end{document} </tex-math>
509
+ </disp-formula>
510
+ <disp-formula id="E3">
511
+ <tex-math id="M3">\documentclass[12pt]{minimal} \usepackage{wasysym}
512
+ \usepackage[substack]{amsmath} \usepackage{amsfonts} \usepackage{amssymb}
513
+ \usepackage{amsbsy} \usepackage[mathscr]{eucal} \usepackage{mathrsfs}
514
+ \DeclareFontFamily{T1}{linotext}{} \DeclareFontShape{T1}{linotext}{m}{n} {
515
+ &#x003C;-&#x003E; linotext }{} \DeclareSymbolFont{linotext}{T1}{linotext}{m}{n}
516
+ \DeclareSymbolFontAlphabet{\mathLINOTEXT}{linotext} \begin{document} $$
517
+ \frac{dI_{i,j,B}(t)}{dt}={\gamma}_{i,j,A}I_{i,j,A}(t)-{\mu}_{j}I_{i,j,B}(t)-{\gamma}_{i,j,B}I_{i,j,B}(t),
518
+ $$ \end{document} </tex-math>
519
+ </disp-formula>
520
+ <disp-formula id="E4">
521
+ <tex-math id="M4">\documentclass[12pt]{minimal} \usepackage{wasysym}
522
+ \usepackage[substack]{amsmath} \usepackage{amsfonts} \usepackage{amssymb}
523
+ \usepackage{amsbsy} \usepackage[mathscr]{eucal} \usepackage{mathrsfs}
524
+ \DeclareFontFamily{T1}{linotext}{} \DeclareFontShape{T1}{linotext}{m}{n} {
525
+ &#x003C;-&#x003E; linotext }{} \DeclareSymbolFont{linotext}{T1}{linotext}{m}{n}
526
+ \DeclareSymbolFontAlphabet{\mathLINOTEXT}{linotext} \begin{document} $$
527
+ \frac{dA(t)}{dt}={\gamma}_{i,j,B} \left( { \,\substack{ ^{3} \\ {\sum} \\ _{i=1} }\,
528
+ }I_{i,F,B}(t)+I_{i,M,B}(t) \right) -{\mu}_{A}A(t)-{\delta}A(t), $$ \end{document} </tex-math>
529
+ </disp-formula>
530
+ where, in addition to previously defined populations and rates (with <italic>i</italic>
531
+ equals genotype, <italic>j</italic> equals gender, and <italic>k</italic> equals stage of
532
+ infection, either <italic>A</italic> or <italic>B</italic>), &#x03BC;<sub>
533
+ <italic>j</italic>
534
+ </sub>, represents the non-AIDS (natural) death rate for
535
+ males and females respectively, and &#x03BC;<sub>A</sub> is estimated by the average
536
+ (&#x03BC;<sub>F</sub> &#x002B; &#x03BC;<sub>M</sub>/2). This approximation allows us to
537
+ simplify the model (only one AIDS compartment) without compromising the results, as most
538
+ people with AIDS die of AIDS (&#x03B4;<sub>AIDS</sub>) and very few of other causes
539
+ (&#x03BC;<sub>A</sub>). These estimates include values that affect infectivity (&#x03BB;<sub>
540
+ <italic>&#x00EE;</italic>,<italic>&#xEB30;</italic>,<italic>&#xEA50;</italic>&#x2192;<italic>
541
+ i</italic>,<italic>j</italic>
542
+ </sub>), transmission (&#x03B2;<sub>
543
+ <italic>&#x00EE;</italic>,<italic>&#xEB30;</italic>,<italic>&#xEA50;</italic>&#x2192;<italic>
544
+ i</italic>,<italic>j</italic>
545
+ </sub>), and disease progression (&#x03B3;<sub>
546
+ <italic>i</italic>
547
+ </sub>
548
+ <sub>,</sub>
549
+ <sub>
550
+ <italic>j</italic>
551
+ </sub>
552
+ <sub>,</sub>
553
+ <sub>
554
+ <italic>k</italic>
555
+ </sub>) where the <italic>&#x00EE;</italic>,<italic>&#xEB30;</italic>
556
+ ,<italic>&#xEA50;</italic> notation represents the genotype, gender, and stage of
557
+ infection of the infected partner, and <italic>j</italic> &#x2260; <italic>&#xEB30;</italic>
558
+ . </p>
559
+ <table-wrap id="T2">
560
+ <label>Table 2</label>
561
+ <caption>
562
+ <p>Transmission probabilities</p>
563
+ </caption>
564
+ <table>
565
+ <tr>
566
+ <th rowspan="3">HIV-infected partner (&#x00EE;&#x0131;&#x0131;&#x005E;&#x005E;,
567
+ &#xEB30;&#xE2D4;&#xE2D4;&#x005E;&#x005E;, &#xEA50;<italic>k</italic>
568
+ <italic>k</italic>
569
+ &#x005E;&#x005E;)</th>
570
+ <th colspan="4">Susceptible partner (<italic>i</italic>, <italic>j</italic>)</th>
571
+ </tr>
572
+ <tr>
573
+ <td colspan="4">
574
+ <hr />
575
+ </td>
576
+ </tr>
577
+ <tr>
578
+ <th>(&#xEB30;&#xE2D4;&#xE2D4;&#x005E;&#x005E; to <italic>j</italic>)</th>
579
+ <th>W&#x002F;W</th>
580
+ <th>W&#x002F;&#x0394;32</th>
581
+ <th>&#x0394;32&#x002F;&#x0394;32 </th>
582
+ </tr>
583
+ <tr>
584
+ <td colspan="5">
585
+ <hr />
586
+ </td>
587
+ </tr>
588
+ <tr>
589
+ <td>Acute&#x002F;primary</td>
590
+ </tr>
591
+ <tr>
592
+ <td>&#x2003;W&#x002F;W or &#x0394;32&#x002F;&#x0394;32</td>
593
+ <td>M to F</td>
594
+ <td>0.040</td>
595
+ <td>0.040</td>
596
+ <td>0.00040 </td>
597
+ </tr>
598
+ <tr>
599
+ <td />
600
+ <td>F to M</td>
601
+ <td>0.020</td>
602
+ <td>0.020</td>
603
+ <td>0.00020 </td>
604
+ </tr>
605
+ <tr>
606
+ <td>&#x2003;W&#x002F;&#x0394;32</td>
607
+ <td>M to F</td>
608
+ <td>0.030</td>
609
+ <td>0.030</td>
610
+ <td>0.00030 </td>
611
+ </tr>
612
+ <tr>
613
+ <td />
614
+ <td>F to M</td>
615
+ <td>0.015</td>
616
+ <td>0.015</td>
617
+ <td>0.00015 </td>
618
+ </tr>
619
+ <tr>
620
+ <td>Asymptomatic </td>
621
+ </tr>
622
+ <tr>
623
+ <td>&#x2003;W&#x002F;W or &#x0394;32&#x002F;&#x0394;32</td>
624
+ <td>M to F</td>
625
+ <td>0.0010</td>
626
+ <td>0.0010</td>
627
+ <td>10 &#x00D7; 10<sup>&#x2212;6</sup>
628
+ </td>
629
+ </tr>
630
+ <tr>
631
+ <td />
632
+ <td>F to M</td>
633
+ <td>0.0005</td>
634
+ <td>0.0005</td>
635
+ <td>5 &#x00D7; 10<sup>&#x2212;6</sup>
636
+ </td>
637
+ </tr>
638
+ <tr>
639
+ <td>&#x2003;W&#x002F;&#x0394;32</td>
640
+ <td>M to F</td>
641
+ <td>0.0005</td>
642
+ <td>0.0005</td>
643
+ <td>5 &#x00D7; 10<sup>&#x2212;6</sup>
644
+ </td>
645
+ </tr>
646
+ <tr>
647
+ <td />
648
+ <td>F to M</td>
649
+ <td>0.00025</td>
650
+ <td>0.00025</td>
651
+ <td>2.5 &#x00D7; 10<sup>&#x2212;6</sup>
652
+ </td>
653
+ </tr>
654
+ </table>
655
+ <table-wrap-foot>
656
+ <fn>
657
+ <p>Listed are the different transmission probabilities (&#x03B2;<sub>
658
+ &#x00EE;&#x0131;&#x0131;&#x005E;&#x005E;,&#xEB30;&#xE2D4;&#xE2D4;&#x005E;&#x005E;,&#xEA50;<italic>
659
+ k</italic>
660
+ <italic>k</italic>&#x005E;&#x005E;&#x2192;<italic>i</italic>,<italic>j</italic>
661
+ </sub>)
662
+ for random sexual mixing between persons where <italic>i</italic>, <italic>j</italic>
663
+ , <italic>k</italic> is the phenotype of the infected partner and <italic>i</italic>
664
+ , <italic>j</italic> is the phenotype of the susceptible partner. M, male; F,
665
+ female.</p>
666
+ </fn>
667
+ </table-wrap-foot>
668
+ </table-wrap>
669
+ <table-wrap id="T3">
670
+ <label>Table 3</label>
671
+ <caption>
672
+ <p>Progression rates</p>
673
+ </caption>
674
+ <table>
675
+ <tr>
676
+ <th>Genotype</th>
677
+ <th>Disease stage</th>
678
+ <th>Males&#x002F;females </th>
679
+ </tr>
680
+ <tr>
681
+ <td colspan="3">
682
+ <hr />
683
+ </td>
684
+ </tr>
685
+ <tr>
686
+ <td>W&#x002F;W</td>
687
+ <td>A</td>
688
+ <td>3.5</td>
689
+ </tr>
690
+ <tr>
691
+ <td />
692
+ <td>B</td>
693
+ <td>0.16667 </td>
694
+ </tr>
695
+ <tr>
696
+ <td>W&#x002F;&#x0394;32</td>
697
+ <td>A</td>
698
+ <td>3.5 </td>
699
+ </tr>
700
+ <tr>
701
+ <td />
702
+ <td>B</td>
703
+ <td>0.125</td>
704
+ </tr>
705
+ <tr>
706
+ <td>&#x0394;32&#x002F;&#x0394;32</td>
707
+ <td>A</td>
708
+ <td>3.5 </td>
709
+ </tr>
710
+ <tr>
711
+ <td />
712
+ <td>B</td>
713
+ <td>0.16667</td>
714
+ </tr>
715
+ </table>
716
+ <table-wrap-foot>
717
+ <fn>
718
+ <p>Shown are the rates of progression, &#x03B3;<sub>
719
+ <italic>i</italic>,<italic>j</italic>,<italic>k</italic>
720
+ </sub>
721
+ <italic>
722
+ i</italic>,<italic>j</italic>,<italic>k</italic> reflecting the different rates at
723
+ which persons progress through different stages of disease by genotype, gender, and
724
+ disease stage.</p>
725
+ </fn>
726
+ </table-wrap-foot>
727
+ </table-wrap>
728
+ <table-wrap id="T4">
729
+ <label>Table 4</label>
730
+ <caption>
731
+ <p>Parameter values</p>
732
+ </caption>
733
+ <table>
734
+ <tr>
735
+ <th>Parameter</th>
736
+ <th>Definition</th>
737
+ <th>Value</th>
738
+ </tr>
739
+ <tr>
740
+ <td colspan="3">
741
+ <hr />
742
+ </td>
743
+ </tr>
744
+ <tr>
745
+ <td>&#x03BC;<sub>
746
+ <italic>F</italic>
747
+ </sub>
748
+ <italic>F</italic>, &#x03BC;<sub>
749
+ <italic>M</italic>
750
+ </sub>
751
+ <italic>M</italic>
752
+ </td>
753
+ <td align="left">All-cause mortality for adult females (males)</td>
754
+ <td align="left">0.015 (0.016) per year</td>
755
+ </tr>
756
+ <tr>
757
+ <td>&#x03BC;<sub>&#x03C7;</sub>&#x03C7;</td>
758
+ <td align="left">All-cause childhood mortality (&#x003C;15 years of age)</td>
759
+ <td align="left">0.01 per year</td>
760
+ </tr>
761
+ <tr>
762
+ <td>
763
+ <italic>B</italic>
764
+ <sub>
765
+ <italic>r</italic>
766
+ </sub>
767
+ <italic>r</italic>
768
+ </td>
769
+ <td align="left">Birthrate</td>
770
+ <td align="left">0.25 per woman per year</td>
771
+ </tr>
772
+ <tr>
773
+ <td>
774
+ <italic>SA</italic>
775
+ <sub>
776
+ <italic>F</italic>
777
+ </sub>
778
+ <italic>F</italic>
779
+ </td>
780
+ <td align="left">Percent females acquiring new partners (sexual activity)</td>
781
+ <td align="left">10&#x0025;</td>
782
+ </tr>
783
+ <tr>
784
+ <td>
785
+ <italic>SA</italic>
786
+ <sub>
787
+ <italic>M</italic>
788
+ </sub>
789
+ <italic>M</italic>
790
+ </td>
791
+ <td align="left">Percent males acquiring new partners (sexual activity)</td>
792
+ <td align="left">25&#x0025;</td>
793
+ </tr>
794
+ <tr>
795
+ <td>
796
+ <italic>m</italic>
797
+ <sub>
798
+ <italic>F</italic>
799
+ </sub>
800
+ <italic>F</italic>(&#x03C2;<inline-formula>
801
+ <tex-math id="M5">\documentclass[12pt]{minimal} \usepackage{wasysym}
802
+ \usepackage[substack]{amsmath} \usepackage{amsfonts} \usepackage{amssymb}
803
+ \usepackage{amsbsy} \usepackage[mathscr]{eucal} \usepackage{mathrsfs}
804
+ \DeclareFontFamily{T1}{linotext}{} \DeclareFontShape{T1}{linotext}{m}{n} {
805
+ &#x003C;-&#x003E; linotext }{} \DeclareSymbolFont{linotext}{T1}{linotext}{m}{n}
806
+ \DeclareSymbolFontAlphabet{\mathLINOTEXT}{linotext} \begin{document} $$
807
+ {\mathrm{_{{F}}^{{2}}}} $$ \end{document} </tex-math>
808
+ </inline-formula>
809
+ )</td>
810
+ <td align="left">Mean (variance) no. of new partners for females</td>
811
+ <td align="left">1.8 (1.2) per year</td>
812
+ </tr>
813
+ <tr>
814
+ <td>&#x03C2;<inline-formula>
815
+ <tex-math id="M6">\documentclass[12pt]{minimal} \usepackage{wasysym}
816
+ \usepackage[substack]{amsmath} \usepackage{amsfonts} \usepackage{amssymb}
817
+ \usepackage{amsbsy} \usepackage[mathscr]{eucal} \usepackage{mathrsfs}
818
+ \DeclareFontFamily{T1}{linotext}{} \DeclareFontShape{T1}{linotext}{m}{n} {
819
+ &#x003C;-&#x003E; linotext }{} \DeclareSymbolFont{linotext}{T1}{linotext}{m}{n}
820
+ \DeclareSymbolFontAlphabet{\mathLINOTEXT}{linotext} \begin{document} $$
821
+ {\mathrm{_{{M}}^{{2}}}} $$ \end{document} </tex-math>
822
+ </inline-formula>
823
+ </td>
824
+ <td align="left">Variance in no. of new partners for males</td>
825
+ <td align="left">5.5 per year </td>
826
+ </tr>
827
+ <tr>
828
+ <td>1 &#x2212; <italic>p</italic>
829
+ <sub>
830
+ <italic>v</italic>
831
+ </sub>
832
+ <italic>v</italic>
833
+ </td>
834
+ <td align="left">Probability of vertical transmission</td>
835
+ <td align="left">0.30 per birth</td>
836
+ </tr>
837
+ <tr>
838
+ <td>
839
+ <italic>I</italic>
840
+ <sub>
841
+ <italic>i</italic>,<italic>j</italic>,<italic>k</italic>
842
+ </sub>
843
+ <italic>
844
+ i</italic>,<italic>j</italic>,<italic>k</italic>(0)</td>
845
+ <td align="left">Initial total population HIV-positive</td>
846
+ <td align="left">0.50&#x0025; </td>
847
+ </tr>
848
+ <tr>
849
+ <td>&#x03C7;<sub>
850
+ <italic>i</italic>,<italic>j</italic>
851
+ </sub>
852
+ <italic>i</italic>,<italic>
853
+ j</italic>(0)</td>
854
+ <td align="left">Initial total children in population (&#x003C;15 years of age)</td>
855
+ <td align="left">45&#x0025;</td>
856
+ </tr>
857
+ <tr>
858
+ <td>
859
+ <italic>W</italic>&#x002F;<italic>W</italic> (0)</td>
860
+ <td align="left">Initial total wild types (<italic>W</italic>&#x002F;<italic>W</italic>)
861
+ in population</td>
862
+ <td align="left">80&#x0025; </td>
863
+ </tr>
864
+ <tr>
865
+ <td>
866
+ <italic>W</italic>&#x002F;&#x0394;32(0)</td>
867
+ <td align="left">Initial total heterozygotes (<italic>W</italic>&#x002F;&#x0394;32) in
868
+ population</td>
869
+ <td align="left">19&#x0025;</td>
870
+ </tr>
871
+ <tr>
872
+ <td>&#x0394;32&#x002F;&#x0394;32(0)</td>
873
+ <td align="left">Initial total homozygotes (&#x0394;32&#x002F;&#x0394;32) in
874
+ population</td>
875
+ <td align="left">1&#x0025;</td>
876
+ </tr>
877
+ <tr>
878
+ <td>
879
+ <italic>r</italic>
880
+ <sub>
881
+ <italic>M</italic>
882
+ </sub>
883
+ <italic>M</italic>(<italic>r</italic>
884
+ <sub>
885
+ <italic>F</italic>
886
+ </sub>
887
+ <italic>F</italic>)</td>
888
+ <td align="left">Initial percent males (females) in total population</td>
889
+ <td align="left">49&#x0025; (51&#x0025;)</td>
890
+ </tr>
891
+ <tr>
892
+ <td>&#x03D5;<sub>
893
+ <italic>F</italic>
894
+ </sub>
895
+ <italic>F</italic>, &#x03D5;<sub>
896
+ <italic>M</italic>
897
+ </sub>
898
+ <italic>M</italic>
899
+ </td>
900
+ <td align="left">Number of sexual contacts a female (male) has</td>
901
+ <td align="left">30 (24) per partner</td>
902
+ </tr>
903
+ <tr>
904
+ <td>&#x025B;<sub>
905
+ <italic>i</italic>,<italic>j</italic>,<italic>k</italic>
906
+ </sub>
907
+ <italic>
908
+ i</italic>,<italic>j</italic>,<italic>k</italic>
909
+ </td>
910
+ <td align="left">&#x0025; effect of mutation on transmission rates (see Table <xref
911
+ ref-type="table" rid="T2">2</xref>)</td>
912
+ <td align="left">0 &#x003C; &#x025B;<sub>
913
+ <italic>i</italic>,<italic>j</italic>,<italic>k</italic>
914
+ </sub>
915
+ <italic>
916
+ i</italic>,<italic>j</italic>,<italic>k</italic> &#x003C; 1</td>
917
+ </tr>
918
+ <tr>
919
+ <td>&#x03B4;</td>
920
+ <td align="left">Death rate for AIDS population</td>
921
+ <td align="left">1.0 per year </td>
922
+ </tr>
923
+ <tr>
924
+ <td>
925
+ <italic>q</italic>
926
+ </td>
927
+ <td align="left">Allelic frequency of &#x0394;32 allele</td>
928
+ <td align="left">0.105573</td>
929
+ </tr>
930
+ </table>
931
+ <table-wrap-foot>
932
+ <fn>
933
+ <p>Shown are the parameter values for parameters other than the transmission
934
+ probabilities (Table <xref ref-type="table" rid="T2">2</xref>) and the progression
935
+ rates (Table <xref ref-type="table" rid="T3">3</xref>). Each were estimated from
936
+ data as described in text.</p>
937
+ </fn>
938
+ </table-wrap-foot>
939
+ </table-wrap>
940
+ <p>The effects of the CCR5 W/&#x0394;32 and CCR5 &#x0394;32/&#x0394;32 genotypes are
941
+ included in our model through both the per-capita probabilities of infection, &#x03BB;<sub>
942
+ <italic>&#x00EE;</italic>,<italic>&#xEB30;</italic>,<italic>&#xEA50;</italic>&#x2192;<italic>
943
+ i</italic>,<italic>j</italic>
944
+ </sub>, and the progression rates, &#x03B3;<sub>
945
+ <italic>i</italic>
946
+ </sub>
947
+ <sub>,</sub>
948
+ <sub>
949
+ <italic>j</italic>
950
+ </sub>
951
+ <sub>,</sub>
952
+ <sub>
953
+ <italic>k</italic>
954
+ </sub>. The infectivity coefficients, &#x03BB;<sub>
955
+ <italic>&#x00EE;</italic>,<italic>&#xEB30;</italic>,<italic>&#xEA50;</italic>&#x2192;<italic>
956
+ i</italic>,<italic>j</italic>
957
+ </sub>, are calculated for each population subgroup
958
+ based on the following: likelihood of HIV transmission in a sexual encounter between a
959
+ susceptible and an infected (&#x03B2;<sub>&#x00EE;&#x0131;&#x0131;&#x005E;&#x005E;,<italic>
960
+ j</italic>,&#xEA50;<italic>k</italic>
961
+ <italic>k</italic>&#x005E;&#x005E;&#x2192;<italic>i</italic>
962
+ ,<italic>j</italic>
963
+ </sub>) person; formation of new partnerships (<italic>c</italic>
964
+ <sub>
965
+ <italic>j</italic>
966
+ </sub>
967
+ <italic>j</italic>); number of contacts in a given
968
+ partnership (&#x03D5;<sub>
969
+ <italic>j</italic>
970
+ </sub>); and probability of encountering an infected
971
+ individual (<italic>I</italic>
972
+ <sub>
973
+ <italic>&#x00EE;</italic>,<italic>&#xEB30;</italic>,<italic>&#xEA50;</italic>
974
+ </sub>
975
+ /<italic>N</italic>
976
+ <sub>
977
+ <italic>&#xEB30;</italic>
978
+ </sub>). The formula representing this probability of
979
+ infection is <disp-formula>
980
+ <tex-math id="M7">\documentclass[12pt]{minimal} \usepackage{wasysym}
981
+ \usepackage[substack]{amsmath} \usepackage{amsfonts} \usepackage{amssymb}
982
+ \usepackage{amsbsy} \usepackage[mathscr]{eucal} \usepackage{mathrsfs}
983
+ \DeclareFontFamily{T1}{linotext}{} \DeclareFontShape{T1}{linotext}{m}{n} {
984
+ &#x003C;-&#x003E; linotext }{} \DeclareSymbolFont{linotext}{T1}{linotext}{m}{n}
985
+ \DeclareSymbolFontAlphabet{\mathLINOTEXT}{linotext} \begin{document} $$ {\lambda}_{\hat
986
+ {i},\hat {j},\hat {k}{\rightarrow}i,j}=\frac{C_{j}{\cdot}{\phi}_{j}}{N_{\hat
987
+ {j}}}\hspace{.167em} \left[ { \,\substack{ \\ {\sum} \\ _{\hat {i},\hat {k}} }\,
988
+ }{\beta}_{\hat {i},\hat {j},\hat {k}{\rightarrow}i,j}{\cdot}I_{\hat {i},\hat {j},\hat {k}}
989
+ \right] , $$ \end{document} </tex-math>
990
+ </disp-formula> where <italic>j</italic>
991
+ &#x2260; <italic>&#xEB30;</italic> is either male or female. <italic>N</italic>
992
+ <sub>
993
+ <italic>&#xEB30;</italic>
994
+ </sub> represents the total population of gender <italic>
995
+ &#xEB30;</italic> (this does not include those with AIDS in the simulations).</p>
996
+ <p>The average rate of partner acquisition, <italic>c<sub>j</sub>
997
+ </italic>,
998
+ includes the mean plus the variance to mean ratio of the relevant distribution of
999
+ partner-change rates to capture the small number of high-risk people: <italic>c<sub>j</sub>
1000
+ </italic>
1001
+ = <italic>m<sub>j</sub>
1002
+ </italic> &#x002B; (&#x03C2;<inline-formula>
1003
+ <tex-math id="M8">\documentclass[12pt]{minimal} \usepackage{wasysym}
1004
+ \usepackage[substack]{amsmath} \usepackage{amsfonts} \usepackage{amssymb}
1005
+ \usepackage{amsbsy} \usepackage[mathscr]{eucal} \usepackage{mathrsfs}
1006
+ \DeclareFontFamily{T1}{linotext}{} \DeclareFontShape{T1}{linotext}{m}{n} {
1007
+ &#x003C;-&#x003E; linotext }{} \DeclareSymbolFont{linotext}{T1}{linotext}{m}{n}
1008
+ \DeclareSymbolFontAlphabet{\mathLINOTEXT}{linotext} \begin{document} $$
1009
+ {\mathrm{_{{\mathit{j}}}^{2}}} $$ \end{document} </tex-math>
1010
+ </inline-formula>/<italic>
1011
+ m</italic>
1012
+ <sub>j</sub>) where the mean (<italic>m<sub>j</sub>
1013
+ </italic>) and
1014
+ variance (&#x03C2;<inline-formula>
1015
+ <tex-math id="M9">\documentclass[12pt]{minimal} \usepackage{wasysym}
1016
+ \usepackage[substack]{amsmath} \usepackage{amsfonts} \usepackage{amssymb}
1017
+ \usepackage{amsbsy} \usepackage[mathscr]{eucal} \usepackage{mathrsfs}
1018
+ \DeclareFontFamily{T1}{linotext}{} \DeclareFontShape{T1}{linotext}{m}{n} {
1019
+ &#x003C;-&#x003E; linotext }{} \DeclareSymbolFont{linotext}{T1}{linotext}{m}{n}
1020
+ \DeclareSymbolFontAlphabet{\mathLINOTEXT}{linotext} \begin{document} $$
1021
+ {\mathrm{_{{\mathit{j}}}^{2}}} $$ \end{document} </tex-math>
1022
+ </inline-formula>)
1023
+ are annual figures for new partnerships only (<xref ref-type="bibr" rid="B32">32</xref>).
1024
+ These means are estimated from Ugandan data for the number of heterosexual partners in the
1025
+ past year (<xref ref-type="bibr" rid="B33">33</xref>) and the number of nonregular
1026
+ heterosexual partners (i.e., spouses or long-term partners) in the past year (<xref
1027
+ ref-type="bibr" rid="B34">34</xref>). In these sexual activity surveys, men invariably
1028
+ have more new partnerships; thus, we assumed that they would have fewer average contacts
1029
+ per partnership than women (a higher rate of new partner acquisition means fewer sexual
1030
+ contacts with a given partner; ref. <xref ref-type="bibr" rid="B35">35</xref>). To
1031
+ incorporate this assumption in our model, the male contacts/partnership, &#x03D5;<sub>
1032
+ <italic>M</italic>
1033
+ </sub>, was reduced by 20&#x0025;. In a given population,
1034
+ the numbers of heterosexual interactions must equate between males and females. The
1035
+ balancing equation applied here is <italic>SA</italic>
1036
+ <sub>F</sub>&#x00B7;<italic>m</italic>
1037
+ <sub>
1038
+ F</sub>&#x00B7;<italic>N</italic>
1039
+ <sub>F</sub> = <italic>SA</italic>
1040
+ <sub>M</sub>&#x00B7;<italic>
1041
+ m</italic>
1042
+ <sub>M</sub>&#x00B7;<italic>N</italic>
1043
+ <sub>M</sub>, where <italic>SA<sub>j</sub>
1044
+ </italic>
1045
+ are the percent sexually active and <italic>N<sub>j</sub>
1046
+ </italic> are the total
1047
+ in the populations for gender <italic>j</italic>. To specify changes in partner
1048
+ acquisition, we apply a male flexibility mechanism, holding the female rate of acquisition
1049
+ constant and allowing the male rates to vary (<xref ref-type="bibr" rid="B36">36</xref>, <xref
1050
+ ref-type="bibr" rid="B37">37</xref>).</p>
1051
+ <sec>
1052
+ <title>Transmission probabilities.</title>
1053
+ <p>The effect of a genetic factor in a model of HIV transmission can be included by
1054
+ reducing the transmission coefficient. The probabilities of transmission per contact
1055
+ with an infected partner, &#x03B2;<sub>
1056
+ &#x00EE;&#x0131;&#x0131;&#x005E;&#x005E;,&#xEB30;&#xE2D4;&#xE2D4;&#x005E;&#x005E;,&#xEA50;<italic>
1057
+ k</italic>
1058
+ <italic>k</italic>&#x005E;&#x005E;&#x2192;<italic>i</italic>,<italic>j</italic>
1059
+ </sub>,
1060
+ have been estimated in the literature (see ref. <xref ref-type="bibr" rid="B38">38</xref>
1061
+ for estimates in minimally treated groups). We want to capture a decreased risk in
1062
+ transmission based on genotype (ref. <xref ref-type="bibr" rid="B39">39</xref>, Table <xref
1063
+ ref-type="table" rid="T2">2</xref>). No studies have directly evaluated differences in
1064
+ infectivity between HIV-infected CCR5 W/&#x0394;32 heterozygotes and HIV-infected CCR5
1065
+ wild types. Thus, we base estimates for reduced transmission on studies of groups with
1066
+ various HIV serum viral loads (<xref ref-type="bibr" rid="B40">40</xref>), HTLV-I/II
1067
+ viral loads (<xref ref-type="bibr" rid="B41">41</xref>), and a study of the effect of
1068
+ AZT treatment on transmission (<xref ref-type="bibr" rid="B29">29</xref>). We decrease
1069
+ transmission probabilities for infecting CCR5&#x0394;32/&#x0394;32 persons by 100-fold
1070
+ to reflect the rarity of infections in these persons. However, we assume that infected
1071
+ CCR5&#x0394;32/&#x0394;32 homozygotes can infect susceptibles at a rate similar to
1072
+ CCR5W/W homozygotes, as the former generally have high viremias (ref. <xref
1073
+ ref-type="bibr" rid="B30">30</xref>, Table <xref ref-type="table" rid="T2">2</xref>).
1074
+ We also assume that male-to-female transmission is twice as efficient as female-to-male
1075
+ transmission (up to a 9-fold difference has been reported; ref. <xref ref-type="bibr"
1076
+ rid="B42">42</xref>) (ref. <xref ref-type="bibr" rid="B43">43</xref>, Table <xref
1077
+ ref-type="table" rid="T2">2</xref>).</p>
1078
+ <p>Given the assumption of no treatment, the high burden of disease in people with AIDS is
1079
+ assumed to greatly limit their sexual activity. Our initial model excludes people with
1080
+ AIDS from the sexually active groups. Subsequently, we allow persons with AIDS to be
1081
+ sexually active, fixing their transmission rates (&#x03B2;<sub>AIDS</sub>) to be the
1082
+ same across all CCR5 genotypes, and lower than transmission rates for primary-stage
1083
+ infection (as the viral burden on average is not as high as during the acute phase), and
1084
+ larger than transmission rates for asymptomatic-stage infection (as the viral burden
1085
+ characteristically increases during the end stage of disease).</p>
1086
+ </sec>
1087
+ <sec>
1088
+ <title>Disease progression.</title>
1089
+ <p>We assume three stages of HIV infection: primary (acute, stage A), asymptomatic HIV
1090
+ (stage B), and AIDS. The rates of transition through the first two stages are denoted by
1091
+ &#x03B3;<sub>
1092
+ <italic>i</italic>,<italic>j</italic>,<italic>k</italic>
1093
+ </sub>
1094
+ <italic>i</italic>
1095
+ ,<italic>j</italic>,<italic>k</italic>, where <italic>i</italic> represents genotype, <italic>
1096
+ j</italic> is male/female, and <italic>k</italic> represents either stage A or stage B.
1097
+ Transition rates through each of these stages are assumed to be inversely proportional
1098
+ to the duration of that stage; however, other distributions are possible (<xref
1099
+ ref-type="bibr" rid="B31">31</xref>, <xref ref-type="bibr" rid="B44">44</xref>, <xref
1100
+ ref-type="bibr" rid="B45">45</xref>). Although viral loads generally peak in the first
1101
+ 2 months of infection, steady-state viral loads are established several months beyond
1102
+ this (<xref ref-type="bibr" rid="B46">46</xref>). For group A, the primary
1103
+ HIV-infecteds, duration is assumed to be 3.5 months. Based on results from European
1104
+ cohort studies (<xref ref-type="bibr" rid="B7">7</xref>&#x2013;<xref ref-type="bibr"
1105
+ rid="B10">10</xref>), the beneficial effects of the CCR5 W/&#x0394;32 genotype are
1106
+ observed mainly in the asymptomatic years of HIV infection; &#x2248;7 years after
1107
+ seroconversion survival rates appear to be quite similar between heterozygous and
1108
+ homozygous individuals. We also assume that CCR5&#x0394;32/&#x0394;32-infected
1109
+ individuals and wild-type individuals progress similarly, and that men and women
1110
+ progress through each disease stage at the same rate. Given these observations, and that
1111
+ survival after infection may be shorter in untreated populations, we choose the duration
1112
+ time in stage B to be 6 years for wild-type individuals and 8 years for heterozygous
1113
+ individuals. Transition through AIDS, &#x03B4;<sub>AIDS</sub>, is inversely proportional
1114
+ to the duration of AIDS. We estimate this value to be 1 year for the time from onset of
1115
+ AIDS to death. The progression rates are summarized in Table <xref ref-type="table"
1116
+ rid="T3">3</xref>.</p>
1117
+ </sec>
1118
+ </sec>
1119
+ <sec>
1120
+ <title>Demographic Setting.</title>
1121
+ <p>Demographic parameters are based on data from Malawi, Zimbabwe, and Botswana (<xref
1122
+ ref-type="bibr" rid="B3">3</xref>, <xref ref-type="bibr" rid="B47">47</xref>). Estimated
1123
+ birth and child mortality rates are used to calculate the annual numbers of children
1124
+ (&#x03C7;<sub>
1125
+ <italic>i</italic>,<italic>j</italic>
1126
+ </sub>
1127
+ <italic>i</italic>,<italic>j</italic>)
1128
+ maturing into the potentially sexually active, susceptible group at the age of 15 years (<xref
1129
+ ref-type="bibr" rid="B3">3</xref>). For example, in the case where the mother is CCR5
1130
+ wild type and the father is CCR5 wild type or heterozygous, the number of CCR5 W/W
1131
+ children is calculated as follows &#x005B;<italic>s</italic>uppressing (<italic>t</italic>)
1132
+ notation&#x005D;: &#x03C7;<sub>1,<italic>j</italic>
1133
+ </sub>1,<italic>j</italic> = <disp-formula>
1134
+ <tex-math id="M10">\documentclass[12pt]{minimal} \usepackage{wasysym}
1135
+ \usepackage[substack]{amsmath} \usepackage{amsfonts} \usepackage{amssymb}
1136
+ \usepackage{amsbsy} \usepackage[mathscr]{eucal} \usepackage{mathrsfs}
1137
+ \DeclareFontFamily{T1}{linotext}{} \DeclareFontShape{T1}{linotext}{m}{n} {
1138
+ &#x003C;-&#x003E; linotext }{} \DeclareSymbolFont{linotext}{T1}{linotext}{m}{n}
1139
+ \DeclareSymbolFontAlphabet{\mathLINOTEXT}{linotext} \begin{document} $$
1140
+ B_{r}\hspace{.167em}{ \,\substack{ \\ {\sum} \\ _{k} }\, } \left[
1141
+ S_{1,F}\frac{(S_{1,M}+I_{1,M,k})}{N_{M}}+ \left[
1142
+ (0.5)S_{1,F}\frac{(S_{2,M}+I_{2,M,k})}{N_{M}} \right] + \right $$ \end{document} </tex-math>
1143
+ </disp-formula>
1144
+ <disp-formula>
1145
+ <tex-math id="M11">\documentclass[12pt]{minimal} \usepackage{wasysym}
1146
+ \usepackage[substack]{amsmath} \usepackage{amsfonts} \usepackage{amssymb}
1147
+ \usepackage{amsbsy} \usepackage[mathscr]{eucal} \usepackage{mathrsfs}
1148
+ \DeclareFontFamily{T1}{linotext}{} \DeclareFontShape{T1}{linotext}{m}{n} {
1149
+ &#x003C;-&#x003E; linotext }{} \DeclareSymbolFont{linotext}{T1}{linotext}{m}{n}
1150
+ \DeclareSymbolFontAlphabet{\mathLINOTEXT}{linotext} \begin{document} $$ p_{v} \left \left(
1151
+ \frac{(I_{1,F,k}(S_{1,M}+I_{1,M,k}))}{N_{M}}+ \left[
1152
+ (0.5)I_{1,F,k}\frac{(S_{2,M}+I_{2,M,k})}{N_{M}} \right] \right) \right] ,\hspace{.167em}
1153
+ $$ \end{document} </tex-math>
1154
+ </disp-formula> where the probability of HIV
1155
+ vertical transmission, 1 &#x2212; <italic>p<sub>v</sub>
1156
+ </italic>, and the
1157
+ birthrate, <italic>B<sub>r</sub>
1158
+ </italic>, are both included in the equations
1159
+ together with the Mendelian inheritance values as presented in Table <xref
1160
+ ref-type="table" rid="T1">1</xref>. The generalized version of this equation (i.e.,
1161
+ &#x03C7;<sub>
1162
+ <italic>i</italic>,<italic>j</italic>
1163
+ </sub>
1164
+ <italic>i</italic>,<italic>j</italic>)
1165
+ can account for six categories of children (including gender and genotype). We assume that
1166
+ all children of all genotypes are at risk, although we can relax this condition if data
1167
+ become available to support vertical protection (e.g., ref. <xref ref-type="bibr"
1168
+ rid="B48">48</xref>). All infected children are assumed to die before age 15. Before
1169
+ entering the susceptible group at age 15, there is additional loss because of mortality
1170
+ from all non-AIDS causes occurring less than 15 years of age at a rate of &#x03BC;<sub>
1171
+ &#x03C7;</sub>&#x03C7; &#x00D7; &#x03C7;<sub>
1172
+ <italic>i</italic>,<italic>j</italic>
1173
+ </sub>
1174
+ <italic>i</italic>,<italic>j</italic>
1175
+ (where &#x03BC;<sub>&#x03C7;</sub> is the mortality under 15 years of age). Children then
1176
+ enter the population as susceptibles at an annual rate, &#x03C2;<sub>
1177
+ <italic>j</italic>
1178
+ </sub>
1179
+ <italic>j</italic> &#x00D7; &#x03C7;<sub>
1180
+ <italic>i</italic>,<italic>j</italic>
1181
+ </sub>
1182
+ <italic>i</italic>,<italic>j</italic>/15,
1183
+ where &#x03C2;<sub>
1184
+ <italic>j</italic>
1185
+ </sub> distributes the children 51&#x0025; females and
1186
+ 49&#x0025; males. All parameters and their values are summarized in Table <xref
1187
+ ref-type="table" rid="T4">4</xref>.</p>
1188
+ </sec>
1189
+ </sec>
1190
+ <sec>
1191
+ <title>Prevalence of HIV</title>
1192
+ <sec>
1193
+ <title>Demographics and Model Validation.</title>
1194
+ <p>The model was validated by using parameters estimated from available demographic data.
1195
+ Simulations were run in the absence of HIV infection to compare the model with known
1196
+ population growth rates. Infection was subsequently introduced with an initial low HIV
1197
+ prevalence of 0.5&#x0025; to capture early epidemic behavior.</p>
1198
+ <p>In deciding on our initial values for parameters during infection, we use Joint United
1199
+ Nations Programme on HIV&#x002F;AIDS national prevalence data for Malawi, Zimbabwe, and
1200
+ Botswana. Nationwide seroprevalence of HIV in these countries varies from
1201
+ &#x2248;11&#x0025; to over 20&#x0025; (<xref ref-type="bibr" rid="B3">3</xref>), although
1202
+ there may be considerable variation within given subpopulations (<xref ref-type="bibr"
1203
+ rid="B2">2</xref>, <xref ref-type="bibr" rid="B49">49</xref>).</p>
1204
+ <p>In the absence of HIV infection, the annual percent population growth rate in the model
1205
+ is &#x2248;2.5&#x0025;, predicting the present-day values for an average of sub-Saharan
1206
+ African cities (data not shown). To validate the model with HIV infection, we compare our
1207
+ simulation of the HIV epidemic to existing prevalence data for Kenya and Mozambique (<ext-link
1208
+ ext-link-type="url" xmlns:xlink="http://www.w3.org/1999/xlink"
1209
+ xlink:href="http://www.who.int/emc-hiv/fact-sheets/pdfs/kenya.pdf">
1210
+ http://www.who.int/emc-hiv/fact-sheets/pdfs/kenya.pdf</ext-link> and ref. <xref
1211
+ ref-type="bibr" rid="B51">51</xref>). Prevalence data collected from these countries
1212
+ follow similar trajectories to those predicted by our model (Fig. <xref ref-type="fig"
1213
+ rid="F2">2</xref>). </p>
1214
+ <fig id="F2">
1215
+ <label>Figure 2</label>
1216
+ <caption>
1217
+ <p>Model simulation of HIV infection in a population lacking the protective
1218
+ CCR5&#x0394;32 allele compared with national data from Kenya (healthy adults) and
1219
+ Mozambique (blood donors, ref. <xref ref-type="bibr" rid="B17">17</xref>). The
1220
+ simulated population incorporates parameter estimates from sub-Saharan African
1221
+ demographics. Note the two outlier points from the Mozambique data were likely caused
1222
+ by underreporting in the early stages of the epidemic.</p>
1223
+ </caption>
1224
+ <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="pq1813251002">
1225
+ </graphic>
1226
+ </fig>
1227
+ </sec>
1228
+ <sec>
1229
+ <title>Effects of the Allele on Prevalence.</title>
1230
+ <p>After validating the model in the wild type-only population, both CCR5&#x0394;32
1231
+ heterozygous and homozygous people are included. Parameter values for HIV transmission,
1232
+ duration of illness, and numbers of contacts per partner are assumed to be the same within
1233
+ both settings. We then calculate HIV/AIDS prevalence among adults for total HIV/AIDS
1234
+ cases.</p>
1235
+ <p>Although CCR5&#x0394;32/&#x0394;32 homozygosity is rarely seen in HIV-positive
1236
+ populations (prevalence ranges between 0 and 0.004&#x0025;), 1&#x2013;20&#x0025; of people
1237
+ in HIV-negative populations of European descent are homozygous. Thus, to evaluate the
1238
+ potential impact of CCR5&#x0394;32, we estimate there are 19&#x0025; CCR5 W/&#x0394;32
1239
+ heterozygous and 1&#x0025; CCR5 &#x0394;32/&#x0394;32 homozygous people in our population.
1240
+ These values are in Hardy-Weinberg equilibrium with an allelic frequency of the mutation
1241
+ as 0.105573.</p>
1242
+ <p>Fig. <xref ref-type="fig" rid="F3">3</xref> shows the prevalence of HIV in two
1243
+ populations: one lacking the mutant CCR5 allele and another carrying that allele. In the
1244
+ population lacking the protective mutation, prevalence increases logarithmically for the
1245
+ first 35 years of the epidemic, reaching 18&#x0025; before leveling off. </p>
1246
+ <fig id="F3">
1247
+ <label>Figure 3</label>
1248
+ <caption>
1249
+ <p>Prevalence of HIV/AIDS in the adult population as predicted by the model. The top
1250
+ curve (&#x25CB;) indicates prevalence in a population lacking the protective allele.
1251
+ We compare that to a population with 19&#x0025; heterozygous and 1&#x0025; homozygous
1252
+ for the allele (implying an allelic frequency of 0.105573. Confidence interval bands
1253
+ (light gray) are shown around the median simulation (&#xE80B;) providing a range of
1254
+ uncertainty in evaluating parameters for the effect of the mutation on the infectivity
1255
+ and the duration of asymptomatic HIV for heterozygotes.</p>
1256
+ </caption>
1257
+ <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="pq1813251003">
1258
+ </graphic>
1259
+ </fig>
1260
+ <p>In contrast, when a proportion of the population carries the CCR5&#x0394;32 allele, the
1261
+ epidemic increases more slowly, but still logarithmically, for the first 50 years, and
1262
+ HIV/AIDS prevalence reaches &#x2248;12&#x0025; (Fig. <xref ref-type="fig" rid="F3">3</xref>).
1263
+ Prevalence begins to decline slowly after 70 years.</p>
1264
+ <p>In the above simulations we assume that people with AIDS are not sexually active.
1265
+ However, when these individuals are included in the sexually active population the
1266
+ severity of the epidemic increases considerably (data not shown). Consistent with our
1267
+ initial simulations, prevalences are still relatively lower in the presence of the CCR5
1268
+ mutation.</p>
1269
+ <p>Because some parameters (e.g., rate constants) are difficult to estimate based on
1270
+ available data, we implement an uncertainty analysis to assess the variability in the
1271
+ model outcomes caused by any inaccuracies in estimates of the parameter values with regard
1272
+ to the effect of the allelic mutation. For these analyses we use Latin hypercube sampling,
1273
+ as described in refs. <xref ref-type="bibr" rid="B52">52</xref>&#x2013;<xref
1274
+ ref-type="bibr" rid="B56">56</xref>, Our uncertainty and sensitivity analyses focus on
1275
+ infectivity vs. duration of infectiousness. To this end, we assess the effects on the
1276
+ dynamics of the epidemic for a range of values of the parameters governing transmission
1277
+ and progression rates: &#x03B2;<sub>
1278
+ &#x00EE;&#x0131;&#x0131;&#x005E;&#x005E;,&#xEB30;&#xE2D4;&#xE2D4;&#x005E;&#x005E;,&#xEA50;<italic>
1279
+ k</italic>
1280
+ <italic>k</italic>&#x005E;&#x005E;&#x2192;<italic>i</italic>,<italic>j</italic>
1281
+ </sub>
1282
+ and &#x03B3;<sub>
1283
+ <italic>i</italic>,<italic>j</italic>,<italic>k</italic>
1284
+ </sub>
1285
+ <italic>i</italic>
1286
+ ,<italic>j</italic>,<italic>k</italic>. All other parameters are held constant. These
1287
+ results are presented as an interval band about the average simulation for the population
1288
+ carrying the CCR5&#x0394;32 allele (Fig. <xref ref-type="fig" rid="F3">3</xref>). Although
1289
+ there is variability in the model outcomes, the analysis indicates that the overall model
1290
+ predictions are consistent for a wide range of transmission and progression rates.
1291
+ Further, most of the variation observed in the outcome is because of the transmission
1292
+ rates for both heterosexual males and females in the primary stage of infection (&#x03B2;<sub>
1293
+ 2,M,A</sub>
1294
+ <sub>&#x2192;</sub>
1295
+ <sub>
1296
+ <italic>i</italic>
1297
+ </sub>
1298
+ <sub>,F</sub>, &#x03B2;<sub>2,F,A</sub>
1299
+ <sub>&#x2192;</sub>
1300
+ <sub>
1301
+ <italic>i</italic>
1302
+ </sub>
1303
+ <sub>,M</sub>). As mentioned above, we assume lower
1304
+ viral loads correlate with reduced infectivity; thus, the reduction in viral load in
1305
+ heterozygotes has a major influence on disease spread.</p>
1306
+ </sec>
1307
+ </sec>
1308
+ <sec>
1309
+ <title>HIV Induces Selective Pressure on Genotype Frequency</title>
1310
+ <p>To observe changes in the frequency of the CCR5&#x0394;32 allele in a setting with HIV
1311
+ infection as compared with the Hardy-Weinberg equilibrium in the absence of HIV, we follow
1312
+ changes in the total number of CCR5&#x0394;32 heterozygotes and homozygotes over 1,000 years
1313
+ (Fig. <xref ref-type="fig" rid="F4">4</xref>). We initially perform simulations in the
1314
+ absence of HIV infection as a negative control to show there is not significant selection of
1315
+ the allele in the absence of infection. To determine how long it would take for the allelic
1316
+ frequency to reach present-day levels (e.g., <italic>q</italic> = 0.105573), we initiate
1317
+ this simulation for 1,000 years with a very small allelic frequency (<italic>q</italic> =
1318
+ 0.00105). In the absence of HIV, the allelic frequency is maintained in equilibrium as shown
1319
+ by the constant proportions of CCR5&#x0394;32 heterozygotes and homozygotes (Fig. <xref
1320
+ ref-type="fig" rid="F4">4</xref>, solid lines). The selection for CCR5&#x0394;32 in the
1321
+ presence of HIV is seen in comparison (Fig. <xref ref-type="fig" rid="F4">4</xref>, dashed
1322
+ lines). We expand the time frame of this simulation to 2,000 years to view the point at
1323
+ which the frequency reaches present levels (where <italic>q</italic> &#x223C;0.105573 at
1324
+ year = 1200). Note that the allelic frequency increases for &#x2248;1,600 years before
1325
+ leveling off. </p>
1326
+ <fig id="F4">
1327
+ <label>Figure 4</label>
1328
+ <caption>
1329
+ <p>Effects of HIV-1 on selection of the CCR5&#x0394;32 allele. The Hardy-Weinberg
1330
+ equilibrium level is represented in the no-infection simulation (solid lines) for each
1331
+ population. Divergence from the original Hardy-Weinberg equilibrium is shown to occur in
1332
+ the simulations that include HIV infection (dashed lines). Fraction of the total
1333
+ subpopulations are presented: (<italic>A</italic>) wild types (W/W), (<italic>B</italic>)
1334
+ heterozygotes (W/&#x0394;32), and (<italic>C</italic>) homozygotes
1335
+ (&#x0394;32/&#x0394;32). Note that we initiate this simulation with a much lower allelic
1336
+ frequency (0.00105) than used in the rest of the study to better exemplify the actual
1337
+ selective effect over a 1,000-year time scale. (<italic>D</italic>) The allelic
1338
+ selection effect over a 2,000-year time scale.</p>
1339
+ </caption>
1340
+ <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="pq1813251004">
1341
+ </graphic>
1342
+ </fig>
1343
+ </sec>
1344
+ <sec sec-type="discussion">
1345
+ <title>Discussion</title>
1346
+ <p>This study illustrates how populations can differ in susceptibility to epidemic HIV/AIDS
1347
+ depending on a ubiquitous attribute such as a prevailing genotype. We have examined
1348
+ heterosexual HIV epidemics by using mathematical models to assess HIV transmission in
1349
+ dynamic populations either with or without CCR5&#x0394;32 heterozygous and homozygous
1350
+ persons. The most susceptible population lacks the protective mutation in CCR5. In less
1351
+ susceptible populations, the majority of persons carrying the CCR5&#x0394;32 allele are
1352
+ heterozygotes. We explore the hypothesis that lower viral loads (CCR5&#x0394;32
1353
+ heterozygotes) or resistance to infection (CCR5&#x0394;32 homozygotes) observed in persons
1354
+ with this coreceptor mutation ultimately can influence HIV epidemic trends. Two contrasting
1355
+ influences of the protective CCR5 allele are conceivable: it may limit the epidemic by
1356
+ decreasing the probability of infection because of lower viral loads in infected
1357
+ heterozygotes, or it may exacerbate the epidemic by extending the time that infectious
1358
+ individuals remain in the sexually active population. Our results strongly suggest the
1359
+ former. Thus, the absence of this allele in Africa could explain the severity of HIV disease
1360
+ as compared with populations where the allele is present.</p>
1361
+ <p>We also observed that HIV can provide selective pressure for the CCR5&#x0394;32 allele
1362
+ within a population, increasing the allelic frequency. Other influences may have
1363
+ additionally selected for this allele. Infectious diseases such as plague and small pox have
1364
+ been postulated to select for CCR5&#x0394;32 (<xref ref-type="bibr" rid="B57">57</xref>, <xref
1365
+ ref-type="bibr" rid="B58">58</xref>). For plague, relatively high levels of CCR5&#x0394;32
1366
+ are believed to have arisen within &#x2248;4,000 years, accounting for the prevalence of the
1367
+ mutation only in populations of European descent. Smallpox virus uses the CC-coreceptor,
1368
+ indicating that direct selection for mutations in CCR5 may have offered resistance to
1369
+ smallpox. Given the differences in the epidemic rates of plague (<xref ref-type="bibr"
1370
+ rid="B59">59</xref>), smallpox, and HIV, it is difficult to directly compare our results
1371
+ to these findings. However, our model suggests that the CCR5&#x0394;32 mutation could have
1372
+ reached its present allelic frequency in Northern Europe within this time frame if selected
1373
+ for by a disease with virulence patterns similar to HIV. Our results further support the
1374
+ idea that HIV has been only recently introduced as a pathogen into African populations, as
1375
+ the frequency of the protective allele is almost zero, and our model predicts that selection
1376
+ of the mutant allele in this population by HIV alone takes at least 1,000 years. This
1377
+ prediction is distinct from the frequency of the CCR5&#x0394;32 allele in European
1378
+ populations, where pathogens that may have influenced its frequency (e.g., <italic>Yersinia
1379
+ pestis</italic>) have been present for much longer.</p>
1380
+ <p>Two mathematical models have considered the role of parasite and host genetic heterogeneity
1381
+ with regard to susceptibility to another pathogen, namely malaria (<xref ref-type="bibr"
1382
+ rid="B60">60</xref>, <xref ref-type="bibr" rid="B61">61</xref>). In each it was determined
1383
+ that heterogeneity of host resistance facilitates the maintenance of diversity in parasite
1384
+ virulence. Given our underlying interest in the coevolution of pathogen and host, we focus
1385
+ on changes in a host protective mutation, holding the virulence of the pathogen constant
1386
+ over time.</p>
1387
+ <p>Even within our focus on host protective mutations, numerous genetic factors, beneficial or
1388
+ detrimental, could potentially influence epidemics. Other genetically determined host
1389
+ factors affecting HIV susceptibility and disease progression include a CCR5 A/A to G/G
1390
+ promoter polymorphism (<xref ref-type="bibr" rid="B62">62</xref>), a CCR2 point mutation (<xref
1391
+ ref-type="bibr" rid="B11">11</xref>, <xref ref-type="bibr" rid="B63">63</xref>), and a
1392
+ mutation in the CXCR4 ligand (<xref ref-type="bibr" rid="B64">64</xref>). The CCR2b
1393
+ mutation, CCR264I, is found in linkage with at least one CCR5 promoter polymorphism (<xref
1394
+ ref-type="bibr" rid="B65">65</xref>) and is prevalent in populations where CCR5&#x0394;32
1395
+ is nonexistent, such as sub-Saharan Africa (<xref ref-type="bibr" rid="B63">63</xref>).
1396
+ However, as none of these mutations have been consistently shown to be as protective as the
1397
+ CCR5&#x0394;32 allele, we simplified our model to incorporate only the effect of
1398
+ CCR5&#x0394;32. Subsequent models could be constructed from our model to account for the
1399
+ complexity of multiple protective alleles. It is interesting to note that our model predicts
1400
+ that even if CCR264I is present at high frequencies in Africa, its protective effects may
1401
+ not augment the lack of a protective allele such as CCR5&#x0394;32.</p>
1402
+ <p>Although our models demonstrate that genetic factors can contribute to the high prevalence
1403
+ of HIV in sub-Saharan Africa, demographic factors are also clearly important in this region.
1404
+ Our models explicitly incorporated such factors, for example, lack of treatment
1405
+ availability. Additional factors were implicitly controlled for by varying only the presence
1406
+ of the CCR5&#x0394;32 allele. More complex models eventually could include interactions with
1407
+ infectious diseases that serve as cofactors in HIV transmission. The role of high sexually
1408
+ transmitted disease prevalences in HIV infection has long been discussed, especially in
1409
+ relation to core populations (<xref ref-type="bibr" rid="B15">15</xref>, <xref
1410
+ ref-type="bibr" rid="B50">50</xref>, <xref ref-type="bibr" rid="B66">66</xref>). Malaria,
1411
+ too, might influence HIV transmission, as it is associated with transient increases in semen
1412
+ HIV viral loads and thus could increase the susceptibility of the population to epidemic HIV
1413
+ (<xref ref-type="bibr" rid="B16">16</xref>).</p>
1414
+ <p>In assessing the HIV/AIDS epidemic, considerable attention has been paid to the influence
1415
+ of core groups in driving sexually transmitted disease epidemics. Our results also highlight
1416
+ how characteristics more uniformly distributed in a population can affect susceptibility. We
1417
+ observed that the genotypic profile of a population affects its susceptibility to epidemic
1418
+ HIV/AIDS. Additional studies are needed to better characterize the influence of these
1419
+ genetic determinants on HIV transmission, as they may be crucial in estimating the severity
1420
+ of the epidemic in some populations. This information can influence the design of treatment
1421
+ strategies as well as point to the urgency for education and prevention programs.</p>
1422
+ </sec>
1423
+ </body>
1424
+ <back>
1425
+ <ack>
1426
+ <p>We thank Mark Krosky, Katia Koelle, and Kevin Chung for programming and technical
1427
+ assistance. We also thank Drs. V. J. DiRita, P. Kazanjian, and S. M. Blower for helpful
1428
+ comments and discussions. We thank the reviewers for extremely insightful comments.</p>
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