datamule 1.2.3__py3-none-any.whl → 1.2.5__py3-none-any.whl
This diff represents the content of publicly available package versions that have been released to one of the supported registries. The information contained in this diff is provided for informational purposes only and reflects changes between package versions as they appear in their respective public registries.
- datamule/document/document.py +16 -7
- datamule/document/mappings/__init__.py +0 -0
- datamule/document/mappings/atsn.py +208 -0
- datamule/document/mappings/cfportal.py +346 -0
- datamule/document/mappings/ex99a_sdr.py +1 -0
- datamule/document/mappings/ex99c_sdr.py +0 -0
- datamule/document/mappings/ex99g_sdr.py +0 -0
- datamule/document/mappings/ex99i_sdr.py +0 -0
- datamule/document/mappings/information_table.py +34 -0
- datamule/document/mappings/nmfp.py +275 -0
- datamule/document/mappings/npx.py +85 -0
- datamule/document/mappings/onefourtyfour.py +68 -0
- datamule/document/mappings/ownership.py +163 -0
- datamule/document/mappings/proxy_voting_record.py +1 -0
- datamule/document/mappings/sbs.py +0 -0
- datamule/document/mappings/sbsef.py +13 -0
- datamule/document/mappings/schedule13.py +117 -0
- datamule/document/mappings/sdr.py +63 -0
- datamule/document/mappings/ta.py +0 -0
- datamule/document/mappings/thirteenfhr.py +5 -0
- datamule/document/mappings/twentyfivense.py +21 -0
- datamule/document/mappings/twentyfourf2nt.py +100 -0
- datamule/portfolio.py +1 -5
- {datamule-1.2.3.dist-info → datamule-1.2.5.dist-info}/METADATA +1 -1
- {datamule-1.2.3.dist-info → datamule-1.2.5.dist-info}/RECORD +27 -6
- {datamule-1.2.3.dist-info → datamule-1.2.5.dist-info}/WHEEL +0 -0
- {datamule-1.2.3.dist-info → datamule-1.2.5.dist-info}/top_level.txt +0 -0
datamule/document/document.py
CHANGED
|
@@ -147,21 +147,30 @@ class Document:
|
|
|
147
147
|
return process_tabular_data(self)
|
|
148
148
|
|
|
149
149
|
|
|
150
|
-
def write_csv(self, output_folder
|
|
150
|
+
def write_csv(self, output_folder):
|
|
151
|
+
output_folder = Path(output_folder)
|
|
152
|
+
output_folder.mkdir(exist_ok=True)
|
|
151
153
|
|
|
152
|
-
tables = self.to_tabular(
|
|
154
|
+
tables = self.to_tabular()
|
|
153
155
|
|
|
154
156
|
if not tables:
|
|
155
157
|
return
|
|
156
158
|
|
|
157
159
|
for table in tables:
|
|
158
160
|
fieldnames = table.columns
|
|
159
|
-
output_filename =
|
|
161
|
+
output_filename = output_folder / f"{table.type}.csv"
|
|
162
|
+
|
|
163
|
+
# Check if the file already exists
|
|
164
|
+
if output_filename.exists():
|
|
160
165
|
|
|
161
|
-
|
|
162
|
-
|
|
163
|
-
|
|
164
|
-
|
|
166
|
+
with open(output_filename, 'a', newline='') as csvfile:
|
|
167
|
+
writer = csv.DictWriter(csvfile,fieldnames=fieldnames, quoting=csv.QUOTE_ALL)
|
|
168
|
+
writer.writerows(table.data)
|
|
169
|
+
else:
|
|
170
|
+
with open(output_filename, 'w', newline='') as csvfile:
|
|
171
|
+
writer = csv.DictWriter(csvfile, fieldnames=fieldnames, quoting=csv.QUOTE_ALL)
|
|
172
|
+
writer.writeheader()
|
|
173
|
+
writer.writerows(table.data)
|
|
165
174
|
|
|
166
175
|
|
|
167
176
|
def _document_to_section_text(self, document_data, parent_key=''):
|
|
File without changes
|
|
@@ -0,0 +1,208 @@
|
|
|
1
|
+
# ATS-N metadata mapping
|
|
2
|
+
metadata_ats_dict = {
|
|
3
|
+
'filerInfo_filer_filerCredentials_ccc': 'filerCcc',
|
|
4
|
+
'filerInfo_filer_filerCredentials_cik': 'filerCik',
|
|
5
|
+
'filerInfo_flags_confirmingCopyFlag': 'confirmingCopyFlag',
|
|
6
|
+
'filerInfo_flags_overrideInternetFlag': 'overrideInternetFlag',
|
|
7
|
+
'filerInfo_liveTestFlag': 'liveTestFlag',
|
|
8
|
+
'submissionType': 'submissionType'
|
|
9
|
+
}
|
|
10
|
+
|
|
11
|
+
cover_ats_dict = {
|
|
12
|
+
'rbOperatesPursuantToFormATS' : 'operatesPursuantToFormATS',
|
|
13
|
+
'txNMSStockATSName' : 'atsName'
|
|
14
|
+
}
|
|
15
|
+
|
|
16
|
+
part_one_ats_dict = {
|
|
17
|
+
'atsNames_atsName_@txPart1Item3ATSName': 'formalATSName',
|
|
18
|
+
'cbPart1Item8Exhibit1atWebsite': 'exhibit1AtWebsite',
|
|
19
|
+
'cbPart1Item9Exhibit2atWebsite': 'exhibit2AtWebsite',
|
|
20
|
+
'part1Item5bEffectiveMembershipDate': 'membershipEffectiveDate',
|
|
21
|
+
'part1Item7PrimarySite_city': 'primarySiteCity',
|
|
22
|
+
'part1Item7PrimarySite_state': 'primarySiteState',
|
|
23
|
+
'part1Item7PrimarySite_street1': 'primarySiteStreet1',
|
|
24
|
+
'part1Item7PrimarySite_street2': 'primarySiteStreet2',
|
|
25
|
+
'part1Item7PrimarySite_zip': 'primarySiteZip',
|
|
26
|
+
'part1Item7SecondarySiteRecords_secondarySiteI7_city': 'secondarySiteCity',
|
|
27
|
+
'part1Item7SecondarySiteRecords_secondarySiteI7_state': 'secondarySiteState',
|
|
28
|
+
'part1Item7SecondarySiteRecords_secondarySiteI7_street1': 'secondarySiteStreet1',
|
|
29
|
+
'part1Item7SecondarySiteRecords_secondarySiteI7_street2': 'secondarySiteStreet2',
|
|
30
|
+
'part1Item7SecondarySiteRecords_secondarySiteI7_zip': 'secondarySiteZip',
|
|
31
|
+
'rbPart1Item1IsBd': 'isBrokerDealer',
|
|
32
|
+
'txPart1Item2ATSName': 'marketName',
|
|
33
|
+
'txPart1Item4aBdCrdNumber': 'brokerDealerCrdNumber',
|
|
34
|
+
'txPart1Item4aBdFileNumber': 'brokerDealerFileNumber',
|
|
35
|
+
'txPart1Item5aNsaFullName': 'nsaFullName',
|
|
36
|
+
'txtPart1Item5cNmsStockMPID': 'stockMPID',
|
|
37
|
+
'txtPart1Item6uwebsite': 'website'
|
|
38
|
+
}
|
|
39
|
+
|
|
40
|
+
part_two_ats_dict = {
|
|
41
|
+
'affiliatesPermittedToEnterInterest_@rbPart2Item2aAreAfflPermittedToEnterInterest': 'affiliatesPermittedToEnterInterest',
|
|
42
|
+
'affiliatesPermittedToEnterInterest_part2Item2bAreSevicestoAfflSametoSubscribers_@rbPart2Item2bAreSevicestoAfflSametoSubscribers': 'areServicesToAffiliatesSameAsSubscribers',
|
|
43
|
+
'affiliatesPermittedToEnterInterest_part2Item2bAreSevicestoAfflSametoSubscribers_taPart2Item2bExplainDiff': 'differenceInAffiliateServicesExplanation',
|
|
44
|
+
'affiliatesPermittedToEnterInterest_rbPart2Item2bAreSevicestoAfflSametoSubscribers': 'servicesEqualForAffiliatesAndSubscribers',
|
|
45
|
+
'affiliatesPermittedToEnterInterest_rbPart2Item2cAreThereArrangementsWithAffl': 'arrangementsWithAffiliatesExist',
|
|
46
|
+
'affiliatesPermittedToEnterInterest_taPart2Item2aAfflThatEnterInterest': 'affiliatesThatEnterInterest',
|
|
47
|
+
'part2Item1aArePermittedToEnterInterest_@rbPart2Item1aArePermittedToEnterInterest': 'brokerDealerPermittedToEnterInterest',
|
|
48
|
+
'part2Item1aArePermittedToEnterInterest_part2Item1bAreSevicesSametoAllSubscribers_@rbPart2Item1bAreSevicesSametoAllSubscribers': 'areServicesSameToAllSubscribers',
|
|
49
|
+
'part2Item1aArePermittedToEnterInterest_part2Item1bAreSevicesSametoAllSubscribers_taPart2Item2bExplainDiff': 'differenceInSubscriberServicesExplanation',
|
|
50
|
+
'part2Item1aArePermittedToEnterInterest_rbPart2Item1bAreSevicesSametoAllSubscribers': 'servicesEqualForAllSubscribers',
|
|
51
|
+
'part2Item1aArePermittedToEnterInterest_rbPart2Item1cAreThereArrangements': 'brokerDealerArrangementsExist',
|
|
52
|
+
'part2Item1aArePermittedToEnterInterest_taPart2Item1aUnitNamesEnterInterest': 'unitNamesThatEnterInterest',
|
|
53
|
+
'part2Item3aCanSubscrOptOutWithOATIOfAffl_@rbPart2Item3aCanSubscrOptOutWithOATIOfAffl': 'canOptOutOfAffiliateOrderInteraction',
|
|
54
|
+
'part2Item3aCanSubscrOptOutWithOATIOfAffl_taPart2Item3bExplianOptOut': 'affiliateOptOutExplanation',
|
|
55
|
+
'part2Item3aCanSubscrOptOutWithOATIOfBD_@rbPart2Item3aCanSubscrOptOutWithOATIOfBD': 'canOptOutOfBrokerDealerOrderInteraction',
|
|
56
|
+
'part2Item3aCanSubscrOptOutWithOATIOfBD_taPart2Item3aExplianOptOut': 'brokerDealerOptOutExplanation',
|
|
57
|
+
'part2Item4aAreThereArrangementsBtwBDAndTC_@rbPart2Item4aAreThereArrangementsBtwBDAndTC': 'arrangementsExistBetweenBrokerDealerAndTradingCenter',
|
|
58
|
+
'part2Item4aAreThereArrangementsBtwBDAndTC_rbPart2Item4bAreThereArrangementsBtwAfflAndTC': 'arrangementsExistBetweenAffiliateAndTradingCenter',
|
|
59
|
+
'part2Item4aAreThereArrangementsBtwBDAndTC_taPart2Item4aTDAndATSServices': 'tradingCenterAndATSServicesDescription',
|
|
60
|
+
'part2Item5aDoesOfferProductsAndServices_@rbPart2Item5aDoesOfferProductsAndServices': 'offersProductsAndServices',
|
|
61
|
+
'part2Item5aDoesOfferProductsAndServices_part2Item5bAreSevicesSametoAllSubscribersAndBD_@rbPart2Item5bAreSevicesSametoAllSubscribersAndBD': 'areServicesSameToAllSubscribersAndBrokerDealer',
|
|
62
|
+
'part2Item5aDoesOfferProductsAndServices_part2Item5bAreSevicesSametoAllSubscribersAndBD_taPart2Item5bExplainDiff': 'differenceInServicesExplanation',
|
|
63
|
+
'part2Item5aDoesOfferProductsAndServices_rbPart2Item5bAreSevicesSametoAllSubscribersAndBD': 'servicesEqualForAllSubscribersAndBrokerDealer',
|
|
64
|
+
'part2Item5aDoesOfferProductsAndServices_taPart2Item5aProductsAndServices': 'productsAndServicesDescription',
|
|
65
|
+
'part2Item5cDoesAfflOfferProductsAndServices_@rbPart2Item5cDoesAfflOfferProductsAndServices': 'affiliateOffersProductsAndServices',
|
|
66
|
+
'part2Item5cDoesAfflOfferProductsAndServices_rbPart2Item5dAreTCOfSevicesSametoAll': 'affiliateServicesEqualForAll',
|
|
67
|
+
'part2Item5cDoesAfflOfferProductsAndServices_taPart2Item5cAfflProvidedProductsAndServices': 'affiliateProvidedProductsAndServicesDescription',
|
|
68
|
+
'part2Item6aDoesEmployeeAccessConfidentialInfo_@rbPart2Item6aDoesEmployeeAccessConfidentialInfo': 'employeeAccessToConfidentialInfo',
|
|
69
|
+
'part2Item6aDoesEmployeeAccessConfidentialInfo_taPart2Item6aUnitAfflEmployeeServices': 'unitAffiliateEmployeeServicesDescription',
|
|
70
|
+
'part2Item6bDoesAnyEntitySupportServices_@rbPart2Item6bDoesAnyEntitySupportServices': 'entitySupportServicesExist',
|
|
71
|
+
'part2Item6bDoesAnyEntitySupportServices_part2Item6cDoesServiceProviderUseATSServices_@rbPart2Item6cDoesServiceProviderUseATSServices': 'serviceProviderUsesATSServices',
|
|
72
|
+
'part2Item6bDoesAnyEntitySupportServices_part2Item6cDoesServiceProviderUseATSServices_rbPart2Item6dAreATSSevicesSametoAll': 'atsServicesEqualForAll',
|
|
73
|
+
'part2Item6bDoesAnyEntitySupportServices_part2Item6cDoesServiceProviderUseATSServices_taPart2Item6cProviderAfflAndServicesUsed': 'providerAffiliateAndServicesUsedDescription',
|
|
74
|
+
'part2Item6bDoesAnyEntitySupportServices_rbPart2Item6cDoesServiceProviderUseATSServices': 'serviceProviderUsesATSServices',
|
|
75
|
+
'part2Item6bDoesAnyEntitySupportServices_taPart2Item6bServiceProvider': 'serviceProviderDescription',
|
|
76
|
+
'part2Item7bCanSubscriberConsentToDisclosure_@rbPart2Item7bCanSubscriberConsentToDisclosure': 'subscriberCanConsentToDisclosure',
|
|
77
|
+
'part2Item7bCanSubscriberConsentToDisclosure_part2Item7cCanSubscriberWithdrawConsent_@rbPart2Item7cCanSubscriberWithdrawConsent': 'subscriberCanWithdrawConsent',
|
|
78
|
+
'part2Item7bCanSubscriberConsentToDisclosure_part2Item7cCanSubscriberWithdrawConsent_taPart2Item7cExplainHowAndConditions': 'withdrawConsentExplanation',
|
|
79
|
+
'part2Item7bCanSubscriberConsentToDisclosure_taPart2Item7bExplainHowAndConditions': 'consentToDisclosureExplanation',
|
|
80
|
+
'rbPart2Item1aArePermittedToEnterInterest': 'permittedToEnterInterest',
|
|
81
|
+
'rbPart2Item1dCanOATInterestBeRouted': 'orderInterestCanBeRouted',
|
|
82
|
+
'rbPart2Item2aAreAfflPermittedToEnterInterest': 'affiliatesPermittedToEnterInterest',
|
|
83
|
+
'rbPart2Item2dCanOATIBeRoutedByAffl': 'orderInterestCanBeRoutedByAffiliate',
|
|
84
|
+
'rbPart2Item3aCanSubscrOptOutWithOATIOfAffl': 'subscriberCanOptOutOfAffiliateInteraction',
|
|
85
|
+
'rbPart2Item3aCanSubscrOptOutWithOATIOfBD': 'subscriberCanOptOutOfBrokerDealerInteraction',
|
|
86
|
+
'rbPart2Item3cAreOptOutSametoAllSubscribers': 'optOutOptionsEqualForAllSubscribers',
|
|
87
|
+
'rbPart2Item4aAreThereArrangementsBtwBDAndTC': 'arrangementsBetweenBrokerDealerAndTradingCenterExist',
|
|
88
|
+
'rbPart2Item5aDoesOfferProductsAndServices': 'offersProductsAndServices',
|
|
89
|
+
'rbPart2Item5cDoesAfflOfferProductsAndServices': 'affiliateOffersProductsAndServices',
|
|
90
|
+
'rbPart2Item7bCanSubscriberConsentToDisclosure': 'subscriberCanConsentToDisclosure',
|
|
91
|
+
'taPart2Item7aDescrOfSafeGaurdsAndProcedures': 'safeguardsAndProceduresDescription',
|
|
92
|
+
'taPart2Item7dSummaryOfRolesRespOfPersons': 'rolesAndResponsibilitiesSummary'
|
|
93
|
+
}
|
|
94
|
+
|
|
95
|
+
part_three_ats_dict = {
|
|
96
|
+
'part3Item10eDiffDtls_@rbPart3Item10eIsAnyDifBtwnPreOpExecFlwngStpg': 'differencesBetweenPreOpExecution',
|
|
97
|
+
'part3Item10eDiffDtls_taPart3Item10eDiffDtls': 'preOperationExecutionDifferences',
|
|
98
|
+
'part3Item11dDiffDtls_@rbPart3Item11dIsProcsRulsSameForAll': 'processingRulesSameForAll',
|
|
99
|
+
'part3Item11dDiffDtls_taPart3Item11dDiffDtls': 'processingRulesDifferences',
|
|
100
|
+
'part3Item13aSegmntDtls_@rbPart3Item13aIsOrdrTiSegmntd': 'orderTradingInterestSegmented',
|
|
101
|
+
'part3Item13aSegmntDtls_part3Item13bSegmntDtls_@rbPart3Item13bIsSegmntatnSameForAll': 'segmentationSameForAll',
|
|
102
|
+
'part3Item13aSegmntDtls_part3Item13bSegmntDtls_taPart3Item13bSegDiffDtls': 'segmentationDifferences',
|
|
103
|
+
'part3Item13aSegmntDtls_part3Item13dDsclrContntDtls_@rbPart3Item13dIsSegCatgDisclosd': 'segmentCategoryDisclosed',
|
|
104
|
+
'part3Item13aSegmntDtls_part3Item13dDsclrContntDtls_rbPart3Item13eIsDsclosrSameForAll': 'disclosureSameForAll',
|
|
105
|
+
'part3Item13aSegmntDtls_part3Item13dDsclrContntDtls_taPart3Item13dDsclosrContntDtls': 'disclosureContentDetails',
|
|
106
|
+
'part3Item13aSegmntDtls_rbPart3Item13bIsSegmntatnSameForAll': 'segmentationSameForAll',
|
|
107
|
+
'part3Item13aSegmntDtls_taPart3Item13aSegProcdurDtls': 'segmentationProcedureDetails',
|
|
108
|
+
'part3Item14aCntrPrtySelectnDtls_@rbPart3Item14aIsDsgToIntrctOrNot': 'designatedToInteract',
|
|
109
|
+
'part3Item14aCntrPrtySelectnDtls_rbPart3Item14bIsSelectnSameForAll': 'counterpartySelectionSameForAll',
|
|
110
|
+
'part3Item14aCntrPrtySelectnDtls_taPart3Item14aCntrPrtyDtls': 'counterpartyDetails',
|
|
111
|
+
'part3Item15bSubSctbDtls_@rbPart3Item15bIsSubScrbOrdBnd': 'subscriberOrderBound',
|
|
112
|
+
'part3Item15bSubSctbDtls_rbPart3Item15cIsDsplyProcSameForAll': 'displayProcedureSameForAll',
|
|
113
|
+
'part3Item15bSubSctbDtls_taPart3Item15bSubscrBndDtls': 'subscriberBindingDetails',
|
|
114
|
+
'part3Item16aAffirInstrDtls_@rbPart3Item16aIsInstRoutd': 'instructionRouted',
|
|
115
|
+
'part3Item16aAffirInstrDtls_part3Item16bAffirmInstrDtls_@rbPart3Item16bIsRoutdBefrInstr': 'routedBeforeInstruction',
|
|
116
|
+
'part3Item16aAffirInstrDtls_part3Item16bAffirmInstrDtls_taPart3Item16bAffirmInstrDiffDtls': 'affirmInstructionDifferences',
|
|
117
|
+
'part3Item17aAffirInstrDtls_@rbPart3Item17aIsDiffBtwnOrdTITrtmnt': 'differencesBetweenOrderTrading',
|
|
118
|
+
'part3Item17aAffirInstrDtls_taPart3Item17aTrtmntDiffDtls': 'treatmentDifferences',
|
|
119
|
+
'part3Item18aTrdingHrDtls_@rbPart3Item18aIsOutsdeTrdingHrs': 'outsideTradingHours',
|
|
120
|
+
'part3Item18aTrdingHrDtls_part3Item18bOutsdHrsDiffDtls_@rbPart3Item18bIsAnyDiffInTrdingOutSdHrs': 'differenceInOutsideHoursTrading',
|
|
121
|
+
'part3Item18aTrdingHrDtls_part3Item18bOutsdHrsDiffDtls_taPart3Item18bDiffDtls': 'outsideHoursDifferences',
|
|
122
|
+
'part3Item18aTrdingHrDtls_rbPart3Item18cIsTrtedDiffOutsdHrs': 'treatedDifferentlyOutsideHours',
|
|
123
|
+
'part3Item26PlatFrmData_@rbPart3Item26IsOrdrFloExecStatsPublshd': 'orderFlowExecutionStatsPublished',
|
|
124
|
+
'part3Item26PlatFrmData_cbPart3Item26iInfoRqstdUndrExbt4AvlblAtWebst': 'exhibit4InfoAvailableAtWebsite',
|
|
125
|
+
'part3Item26PlatFrmData_cbPart3Item26iiInfoRqstdUndrExbt5AvlblAtWebst': 'exhibit5InfoAvailableAtWebsite',
|
|
126
|
+
'part3Item2bSummaryOfConditions_@rbPart3Item2bIsThereOtherConditions': 'otherConditionsExist',
|
|
127
|
+
'part3Item2bSummaryOfConditions_rbPart3Item2cIsConditionsSameForAll': 'conditionsSameForAll',
|
|
128
|
+
'part3Item2bSummaryOfConditions_taPart3Item2bSummaryOfCndtns': 'summaryOfConditions',
|
|
129
|
+
'part3Item3aSumryOfExcludngCondtns_@rbPart3Item3aIsExcludeSubscriber': 'excludeSubscriber',
|
|
130
|
+
'part3Item3aSumryOfExcludngCondtns_part3Item3bSummaryOfConditions_@rbPart3Item3bIsCondtnsSameForAll': 'excludedConditionsSameForAll',
|
|
131
|
+
'part3Item3aSumryOfExcludngCondtns_part3Item3bSummaryOfConditions_taPart3Item3bSummaryOfDifferences': 'excludingConditionsDifferences',
|
|
132
|
+
'part3Item3aSumryOfExcludngCondtns_rbPart3Item3bIsCondtnsSameForAll': 'excludingConditionsSameForAll',
|
|
133
|
+
'part3Item3aSumryOfExcludngCondtns_taPart3Item3aExcludngSumryDtls': 'excludingSummaryDetails',
|
|
134
|
+
'part3Item5aProtocolDetails_@rbPart3Item5aIsPermitOrdrTradng': 'permitOrderTrading',
|
|
135
|
+
'part3Item5aProtocolDetails_rbPart3Item5bIsProtclsameForAll': 'protocolSameForAll',
|
|
136
|
+
'part3Item5aProtocolDetails_taPart3Item5aProtocolused': 'protocolUsed',
|
|
137
|
+
'part3Item5cOthrDtls_@rbPart3Item5cIsAnyOtherMeans': 'anyOtherMeans',
|
|
138
|
+
'part3Item5cOthrDtls_rbPart3Item5dIsTnCSameForAll': 'termsAndConditionsSameForAll',
|
|
139
|
+
'part3Item5cOthrDtls_taPart3Item5cOthrMeansDtls': 'otherMeansDetails',
|
|
140
|
+
'part3Item6aProtocolDetails_@rbPart3Item6aIsCoLocRltdSrvcsOfrd': 'coLocationRelatedServicesOffered',
|
|
141
|
+
'part3Item6aProtocolDetails_rbPart3Item6bIsTNCsameForAll': 'termsAndConditionsSameForCoLocation',
|
|
142
|
+
'part3Item6aProtocolDetails_taPart3Item6aCoLocRltdSrvcsDtls': 'coLocationRelatedServicesDetails',
|
|
143
|
+
'part3Item8aSizeReqrmnts_@rbPart3Item8aIsMinOrMaxSizeReqd': 'minOrMaxSizeRequired',
|
|
144
|
+
'part3Item8aSizeReqrmnts_part3Item8bReqProcDetails_@rbPart3Item8bIsReqProcSameForAll': 'requirementProcedureSameForAll',
|
|
145
|
+
'part3Item8aSizeReqrmnts_part3Item8bReqProcDetails_taPart3Item8bDiffrncsInOtiReqrmnts': 'differencesInOrderRequirements',
|
|
146
|
+
'part3Item8aSizeReqrmnts_rbPart3Item8bIsReqProcSameForAll': 'requirementProcedureSameForAll',
|
|
147
|
+
'part3Item8aSizeReqrmnts_taPart3Item8aOtiSizeReqrmns': 'orderSizeRequirements',
|
|
148
|
+
'part3Item8cOddltOrdrReqs_@rbPart3Item8cIsOddLotsAcptdExecutd': 'oddLotsAcceptedExecuted',
|
|
149
|
+
'part3Item8cOddltOrdrReqs_rbPart3Item8dIsReqsProcdurSameForAll': 'requirementsProcedureSameForAll',
|
|
150
|
+
'part3Item8cOddltOrdrReqs_taPart3Item8cOddLtOrdrReqsnProcdurs': 'oddLotOrderRequirementsAndProcedures',
|
|
151
|
+
'part3Item8eMixltOrdrDetails_@rbPart3Item8eIsMixLotOrdrsAcptdExecutd': 'mixedLotOrdersAcceptedExecuted',
|
|
152
|
+
'part3Item8eMixltOrdrDetails_rbPart3Item8fIsRecProcSameForAll': 'receivingProcedureSameForAll',
|
|
153
|
+
'part3Item8eMixltOrdrDetails_taPart3Item8eMixltOrdrReqsProcDtls': 'mixedLotOrderRequirementsDetails',
|
|
154
|
+
'part3Item9aMsgDtls_@rbPart3Item9aIsAnyMsgToIndicTI': 'anyMessageIndicatingTrading',
|
|
155
|
+
'part3Item9aMsgDtls_taPart3Item9aMsgUsgDtls': 'messageUsageDetails',
|
|
156
|
+
'rbPart3Item10bIsOpnReopnSameForAll': 'openReopenSameForAll',
|
|
157
|
+
'rbPart3Item10dIsAnyDifBtwnExeProcTrdHrs': 'differencesBetweenExecutionProcedureTradingHours',
|
|
158
|
+
'rbPart3Item10eIsAnyDifBtwnPreOpExecFlwngStpg': 'differencesBetweenPreOpExecutionFollowingStopping',
|
|
159
|
+
'rbPart3Item11bIsMeansFeciltsSameForAll': 'meansFacilitiesSameForAll',
|
|
160
|
+
'rbPart3Item11dIsProcsRulsSameForAll': 'processingRulesSameForAll',
|
|
161
|
+
'rbPart3Item12aIsAnyFrmlInfrmlArngmnts': 'anyFormalInformalArrangements',
|
|
162
|
+
'rbPart3Item13aIsOrdrTiSegmntd': 'orderTradingInterestSegmented',
|
|
163
|
+
'rbPart3Item13cIsCustmrOrdr': 'customerOrder',
|
|
164
|
+
'rbPart3Item15aIsElectrncCommu': 'electronicCommunication',
|
|
165
|
+
'rbPart3Item15bIsSubScrbOrdBnd': 'subscriberOrderBound',
|
|
166
|
+
'rbPart3Item16aIsInstRoutd': 'instructionRouted',
|
|
167
|
+
'rbPart3Item17aIsDiffBtwnOrdTITrtmnt': 'differencesBetweenOrderTradingTreatment',
|
|
168
|
+
'rbPart3Item17bIsTrtmntSameForAll': 'treatmentSameForAll',
|
|
169
|
+
'rbPart3Item18aIsOutsdeTrdingHrs': 'outsideTradingHours',
|
|
170
|
+
'rbPart3Item20bIsSuspndProcdurSameFrAll': 'suspendProcedureSameForAll',
|
|
171
|
+
'rbPart3Item21bIsMtrlArngmtSameFrAll': 'materialArrangementSameForAll',
|
|
172
|
+
'rbPart3Item22bIsMtrlArngmtSameFrAll': 'materialArrangementSameForAll',
|
|
173
|
+
'rbPart3Item23bIsSrcSameFrAll': 'sourceSameForAll',
|
|
174
|
+
'rbPart3Item24aIsSubScrbrOrdr': 'subscriberOrder',
|
|
175
|
+
'rbPart3Item25aIsAvgDlyTradinVolExcd': 'averageDailyTradingVolumeExceeded',
|
|
176
|
+
'rbPart3Item26IsOrdrFloExecStatsPublshd': 'orderFlowExecutionStatsPublished',
|
|
177
|
+
'rbPart3Item2aRegisteredBD': 'registeredBrokerDealer',
|
|
178
|
+
'rbPart3Item2dIsThereWrittenAgreement': 'writtenAgreementExists',
|
|
179
|
+
'rbPart3Item4bIsHrsOfOperationsame': 'hoursOfOperationSame',
|
|
180
|
+
'rbPart3Item5aIsPermitOrdrTradng': 'permitOrderTrading',
|
|
181
|
+
'rbPart3Item5cIsAnyOtherMeans': 'anyOtherMeans',
|
|
182
|
+
'rbPart3Item6aIsCoLocRltdSrvcsOfrd': 'coLocationRelatedServicesOffered',
|
|
183
|
+
'rbPart3Item6cIsAnyOtherMeans': 'anyOtherMeansForCoLocation',
|
|
184
|
+
'rbPart3Item6eIsAnyRducdSpOfCom': 'anyReducedSpeedOfCommunication',
|
|
185
|
+
'rbPart3Item7bIsTnCSameForAll': 'termsAndConditionsSameForAll',
|
|
186
|
+
'rbPart3Item8aIsMinOrMaxSizeReqd': 'minOrMaxSizeRequired',
|
|
187
|
+
'rbPart3Item8cIsOddLotsAcptdExecutd': 'oddLotsAcceptedExecuted',
|
|
188
|
+
'rbPart3Item9aIsAnyMsgToIndicTI': 'anyMessageIndicatingTrading',
|
|
189
|
+
'rbPart3Item9bIsIndIntrstSameForAll': 'indicationInterestSameForAll',
|
|
190
|
+
'taPart3Item10aOpenReOpenDtls': 'openReopenDetails',
|
|
191
|
+
'taPart3Item10cUnexeOrdrTIDtls': 'unexecutedOrderTradingDetails',
|
|
192
|
+
'taPart3Item11aStrucOfNmsStk': 'structureOfNmsStock',
|
|
193
|
+
'taPart3Item11cRulsProcsOfNmsStk': 'rulesAndProceduresOfNmsStock',
|
|
194
|
+
'taPart3Item19aSrvcUsgFees': 'serviceUsageFees',
|
|
195
|
+
'taPart3Item19bBundldSrvcUsgFees': 'bundledServiceUsageFees',
|
|
196
|
+
'taPart3Item19cRbtDiscOfFees': 'rebateDiscountOfFees',
|
|
197
|
+
'taPart3Item1OtherSubscrbrDtls': 'otherSubscriberDetails',
|
|
198
|
+
'taPart3Item1SubscriberType': 'subscriberType',
|
|
199
|
+
'taPart3Item20aSuspndProcdur': 'suspendProcedure',
|
|
200
|
+
'taPart3Item21aMtrlArngmntDtls': 'materialArrangementDetails',
|
|
201
|
+
'taPart3Item22aMtrlArngmntDtls': 'materialArrangementDetails',
|
|
202
|
+
'taPart3Item23aMrktDatSrc': 'marketDataSource',
|
|
203
|
+
'taPart3Item4aHrsOfOperation': 'hoursOfOperation',
|
|
204
|
+
'taPart3Item7AOrdrTypExplain': 'orderTypeExplanation'
|
|
205
|
+
}
|
|
206
|
+
|
|
207
|
+
# Not implemented yet, not sure a 4 exists in ATS-N yet
|
|
208
|
+
part_four_ats_dict = {}
|
|
@@ -0,0 +1,346 @@
|
|
|
1
|
+
# CFPORTAL Metadata mapping
|
|
2
|
+
metadata_cfportal_dict = {
|
|
3
|
+
'filerInfo_filer_fileNumber': 'fileNumber',
|
|
4
|
+
'filerInfo_filer_filerCredentials_filerCcc': 'filerCcc',
|
|
5
|
+
'filerInfo_filer_filerCredentials_filerCik': 'filerCik',
|
|
6
|
+
'filerInfo_flags_overrideInternetFlag': 'overrideInternetFlag',
|
|
7
|
+
'filerInfo_flags_returnCopyFlag': 'returnCopyFlag',
|
|
8
|
+
'submissionType': 'submissionType'
|
|
9
|
+
}
|
|
10
|
+
|
|
11
|
+
# CFPORTAL Identifying Information mapping
|
|
12
|
+
identifying_information_cfportal_dict = {
|
|
13
|
+
'amendmentExplanation': 'amendmentExplanation',
|
|
14
|
+
'anyForeignRegistrations': 'anyForeignRegistrations',
|
|
15
|
+
'anyPreviousRegistrations': 'anyPreviousRegistrations',
|
|
16
|
+
'contactEmployeeName_firstName': 'contactFirstName',
|
|
17
|
+
'contactEmployeeName_lastName': 'contactLastName',
|
|
18
|
+
'contactEmployeeName_middleName': 'contactMiddleName',
|
|
19
|
+
'contactEmployeeName_prefix': 'contactPrefix',
|
|
20
|
+
'contactEmployeeName_suffix': 'contactSuffix',
|
|
21
|
+
'contactEmployeeTitle': 'contactTitle',
|
|
22
|
+
'fiscalYearEnd': 'fiscalYearEnd',
|
|
23
|
+
'irsEmployerIdNumber': 'irsEmployerIdNumber',
|
|
24
|
+
'legalNameChange': 'legalNameChange',
|
|
25
|
+
'mailingAddressDifferent': 'mailingAddressDifferent',
|
|
26
|
+
'nameOfPortal': 'nameOfPortal',
|
|
27
|
+
'otherNamesAndWebsiteUrls': 'otherNamesAndWebsiteUrls',
|
|
28
|
+
'otherNamesAndWebsiteUrls_otherNamesUsedPortal': 'otherNamesUsedPortal',
|
|
29
|
+
'otherNamesAndWebsiteUrls_webSiteOfPortal': 'websiteOfPortal',
|
|
30
|
+
'otherOfficeLocationAddress_city': 'otherOfficeCity',
|
|
31
|
+
'otherOfficeLocationAddress_stateOrCountry': 'otherOfficeStateOrCountry',
|
|
32
|
+
'otherOfficeLocationAddress_street1': 'otherOfficeStreet1',
|
|
33
|
+
'otherOfficeLocationAddress_street2': 'otherOfficeStreet2',
|
|
34
|
+
'otherOfficeLocationAddress_zipCode': 'otherOfficeZipCode',
|
|
35
|
+
'portalAddress_city': 'portalCity',
|
|
36
|
+
'portalAddress_stateOrCountry': 'portalStateOrCountry',
|
|
37
|
+
'portalAddress_street1': 'portalStreet1',
|
|
38
|
+
'portalAddress_street2': 'portalStreet2',
|
|
39
|
+
'portalAddress_zipCode': 'portalZipCode',
|
|
40
|
+
'portalContact_portalContactEmail': 'portalContactEmail',
|
|
41
|
+
'portalContact_portalContactFax': 'portalContactFax',
|
|
42
|
+
'portalContact_portalContactPhone': 'portalContactPhone',
|
|
43
|
+
'portalMailingAddress_city': 'portalMailingCity',
|
|
44
|
+
'portalMailingAddress_stateOrCountry': 'portalMailingStateOrCountry',
|
|
45
|
+
'portalMailingAddress_street1': 'portalMailingStreet1',
|
|
46
|
+
'portalMailingAddress_street2': 'portalMailingStreet2',
|
|
47
|
+
'portalMailingAddress_zipCode': 'portalMailingZipCode',
|
|
48
|
+
'prevNamesAndWebsiteUrls': 'prevNamesAndWebsiteUrls',
|
|
49
|
+
'prevNamesAndWebsiteUrls_prevNamesOfPortal': 'prevNamesOfPortal',
|
|
50
|
+
'prevNamesAndWebsiteUrls_prevWebSiteUrls': 'prevWebsiteUrls',
|
|
51
|
+
'secFileNumbers': 'secFileNumbers'
|
|
52
|
+
}
|
|
53
|
+
|
|
54
|
+
# CFPORTAL Form of Organization mapping
|
|
55
|
+
form_of_organization_cfportal_dict = {
|
|
56
|
+
'dateIncorporation': 'dateIncorporation',
|
|
57
|
+
'jurisdictionOrganization': 'jurisdictionOrganization',
|
|
58
|
+
'legalStatusForm': 'legalStatusForm',
|
|
59
|
+
'legalStatusOtherDesc': 'legalStatusOtherDescription'
|
|
60
|
+
}
|
|
61
|
+
|
|
62
|
+
# CFPORTAL Successions mapping
|
|
63
|
+
successions_cfportal_dict = {
|
|
64
|
+
'acquiredHistoryDetails_acquiredDesc': 'acquiredDescription',
|
|
65
|
+
'acquiredHistoryDetails_acquiredFundingPortal': 'acquiredFundingPortal',
|
|
66
|
+
'acquiredHistoryDetails_acquiredPortalFileNumber': 'acquiredPortalFileNumber',
|
|
67
|
+
'isSucceedingBusiness': 'isSucceedingBusiness'
|
|
68
|
+
}
|
|
69
|
+
|
|
70
|
+
# CFPORTAL Control Relationships mapping
|
|
71
|
+
control_relationships_cfportal_dict = {
|
|
72
|
+
'fullLegalNames': 'fullLegalNames',
|
|
73
|
+
'fullLegalNames_fullLegalName': 'fullLegalName'
|
|
74
|
+
}
|
|
75
|
+
|
|
76
|
+
# CFPORTAL Disclosure Answers mapping
|
|
77
|
+
disclosure_answers_cfportal_dict = {
|
|
78
|
+
'civilJudicialActionDisclosure_isDismissed': 'civilJudicialIsDismissed',
|
|
79
|
+
'civilJudicialActionDisclosure_isEnjoined': 'civilJudicialIsEnjoined',
|
|
80
|
+
'civilJudicialActionDisclosure_isFoundInViolationOfRegulation': 'civilJudicialIsFoundInViolationOfRegulation',
|
|
81
|
+
'civilJudicialActionDisclosure_isNamedInCivilProceeding': 'civilJudicialIsNamedInCivilProceeding',
|
|
82
|
+
'criminalDisclosure_isChargedMisdemeanor': 'criminalIsChargedMisdemeanor',
|
|
83
|
+
'criminalDisclosure_isChargedWithFelony': 'criminalIsChargedWithFelony',
|
|
84
|
+
'criminalDisclosure_isConvictedMisdemeanor': 'criminalIsConvictedMisdemeanor',
|
|
85
|
+
'criminalDisclosure_isConvictedOfFelony': 'criminalIsConvictedOfFelony',
|
|
86
|
+
'financialDisclosure_doesAppHaveLiens': 'financialDoesApplicantHaveLiens',
|
|
87
|
+
'financialDisclosure_hasBondDenied': 'financialHasBondDenied',
|
|
88
|
+
'financialDisclosure_hasSubjectOfBankruptcy': 'financialHasSubjectOfBankruptcy',
|
|
89
|
+
'financialDisclosure_hasTrusteeAppointed': 'financialHasTrusteeAppointed',
|
|
90
|
+
'regulatoryActionDisclosure_isAuthorizedToActAttorney': 'regulatoryIsAuthorizedToActAttorney',
|
|
91
|
+
'regulatoryActionDisclosure_isCauseOfDenial': 'regulatoryIsCauseOfDenial',
|
|
92
|
+
'regulatoryActionDisclosure_isDeniedLicense': 'regulatoryIsDeniedLicense',
|
|
93
|
+
'regulatoryActionDisclosure_isDisciplined': 'regulatoryIsDisciplined',
|
|
94
|
+
'regulatoryActionDisclosure_isFoundInCauseOfDenial': 'regulatoryIsFoundInCauseOfDenial',
|
|
95
|
+
'regulatoryActionDisclosure_isFoundInCauseOfSuspension': 'regulatoryIsFoundInCauseOfSuspension',
|
|
96
|
+
'regulatoryActionDisclosure_isFoundInViolationOfRegulation': 'regulatoryIsFoundInViolationOfRegulation',
|
|
97
|
+
'regulatoryActionDisclosure_isFoundInViolationOfRules': 'regulatoryIsFoundInViolationOfRules',
|
|
98
|
+
'regulatoryActionDisclosure_isFoundMadeFalseStatement': 'regulatoryIsFoundMadeFalseStatement',
|
|
99
|
+
'regulatoryActionDisclosure_isImposedPenalty': 'regulatoryIsImposedPenalty',
|
|
100
|
+
'regulatoryActionDisclosure_isMadeFalseStatement': 'regulatoryIsMadeFalseStatement',
|
|
101
|
+
'regulatoryActionDisclosure_isOrderAgainst': 'regulatoryIsOrderAgainst',
|
|
102
|
+
'regulatoryActionDisclosure_isOrderAgainstActivity': 'regulatoryIsOrderAgainstActivity',
|
|
103
|
+
'regulatoryActionDisclosure_isRegulatoryComplaint': 'regulatoryIsRegulatoryComplaint',
|
|
104
|
+
'regulatoryActionDisclosure_isUnEthical': 'regulatoryIsUnethical',
|
|
105
|
+
'regulatoryActionDisclosure_isViolatedRegulation': 'regulatoryIsViolatedRegulation'
|
|
106
|
+
}
|
|
107
|
+
|
|
108
|
+
# CFPORTAL Non-Securities Related Business mapping
|
|
109
|
+
non_securities_related_business_cfportal_dict = {
|
|
110
|
+
'isEngagedInNonSecurities': 'isEngagedInNonSecurities',
|
|
111
|
+
'nonSecuritiesBusinessDesc': 'nonSecuritiesBusinessDescription'
|
|
112
|
+
}
|
|
113
|
+
|
|
114
|
+
# CFPORTAL Escrow Arrangements mapping
|
|
115
|
+
escrow_arrangements_cfportal_dict = {
|
|
116
|
+
'compensationDesc': 'compensationDescription',
|
|
117
|
+
'investorFundsContacts': 'investorFundsContacts',
|
|
118
|
+
'investorFundsContacts_investorFundsAddress_city': 'investorFundsCity',
|
|
119
|
+
'investorFundsContacts_investorFundsAddress_stateOrCountry': 'investorFundsStateOrCountry',
|
|
120
|
+
'investorFundsContacts_investorFundsAddress_street1': 'investorFundsStreet1',
|
|
121
|
+
'investorFundsContacts_investorFundsAddress_street2': 'investorFundsStreet2',
|
|
122
|
+
'investorFundsContacts_investorFundsAddress_zipCode': 'investorFundsZipCode',
|
|
123
|
+
'investorFundsContacts_investorFundsContactName': 'investorFundsContactName',
|
|
124
|
+
'investorFundsContacts_investorFundsContactPhone': 'investorFundsContactPhone'
|
|
125
|
+
}
|
|
126
|
+
|
|
127
|
+
# CFPORTAL Execution mapping
|
|
128
|
+
execution_cfportal_dict = {
|
|
129
|
+
'executionDate': 'executionDate',
|
|
130
|
+
'fullLegalNameFundingPortal': 'fullLegalNameFundingPortal',
|
|
131
|
+
'personSignature': 'personSignature',
|
|
132
|
+
'personTitle': 'personTitle'
|
|
133
|
+
}
|
|
134
|
+
|
|
135
|
+
# CFPORTAL Schedule A mapping
|
|
136
|
+
schedule_a_cfportal_dict = {
|
|
137
|
+
'entityOrNaturalPerson': 'entityOrNaturalPerson',
|
|
138
|
+
'entityOrNaturalPerson_controlPerson': 'controlPerson',
|
|
139
|
+
'entityOrNaturalPerson_crdNumber': 'crdNumber',
|
|
140
|
+
'entityOrNaturalPerson_dateOfTitleStatusAcquired': 'dateOfTitleStatusAcquired',
|
|
141
|
+
'entityOrNaturalPerson_entityType': 'entityType',
|
|
142
|
+
'entityOrNaturalPerson_fullLegalName': 'fullLegalName',
|
|
143
|
+
'entityOrNaturalPerson_ownershipCode': 'ownershipCode',
|
|
144
|
+
'entityOrNaturalPerson_titleStatus': 'titleStatus'
|
|
145
|
+
}
|
|
146
|
+
|
|
147
|
+
# CFPORTAL Schedule B mapping
|
|
148
|
+
schedule_b_cfportal_dict = {
|
|
149
|
+
'amendEntityOrNaturalPerson': 'amendEntityOrNaturalPerson',
|
|
150
|
+
'amendEntityOrNaturalPerson_controlPerson': 'amendControlPerson',
|
|
151
|
+
'amendEntityOrNaturalPerson_crdNumber': 'amendCrdNumber',
|
|
152
|
+
'amendEntityOrNaturalPerson_dateOfTitleStatusAcquired': 'amendDateOfTitleStatusAcquired',
|
|
153
|
+
'amendEntityOrNaturalPerson_entityType': 'amendEntityType',
|
|
154
|
+
'amendEntityOrNaturalPerson_fullLegalName': 'amendFullLegalName',
|
|
155
|
+
'amendEntityOrNaturalPerson_ownershipCode': 'amendOwnershipCode',
|
|
156
|
+
'amendEntityOrNaturalPerson_titleStatus': 'amendTitleStatus',
|
|
157
|
+
'amendEntityOrNaturalPerson_typeOfAmendment': 'typeOfAmendment'
|
|
158
|
+
}
|
|
159
|
+
|
|
160
|
+
# CFPORTAL Schedule C mapping
|
|
161
|
+
schedule_c_cfportal_dict = {
|
|
162
|
+
'agentAddress_city': 'agentCity',
|
|
163
|
+
'agentAddress_stateOrCountry': 'agentStateOrCountry',
|
|
164
|
+
'agentAddress_street1': 'agentStreet1',
|
|
165
|
+
'agentAddress_street2': 'agentStreet2',
|
|
166
|
+
'agentAddress_zipCode': 'agentZipCode',
|
|
167
|
+
'agentName': 'agentName',
|
|
168
|
+
'personSignature': 'personSignature',
|
|
169
|
+
'personTitle': 'personTitle',
|
|
170
|
+
'printedName': 'printedName',
|
|
171
|
+
'signatureDate': 'signatureDate'
|
|
172
|
+
}
|
|
173
|
+
|
|
174
|
+
# CFPORTAL Schedule D mapping
|
|
175
|
+
schedule_d_cfportal_dict = {
|
|
176
|
+
'bookKeepingDetails': 'bookKeepingDetails',
|
|
177
|
+
'bookKeepingDetails_bookKeepingEntityAddress_city': 'bookKeepingEntityCity',
|
|
178
|
+
'bookKeepingDetails_bookKeepingEntityAddress_stateOrCountry': 'bookKeepingEntityStateOrCountry',
|
|
179
|
+
'bookKeepingDetails_bookKeepingEntityAddress_street1': 'bookKeepingEntityStreet1',
|
|
180
|
+
'bookKeepingDetails_bookKeepingEntityAddress_street2': 'bookKeepingEntityStreet2',
|
|
181
|
+
'bookKeepingDetails_bookKeepingEntityAddress_zipCode': 'bookKeepingEntityZipCode',
|
|
182
|
+
'bookKeepingDetails_bookKeepingEntityFax': 'bookKeepingEntityFax',
|
|
183
|
+
'bookKeepingDetails_bookKeepingEntityName': 'bookKeepingEntityName',
|
|
184
|
+
'bookKeepingDetails_bookKeepingEntityPhone': 'bookKeepingEntityPhone',
|
|
185
|
+
'bookKeepingDetails_bookKeepingEntityType': 'bookKeepingEntityType',
|
|
186
|
+
'bookKeepingDetails_bookKeepingLocationDesc': 'bookKeepingLocationDescription',
|
|
187
|
+
'bookKeepingDetails_isAddressPrivateResidence': 'isAddressPrivateResidence',
|
|
188
|
+
'dateBusinessCeasedWithdrawn': 'dateBusinessCeasedWithdrawn',
|
|
189
|
+
'investorInitiatedComplaint': 'investorInitiatedComplaint',
|
|
190
|
+
'isInvestigated': 'isInvestigated',
|
|
191
|
+
'privateCivilLitigation': 'privateCivilLitigation'
|
|
192
|
+
}
|
|
193
|
+
|
|
194
|
+
# CFPORTAL Criminal DRP Info mapping
|
|
195
|
+
criminal_drip_info_cfportal_dict = {
|
|
196
|
+
'criminalDrp_applicant_criminalDrpDetails_anyChargeFelony': 'applicantAnyChargeFelony',
|
|
197
|
+
'criminalDrp_applicant_criminalDrpDetails_courtAddress_city': 'applicantCourtCity',
|
|
198
|
+
'criminalDrp_applicant_criminalDrpDetails_courtAddress_stateOrCountry': 'applicantCourtStateOrCountry',
|
|
199
|
+
'criminalDrp_applicant_criminalDrpDetails_courtAddress_street1': 'applicantCourtStreet1',
|
|
200
|
+
'criminalDrp_applicant_criminalDrpDetails_courtAddress_zipCode': 'applicantCourtZipCode',
|
|
201
|
+
'criminalDrp_applicant_criminalDrpDetails_courtType': 'applicantCourtType',
|
|
202
|
+
'criminalDrp_applicant_criminalDrpDetails_criminalCharge': 'applicantCriminalCharge',
|
|
203
|
+
'criminalDrp_applicant_criminalDrpDetails_dateFirstCharged_date': 'applicantDateFirstCharged',
|
|
204
|
+
'criminalDrp_applicant_criminalDrpDetails_dateFirstCharged_exactOrExplanation': 'applicantDateFirstChargedExactOrExplanation',
|
|
205
|
+
'criminalDrp_applicant_criminalDrpDetails_docketOrCaseNumber': 'applicantDocketOrCaseNumber',
|
|
206
|
+
'criminalDrp_applicant_criminalDrpDetails_eventCurrentStatus': 'applicantEventCurrentStatus',
|
|
207
|
+
'criminalDrp_applicant_criminalDrpDetails_eventStatusDate_date': 'applicantEventStatusDate',
|
|
208
|
+
'criminalDrp_applicant_criminalDrpDetails_eventStatusDate_exactOrExplanation': 'applicantEventStatusDateExactOrExplanation',
|
|
209
|
+
'criminalDrp_applicant_criminalDrpDetails_nameOfCourt': 'applicantNameOfCourt',
|
|
210
|
+
'criminalDrp_applicant_dispositionDisclosure_datePaid': 'applicantDatePaid',
|
|
211
|
+
'criminalDrp_applicant_dispositionDisclosure_dispositionDate': 'applicantDispositionDate',
|
|
212
|
+
'criminalDrp_applicant_dispositionDisclosure_dispositionTypes': 'applicantDispositionTypes',
|
|
213
|
+
'criminalDrp_applicant_dispositionDisclosure_duration_months': 'applicantDurationMonths',
|
|
214
|
+
'criminalDrp_applicant_dispositionDisclosure_penaltyFineAmount': 'applicantPenaltyFineAmount',
|
|
215
|
+
'criminalDrp_applicant_dispositionDisclosure_sentencePenalty': 'applicantSentencePenalty',
|
|
216
|
+
'criminalDrp_applicant_summaryOfCircumstances': 'applicantSummaryOfCircumstances',
|
|
217
|
+
'criminalDrp_associatedPerson_associatedPersonDetails_fullName': 'associatedPersonFullName',
|
|
218
|
+
'criminalDrp_associatedPerson_associatedPersonDetails_personRegistered': 'associatedPersonRegistered',
|
|
219
|
+
'criminalDrp_associatedPerson_associatedPersonDetails_personType': 'associatedPersonType',
|
|
220
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_anyChargeFelony': 'associatedPersonAnyChargeFelony',
|
|
221
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_courtAddress_city': 'associatedPersonCourtCity',
|
|
222
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_courtAddress_stateOrCountry': 'associatedPersonCourtStateOrCountry',
|
|
223
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_courtAddress_street1': 'associatedPersonCourtStreet1',
|
|
224
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_courtAddress_zipCode': 'associatedPersonCourtZipCode',
|
|
225
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_courtType': 'associatedPersonCourtType',
|
|
226
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_criminalCharge': 'associatedPersonCriminalCharge',
|
|
227
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_dateFirstCharged_date': 'associatedPersonDateFirstCharged',
|
|
228
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_dateFirstCharged_exactOrExplanation': 'associatedPersonDateFirstChargedExactOrExplanation',
|
|
229
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_docketOrCaseNumber': 'associatedPersonDocketOrCaseNumber',
|
|
230
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_eventCurrentStatus': 'associatedPersonEventCurrentStatus',
|
|
231
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_eventStatusDate_date': 'associatedPersonEventStatusDate',
|
|
232
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_eventStatusDate_exactOrExplanation': 'associatedPersonEventStatusDateExactOrExplanation',
|
|
233
|
+
'criminalDrp_associatedPerson_criminalDrpDetails_nameOfCourt': 'associatedPersonNameOfCourt',
|
|
234
|
+
'criminalDrp_associatedPerson_dispositionDisclosure_datePaid': 'associatedPersonDatePaid',
|
|
235
|
+
'criminalDrp_associatedPerson_dispositionDisclosure_dispositionDate': 'associatedPersonDispositionDate',
|
|
236
|
+
'criminalDrp_associatedPerson_dispositionDisclosure_dispositionTypeOtherDesc': 'associatedPersonDispositionTypeOtherDescription',
|
|
237
|
+
'criminalDrp_associatedPerson_dispositionDisclosure_dispositionTypes': 'associatedPersonDispositionTypes',
|
|
238
|
+
'criminalDrp_associatedPerson_dispositionDisclosure_duration_months': 'associatedPersonDurationMonths',
|
|
239
|
+
'criminalDrp_associatedPerson_dispositionDisclosure_penaltyFineAmount': 'associatedPersonPenaltyFineAmount',
|
|
240
|
+
'criminalDrp_associatedPerson_dispositionDisclosure_sentencePenalty': 'associatedPersonSentencePenalty',
|
|
241
|
+
'criminalDrp_associatedPerson_dispositionDisclosure_startDatePenalty': 'associatedPersonStartDatePenalty',
|
|
242
|
+
'criminalDrp_associatedPerson_summaryOfCircumstances': 'associatedPersonSummaryOfCircumstances',
|
|
243
|
+
'criminalDrp_drpFiledFor': 'drpFiledFor',
|
|
244
|
+
'criminalDrp_initialOrAmended': 'initialOrAmended',
|
|
245
|
+
'criminalDrp_respondingTo_responseQuestion': 'responseQuestion'
|
|
246
|
+
}
|
|
247
|
+
|
|
248
|
+
# CFPORTAL Regulatory DRP Info mapping
|
|
249
|
+
regulatory_drip_info_cfportal_dict = {
|
|
250
|
+
'regulatoryDrp_applicant_drpRemovalReason': 'applicantDrpRemovalReason',
|
|
251
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_currentStatus': 'applicantCurrentStatus',
|
|
252
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_dateInitiated_date': 'applicantDateInitiated',
|
|
253
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_dateInitiated_exactOrExplanation': 'applicantDateInitiatedExactOrExplanation',
|
|
254
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_dateInitiated_explanationInfo': 'applicantDateInitiatedExplanationInfo',
|
|
255
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_descAllegations': 'applicantDescriptionAllegations',
|
|
256
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_docketOrCaseNumber': 'applicantDocketOrCaseNumber',
|
|
257
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_matterResolvedType': 'applicantMatterResolvedType',
|
|
258
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_otherProductDesc': 'applicantOtherProductDescription',
|
|
259
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_principalProductType': 'applicantPrincipalProductType',
|
|
260
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_principalProductTypeOtherDesc': 'applicantPrincipalProductTypeOtherDescription',
|
|
261
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_principalSanction': 'applicantPrincipalSanction',
|
|
262
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_regulatorName': 'applicantRegulatorName',
|
|
263
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_regulatoryActionInitiatedBy': 'applicantRegulatoryActionInitiatedBy',
|
|
264
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_resolutionDateExactExplain_date': 'applicantResolutionDate',
|
|
265
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_resolutionDateExactExplain_exactOrExplanation': 'applicantResolutionDateExactOrExplanation',
|
|
266
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_sanctionsOrderedDetails_amountPaid': 'applicantAmountPaid',
|
|
267
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_sanctionsOrderedDetails_otherSanctions': 'applicantOtherSanctions',
|
|
268
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_sanctionsOrderedDetails_sanctionsOrdered_sanctionOrdered': 'applicantSanctionOrdered',
|
|
269
|
+
'regulatoryDrp_applicant_regulatoryDrpDetails_summaryOfDetails': 'applicantSummaryOfDetails',
|
|
270
|
+
'regulatoryDrp_drpFiledFor': 'drpFiledFor',
|
|
271
|
+
'regulatoryDrp_initialOrAmended': 'initialOrAmended',
|
|
272
|
+
'regulatoryDrp_respondingTo_responseQuestion': 'responseQuestion'
|
|
273
|
+
}
|
|
274
|
+
|
|
275
|
+
# CFPORTAL Civil Judicial DRP Info mapping
|
|
276
|
+
civil_judicial_drip_info_cfportal_dict = {
|
|
277
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_cityOrCounty': 'applicantCityOrCounty',
|
|
278
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_civilActionCourtName': 'applicantCivilActionCourtName',
|
|
279
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_civilActionCourtType': 'applicantCivilActionCourtType',
|
|
280
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_courtActionInitiatorName': 'applicantCourtActionInitiatorName',
|
|
281
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_describeCivilActionAllegations': 'applicantDescribeCivilActionAllegations',
|
|
282
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_docketOrCaseNumber': 'applicantDocketOrCaseNumber',
|
|
283
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_eventCurrentStatus': 'applicantEventCurrentStatus',
|
|
284
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_filingDateOfCourtActionExactOrExplain_date': 'applicantFilingDateOfCourtAction',
|
|
285
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_filingDateOfCourtActionExactOrExplain_exactOrExplanation': 'applicantFilingDateOfCourtActionExactOrExplanation',
|
|
286
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_grantOrFineAmount': 'applicantGrantOrFineAmount',
|
|
287
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_matterResolveType': 'applicantMatterResolveType',
|
|
288
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_otherPrincipalProductType': 'applicantOtherPrincipalProductType',
|
|
289
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_otherReliefSought': 'applicantOtherReliefSought',
|
|
290
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_principalProductType': 'applicantPrincipalProductType',
|
|
291
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_principalReliefSought': 'applicantPrincipalReliefSought',
|
|
292
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_processingDateCourtActionExactOrExplain_date': 'applicantProcessingDateCourtAction',
|
|
293
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_processingDateCourtActionExactOrExplain_exactOrExplanation': 'applicantProcessingDateCourtActionExactOrExplanation',
|
|
294
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_resolutionDateExactOrExplain_date': 'applicantResolutionDate',
|
|
295
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_resolutionDateExactOrExplain_exactOrExplanation': 'applicantResolutionDateExactOrExplanation',
|
|
296
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_sanctionDetail': 'applicantSanctionDetail',
|
|
297
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_sanctionReliefType_sanctionOrdered': 'applicantSanctionOrdered',
|
|
298
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_stateOrCountry': 'applicantStateOrCountry',
|
|
299
|
+
'civilJudicialDrp_applicant_civilJudicialDrpDetails_summaryOfCircumstances': 'applicantSummaryOfCircumstances',
|
|
300
|
+
'civilJudicialDrp_applicant_drpRemovalReason': 'applicantDrpRemovalReason',
|
|
301
|
+
'civilJudicialDrp_associatedPerson_associatedPersonDetails_crdNumber': 'associatedPersonCrdNumber',
|
|
302
|
+
'civilJudicialDrp_associatedPerson_associatedPersonDetails_fullName': 'associatedPersonFullName',
|
|
303
|
+
'civilJudicialDrp_associatedPerson_associatedPersonDetails_personRegistered': 'associatedPersonRegistered',
|
|
304
|
+
'civilJudicialDrp_associatedPerson_associatedPersonDetails_personType': 'associatedPersonType',
|
|
305
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_cityOrCounty': 'associatedPersonCityOrCounty',
|
|
306
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_civilActionCourtName': 'associatedPersonCivilActionCourtName',
|
|
307
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_civilActionCourtType': 'associatedPersonCivilActionCourtType',
|
|
308
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_courtActionInitiatorName': 'associatedPersonCourtActionInitiatorName',
|
|
309
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_describeCivilActionAllegations': 'associatedPersonDescribeCivilActionAllegations',
|
|
310
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_docketOrCaseNumber': 'associatedPersonDocketOrCaseNumber',
|
|
311
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_eventCurrentStatus': 'associatedPersonEventCurrentStatus',
|
|
312
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_filingDateOfCourtActionExactOrExplain_date': 'associatedPersonFilingDateOfCourtAction',
|
|
313
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_filingDateOfCourtActionExactOrExplain_exactOrExplanation': 'associatedPersonFilingDateOfCourtActionExactOrExplanation',
|
|
314
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_grantOrFineAmount': 'associatedPersonGrantOrFineAmount',
|
|
315
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_matterResolveType': 'associatedPersonMatterResolveType',
|
|
316
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_otherPrincipalProductType': 'associatedPersonOtherPrincipalProductType',
|
|
317
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_otherReliefSought': 'associatedPersonOtherReliefSought',
|
|
318
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_principalProductType': 'associatedPersonPrincipalProductType',
|
|
319
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_principalReliefSought': 'associatedPersonPrincipalReliefSought',
|
|
320
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_processingDateCourtActionExactOrExplain_date': 'associatedPersonProcessingDateCourtAction',
|
|
321
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_processingDateCourtActionExactOrExplain_exactOrExplanation': 'associatedPersonProcessingDateCourtActionExactOrExplanation',
|
|
322
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_resolutionDateExactOrExplain_date': 'associatedPersonResolutionDate',
|
|
323
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_resolutionDateExactOrExplain_exactOrExplanation': 'associatedPersonResolutionDateExactOrExplanation',
|
|
324
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_sanctionDetail': 'associatedPersonSanctionDetail',
|
|
325
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_sanctionReliefType_sanctionOrdered': 'associatedPersonSanctionOrdered',
|
|
326
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_stateOrCountry': 'associatedPersonStateOrCountry',
|
|
327
|
+
'civilJudicialDrp_associatedPerson_civilJudicialDrpDetails_summaryOfCircumstances': 'associatedPersonSummaryOfCircumstances',
|
|
328
|
+
'civilJudicialDrp_drpFiledFor': 'drpFiledFor',
|
|
329
|
+
'civilJudicialDrp_initialOrAmended': 'initialOrAmended',
|
|
330
|
+
'civilJudicialDrp_respondingTo_responseQuestion': 'responseQuestion'
|
|
331
|
+
}
|
|
332
|
+
|
|
333
|
+
# CFPORTAL Bankruptcy SIPC DRP Info mapping
|
|
334
|
+
bankruptcy_sipc_drip_info_cfportal_dict = {
|
|
335
|
+
'bankruptcyDrp_affiliatePerson_affBankruptcySipcDrpDetails_apCrdNumber': 'affiliatePersonCrdNumber',
|
|
336
|
+
'bankruptcyDrp_affiliatePerson_affBankruptcySipcDrpDetails_controlAffiliateType': 'affiliatePersonControlAffiliateType',
|
|
337
|
+
'bankruptcyDrp_affiliatePerson_affBankruptcySipcDrpDetails_isConAffRegisteredCrd': 'isAffiliatePersonRegisteredCrd',
|
|
338
|
+
'bankruptcyDrp_affiliatePerson_affBankruptcySipcDrpDetails_isRegistered': 'isAffiliatePersonRegistered',
|
|
339
|
+
'bankruptcyDrp_drpFiledFor': 'drpFiledFor',
|
|
340
|
+
'bankruptcyDrp_initialOrAmended': 'initialOrAmended',
|
|
341
|
+
'bankruptcyDrp_respondingTo_responseQuestion': 'responseQuestion'
|
|
342
|
+
}
|
|
343
|
+
|
|
344
|
+
# No submission with this key has been filed yet
|
|
345
|
+
bond_drip_info_cfportal_dict = {}
|
|
346
|
+
judgement_drip_info_cfportal_dict = {}
|
|
@@ -0,0 +1 @@
|
|
|
1
|
+
ex99a_sdr_dict = {}
|
|
File without changes
|
|
File without changes
|
|
File without changes
|