@pipeworx/mcp-esma-firds 0.1.0

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package/LICENSE ADDED
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+ MIT License
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+
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+ Copyright (c) 2026 Mojibake Inc.
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+
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+ Permission is hereby granted, free of charge, to any person obtaining a copy
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+ of this software and associated documentation files (the "Software"), to deal
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+ in the Software without restriction, including without limitation the rights
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+ to use, copy, modify, merge, publish, distribute, sublicense, and/or sell
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+ copies of the Software, and to permit persons to whom the Software is
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+ furnished to do so, subject to the following conditions:
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+
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+ The above copyright notice and this permission notice shall be included in all
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+ copies or substantial portions of the Software.
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+
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+ THE SOFTWARE IS PROVIDED "AS IS", WITHOUT WARRANTY OF ANY KIND, EXPRESS OR
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+ IMPLIED, INCLUDING BUT NOT LIMITED TO THE WARRANTIES OF MERCHANTABILITY,
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+ FITNESS FOR A PARTICULAR PURPOSE AND NONINFRINGEMENT. IN NO EVENT SHALL THE
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+ AUTHORS OR COPYRIGHT HOLDERS BE LIABLE FOR ANY CLAIM, DAMAGES OR OTHER
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+ LIABILITY, WHETHER IN AN ACTION OF CONTRACT, TORT OR OTHERWISE, ARISING FROM,
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+ OUT OF OR IN CONNECTION WITH THE SOFTWARE OR THE USE OR OTHER DEALINGS IN THE
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+ SOFTWARE.
package/README.md ADDED
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+ # @pipeworx/esma-firds
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+
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+ ESMA's EU-wide financial instrument reference register (FIRDS) and its MiFID II investment-firm authorisation register (the Union Register) — resolve an ISIN to its issuer LEI, CFI code and every EU trading venue it lists on; search instruments by issuer; and check whether a firm is authorised to provide investment services in the EU. Keyless, live per-query against ESMA's own public Solr endpoint.
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+
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+ Part of [Pipeworx](https://pipeworx.io) — an MCP gateway connecting AI agents to 1667+ live data sources.
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+
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+ ## Tools
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+
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+ - `firds_lookup(isin)` — resolve one ISIN to full name, short name, CFI code, issuer LEI, notional currency, bond fields (maturity, nominal value, fixed rate) or derivative fields (underlying ISIN, expiry, option type) when applicable, and every EU trading venue (MIC) it trades on with each venue's status and first/termination trading date.
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+ - `firds_search_by_issuer(issuer_lei?, issuer_name?, limit?)` — every instrument FIRDS holds for one issuer, by LEI (exact) or name (all words must appear, order-independent).
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+ - `esma_check_firm_authorisation(name?, lei?, limit?)` — look up a firm in ESMA's Union Register of investment firms: authorisation status, competent authority, home member state, entity type.
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+
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+ ## Auth
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+
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+ Keyless.
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+
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+ ## Data sources
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+
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+ - `GET https://registers.esma.europa.eu/solr/esma_registers_firds/select` — the FIRDS Solr core: one document per (ISIN, trading venue) pair. Backs `firds_lookup` and `firds_search_by_issuer`.
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+ - `GET https://registers.esma.europa.eu/solr/esma_registers_upreg/select` — the Union Register (MiFID II firm authorisation) Solr core, `entity_type:ae` documents. Backs `esma_check_firm_authorisation`.
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+
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+ Both cores are the same public, keyless Solr instance ESMA runs itself behind the FIRDS/register UI at registers.esma.europa.eu — confirmed live 2026-09-23. This pack calls it per request; it does not ingest ESMA's bulk FIRDS full/delta XML files (see Quirks).
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+
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+ ## Quirks
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+
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+ - **Proxy, not mirror, on purpose.** ESMA also publishes FIRDS as downloadable full/delta XML files, and a naive build of this pack would ingest and index those locally. That would be redistribution and would need a reuse grant under Bruce's fleet #1389 ruling. The Solr endpoint above serves the identical reference data per query, keyless, so this pack calls it live instead — no bulk file was ever downloaded or stored.
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+ - **One ISIN is many rows.** FIRDS files a separate record per trading venue, so a single well-listed share (e.g. SAP SE, `DE0007164600`) returns ~90 rows. `firds_lookup` always adds `AND latest_received_flag:1` to the query to get the *current* state per venue rather than FIRDS' full change-log history — omitting that flag silently mixes stale/superseded rows in with current ones. It then picks the record where `mic == rca_mic` (the venue ESMA itself treats as the reference market) for the descriptive fields (name, CFI code, currency, LEI), falling back to the first non-terminated (`status` not `TERM`/`CANC`) row, and folds every row into the `venues` list.
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+ - **Name fields are un-tokenized strings, not full-text.** `gnr_full_name` (FIRDS) and `ae_entityName` (Union Register) each hold the whole name as one string value — a wildcard only matches from the start of that value, so `Deutsche* AND Bank*` matches nothing (no value starts with two different prefixes). `firds_search_by_issuer`'s `issuer_name` and `esma_check_firm_authorisation`'s `name` instead split the input on whitespace and AND together a `*word*` substring clause per word, which correctly requires every word to appear somewhere in the value regardless of order. Matching is case-insensitive (verified: `sap*` and `SAP*` return the same set).
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+ - **`mrkt_trdng_trmination_date`** — FIRDS' own field name is missing the "e" (not a typo introduced here); kept as-is since it's the literal Solr field name.
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+ - The Union Register core name is `esma_registers_upreg` (Union Register), not an obvious "mifid" or "entities" name — found by brute-forcing likely core names against `/solr/<core>/select`, since ESMA documents no core-name list. A sibling core, `esma_registers_fitrs_equities` (MiFIR transparency/liquidity data — ADT, LIS thresholds), exists on the same host and is a plausible future addition but is out of scope here.
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+
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+ ## Quick Start
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+
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+ Add to your MCP client (Claude Desktop, Cursor, Windsurf, etc.):
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+
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+ ```json
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+ {
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+ "mcpServers": {
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+ "esma-firds": {
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+ "url": "https://gateway.pipeworx.io/esma-firds/mcp"
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+ }
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+ }
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+ }
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+ ```
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+
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+ ### What this endpoint actually serves
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+
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+ `tools/list` at `https://gateway.pipeworx.io/esma-firds/mcp` returns the tools in the table
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+ above **plus the shared Pipeworx meta-tools** — `ask_pipeworx`,
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+ `discover_tools`, `search_within`, `remember`/`recall` and the rest of the
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+ gateway-wide set. So the tool count you see is larger than this table: a
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+ single-pack endpoint currently lists roughly 30 shared tools alongside the
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+ pack's own. The connection's `initialize` response states its exact scope, and
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+ is the authoritative answer for a given day.
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+
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+ This is deliberate, not multiplexing by accident. The meta-tools are what let a
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+ scoped connection answer a question this pack does not cover — via
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+ `ask_pipeworx`, which routes across the whole catalog — without you adding a
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+ second MCP server. There is currently no way to mount a pack endpoint without
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+ them; if the extra schemas cost you more context than the routing is worth,
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+ connect to the full gateway once rather than to several pack endpoints.
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+
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+ Or connect to the full Pipeworx gateway to get every pack's tools listed
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+ directly, instead of just this one's:
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+
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+ ```json
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+ {
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+ "mcpServers": {
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+ "pipeworx": {
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+ "url": "https://gateway.pipeworx.io/mcp"
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+ }
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+ }
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+ }
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+ ```
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+
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+ Both URLs reach the same gateway and the same 1667+ data sources. The
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+ only difference is which pack's tools are listed **directly**; `ask_pipeworx`
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+ reaches all of them from either one.
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+
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+ ## No MCP client? Call it over HTTP
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+
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+ ```bash
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+ curl -X POST https://gateway.pipeworx.io/v1/tools/firds_lookup \
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+ -H 'Content-Type: application/json' \
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+ -d '{"isin":"DE0007164600"}'
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+ ```
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+
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+ No account needed for the first calls. Inspect any tool: `GET https://gateway.pipeworx.io/v1/tools/firds_lookup`. Find one: `POST https://gateway.pipeworx.io/v1/tools/search_packs` with `{"query":"..."}`.
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+
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+ ## Standalone (no gateway account)
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+
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+ This package also runs as a local stdio MCP server — no Pipeworx account, no
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+ gateway round-trip:
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+
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+ ```json
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+ {
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+ "mcpServers": {
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+ "esma-firds": {
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+ "command": "npx",
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+ "args": ["-y", "@pipeworx/mcp-esma-firds"]
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+ }
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+ }
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+ }
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+ ```
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+
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+ Or run it directly to confirm it starts:
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+
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+ ```bash
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+ npx -y @pipeworx/mcp-esma-firds
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+ ```
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+
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+ It speaks MCP over stdin/stdout and answers `initialize`/`tools/list`/`tools/call`
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+ for **only** this pack's tools — none of the shared meta-tools the gateway
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+ connection above adds. Same source, same tools, no ask_pipeworx routing.
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+
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+ ## Using with ask_pipeworx
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+
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+ Instead of calling tools directly, you can ask questions in plain English —
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+ this works on the pack endpoint above as well as on the full gateway:
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+
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+ ```
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+ ask_pipeworx({ question: "your question about Esma Firds data" })
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+ ```
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+
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+ The gateway picks the right tool and fills the arguments automatically.
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+
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+ ## More
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+
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+ - [Docs and guides](https://pipeworx.io/docs)
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+ - [pipeworx.io](https://pipeworx.io)
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+
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+ ## License
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+
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+ MIT
package/bin/cli.js ADDED
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+ #!/usr/bin/env node
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+ //
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+ // Entry point for `npx @pipeworx/mcp-<slug>`.
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+ //
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+ // Packs ship as raw TypeScript (no build step — see publish-pack.sh for why:
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+ // tsx sidesteps every extensionless-import / bare-JSON-import edge case a
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+ // per-pack tsc build would have to solve one pack at a time). This file
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+ // registers tsx's ESM loader programmatically, then hands off to src/server.ts,
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+ // which wraps the pack's {tools, callTool} export in a stdio MCP server.
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+ //
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+ // Copied verbatim into every published pack repo by scripts/publish-pack.sh —
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+ // edit this file, not a per-pack copy.
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+ import { register } from 'tsx/esm/api';
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+
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+ register();
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+
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+ await import('../src/server.ts');
package/package.json ADDED
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+ {
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+ "name": "@pipeworx/mcp-esma-firds",
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+ "version": "0.1.0",
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+ "description": "ESMA FIRDS + MiFID authorisation register — the EU's Financial Instruments",
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+ "type": "module",
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+ "main": "src/index.ts",
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+ "types": "src/index.ts",
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+ "bin": {
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+ "mcp-esma-firds": "bin/cli.js"
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+ },
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+ "keywords": ["mcp", "mcp-server", "model-context-protocol", "pipeworx", "esma-firds"],
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+ "license": "MIT",
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+ "repository": {
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+ "type": "git",
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+ "url": "git+https://github.com/pipeworx-io/mcp-esma-firds.git"
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+ },
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+ "scripts": {
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+ "typecheck": "tsc --noEmit"
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+ },
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+ "dependencies": {
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+ "@modelcontextprotocol/sdk": "^1.30.0",
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+ "tsx": "^4.19.0"
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+ },
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+ "devDependencies": {
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+ "typescript": "^5.9.3",
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+ "@cloudflare/workers-types": "^4.20260405.1"
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+ }
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+ }
package/server.json ADDED
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+ {
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+ "$schema": "https://static.modelcontextprotocol.io/schemas/2025-12-11/server.schema.json",
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+ "name": "io.github.pipeworx-io/esma-firds",
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+ "title": "Esma Firds",
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+ "description": "ESMA FIRDS + MiFID authorisation register — the EU's Financial Instruments",
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+ "version": "0.1.0",
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+ "websiteUrl": "https://pipeworx.io/packs/esma-firds",
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+ "repository": {
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+ "url": "https://github.com/pipeworx-io/mcp-esma-firds",
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+ "source": "github"
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+ },
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+ "remotes": [
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+ {
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+ "type": "streamable-http",
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+ "url": "https://gateway.pipeworx.io/esma-firds/mcp"
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+ }
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+ ]
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+ }
package/src/index.ts ADDED
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+ interface McpToolDefinition {
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+ name: string;
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+ description: string;
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+ /** Human-facing one-liner (fleet #1967). Optional; consumers fall back to
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+ * description. Kept in step with shared/src/types.ts — scripts/lib/
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+ * check-inlined-types.mjs reports drift at publish time. */
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+ summary?: string;
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+ inputSchema: {
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+ type: 'object';
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+ properties: Record<string, unknown>;
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+ required?: string[];
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+ anyOf?: Array<{ required: string[] }>;
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+ oneOf?: Array<{ required: string[] }>;
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+ allOf?: Array<{ required: string[] }>;
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+ };
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+ outputSchema?: Record<string, unknown>;
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+ }
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+
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+ interface McpToolExport {
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+ tools: McpToolDefinition[];
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+ callTool: (name: string, args: Record<string, unknown>) => Promise<unknown>;
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+ meter?: { credits: number };
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+ cost?: Record<string, unknown>;
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+ provider?: string;
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+ }
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+
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+ /**
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+ * Was this failure OUR OWN web service? — the other half of `internal-db-class.ts`.
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+ *
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+ * fleet #1089 pulled failures from our own Postgres out of `upstream_down` by
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+ * keying on the SQLSTATE inside PostgREST's four-key error envelope. That
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+ * covered the majority and structurally could not cover the rest: the rest
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+ * never reach Postgres, so they carry no SQLSTATE. What was left, measured over
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+ * the 24h to 2026-09-02T15:00Z (fleet #1096):
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+ *
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+ * 5 pipeworx-catalog get_pack_tools Pipeworx catalog error: 522 — error code: 522
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+ * 3 fleet fleet_list_open … upstream_down: Fleet task queue did not respond within 25s
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+ *
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+ * 521/522/523/526 are Cloudflare saying its edge could not reach an ORIGIN, and
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+ * in both of those rows the origin is ours — `gateway.pipeworx.io` for the
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+ * catalog pack (it self-fetches when the gateway hasn't injected a manifest),
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+ * our own Supabase for fleet. There is no third party anywhere in either call.
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+ * Same defect as #1089: our own outage filed under `upstream_down`, the one
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+ * class that means "the source is unreachable and there is nothing for us to
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+ * fix", which is why the problem-tools triage skips it.
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+ *
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+ * WHY NOT A WORDING RULE. The obvious fix is to match `fleet db error:` and
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+ * `Pipeworx catalog error:` in classifyToolError. Each is emitted from exactly
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+ * one site today, so it would work today. It would also rot the first time
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+ * somebody rewords a label — silently, and in the direction of hiding our own
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+ * outage, which is worse than the bug being fixed. Every prose rule in
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+ * error-class.ts has needed widening as packs invented new wording (#409/#450/
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+ * #584); that history is most of that file's comment budget.
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+ *
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+ * WHAT THIS KEYS ON INSTEAD: **the host the call actually reached.** A URL's
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+ * hostname is a fact about the call, not a guess about its prose. Two
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+ * consequences that a pack-level flag could not give us, and the reason the
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+ * flag was rejected:
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+ *
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+ * - It describes the CALL, not the pack. `govcon-intel` fans out to our own
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+ * Supabase AND to genuine third parties; `court-listener` holds our cache
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+ * in Supabase and fetches courtlistener.com. An `internallyHosted: true` on
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+ * either pack would relabel a real third-party outage as ours — inventing
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+ * work, which is the same class of error in the opposite direction.
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+ * - It covers every future internal pack for free, instead of one declared
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+ * slug at a time.
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+ *
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+ * WHY IT SURVIVES A REWORD. The marker below is not matched as a literal by two
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+ * separate files. `markInternalOrigin()` writes it and `internalHostMetricsClass()`
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+ * reads it, both from the single exported `INTERNAL_ORIGIN_MARKER` constant in
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+ * this module — so changing the wording changes both sides in the same edit and
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+ * cannot desynchronise them. The pack's own label (`fleet db error:`,
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+ * `Pipeworx catalog error:`) is not read at all: reword it freely, the class is
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+ * unaffected. That is the property `stripClassPrefix` lacked when it drifted
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+ * from its own classifier three times and needed a CI gate to hold them
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+ * together.
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+ *
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+ * WHERE THE 5xx TEST LIVES. `markInternalOrigin` is called from the places that
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+ * hold the real `Response` — `httpError`/`httpErrorMessage` and the timeout
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+ * branch of `fetchWithTimeout` in `shared/src/http.ts` — so "is this an
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+ * availability failure" is decided from the actual status code, never re-derived
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+ * by scraping a number out of a sentence. A 404 from our own registry for a slug
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+ * that does not exist is a caller's bad argument and is deliberately NOT marked.
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+ */
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+
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+ /**
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+ * OUR OWN web service was unreachable — not an upstream, and never `upstream_down`.
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+ *
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+ * ONE value, not three, unlike `internal_db_*`. That split existed because a
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+ * slow query, an exhausted pool and an unknown SQLSTATE have different owners
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+ * and different fixes. Here there is only one story to tell — an origin we run
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+ * did not answer the edge — and one owner. A bucket with no distinct owner per
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+ * value is decoration; #724 is what happens when a class holds several
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+ * situations, and inventing sub-values ahead of a reason to act on them
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+ * differently is the same mistake with the sign flipped.
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+ *
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+ * METRICS ONLY, exactly like PLATFORM_KEY_ERROR_CLASS and the internal_db
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+ * values. `classifyToolError` still answers `upstream_down` for the retry and
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+ * hint paths, which only care whether retrying or a sibling tool might work —
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+ * and it might. Nothing a caller sees or is charged changes here.
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+ *
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+ * READ SIDE: this value is in BROKEN_TOOL_CLASSES, FAULT_CLASSES and
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+ * ALL_ERROR_CLASSES in `workers/registry-api/src/index.ts`. All three, or it
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+ * lands on no dashboard — fleet #721 is the warning, where the #719 split
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+ * worked on the write side and was invisible for weeks.
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+ */
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+ const INTERNAL_SERVICE_UNREACHABLE_CLASS = 'internal_service_unreachable';
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+
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+ /**
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+ * The token that carries "this origin is ours" from the call site to the
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+ * classifier.
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+ *
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+ * Appended to the error message rather than attached to the Error object,
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+ * because the object does not survive the trip: 275 packs return `{ error:
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+ * string }` instead of throwing, the gateway reads `observedError` as a string,
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+ * and the fleet pack rebuilds its error from a captured status + body across a
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+ * retry loop. A property on an Error would be dropped by every one of those
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+ * paths and the class would work in tests and vanish in production.
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+ *
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+ * WORDING IS LOAD-BEARING, same rule as labelAge's note in authority.ts. This
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+ * string is appended to a pack's thrown Error message (shared/src/http.ts),
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+ * and a thrown Error's message is exactly what the gateway hands back to the
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+ * caller as `content[0].text` when nothing rewrites it (workers/gateway/src
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+ * catches the throw and sets `rawResult.message = stripClassPrefix(error)`,
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+ * which does not touch this suffix) — so the original wording,
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+ * " [pipeworx-hosted origin — our own service, not a third party]", was not a
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+ * theoretical leak: it shipped live on pipeworx-catalog's 522s, 7 times in 6
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+ * hours on 2026-09-02 (see tests/golden-internal-service.test.ts), verbatim
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+ * naming Pipeworx as the host. check:hosting-claims never caught it because it
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+ * did not scan shared/ at all (task #2009). Reworded to describe the
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+ * OBSERVATION (the origin did not answer) without a claim about who runs it —
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+ * the identical fix labelAge got: drop the possessive, keep the fact.
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+ */
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+ const INTERNAL_ORIGIN_MARKER = ' [origin did not respond — retry before concluding the named source is down]';
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+
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+ /**
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+ * Supabase's data plane for a project is `<ref>.supabase.co`, where the ref is
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+ * exactly twenty lowercase letters (ours is `pqauisounztsgdgfkhke`).
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+ *
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+ * Matching the shape rather than listing the ref keeps this correct when we add
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+ * a project — `supabaseEnv` on a pack entry already points some packs at a
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+ * second one — while still excluding `status.supabase.co`, which is Supabase's
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+ * own status page and emphatically not our database. Verified 2026-09-02 by
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+ * `grep -rhoE '[a-z0-9-]+\.supabase\.(co|in)' mcps shared workers scripts`: the
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+ * only real project ref anywhere in the tree is ours, the rest are doc
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+ * placeholders (`abc`, `xyz`, `example`) which this pattern also excludes. Same
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+ * finding internal-db-class.ts relies on for the PostgREST envelope being ours
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+ * by construction.
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+ */
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+ const SUPABASE_PROJECT_HOST = /^[a-z]{20}\.supabase\.(co|in)$/;
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+
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+ /**
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+ * Is this a host WE run?
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+ *
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+ * Deliberately NOT including `*.workers.dev`: plenty of third-party APIs are
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+ * hosted on workers.dev, so the suffix says where something runs and not who
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+ * owns it. Every internal call we actually make goes to a `pipeworx.io`
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+ * hostname or to our Supabase project, both of which are ownership facts.
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+ *
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+ * `workers/gateway/src/provenance.ts`'s `OUR_HOSTS` answers the same
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+ * question and DOES include `workers.dev` — a documented divergence
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+ * (task #2051), not a bug to converge. That list decides what a response may
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+ * cite as a data SOURCE, where a false negative (citing our own worker as an
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+ * external source) is the hosting-disclosure leak this whole file exists to
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+ * prevent, so it errs broad. This one decides who gets BLAMED for a 5xx in
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+ * outage metrics read by on-call, where a false positive (crediting our own
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+ * infra with a third party's outage) hides the real failure, so it errs
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+ * narrow. Same suffix, opposite direction, because they are never called for
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+ * the same reason.
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+ *
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+ * Returns false on anything unparseable rather than throwing — this runs inside
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+ * an error path, and an error path that can itself throw turns a diagnosable
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+ * failure into a mystery.
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+ */
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+ function isPipeworxOrigin(url: string | URL | undefined | null): boolean {
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+ if (!url) return false;
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+ let host: string;
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+ try {
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+ host = new URL(url instanceof URL ? url.href : url).hostname.toLowerCase();
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+ } catch {
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+ return false;
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+ }
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+ if (host === 'pipeworx.io' || host.endsWith('.pipeworx.io')) return true;
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+ return SUPABASE_PROJECT_HOST.test(host);
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+ }
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+
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+ /**
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+ * Append the marker when this failure was OUR origin failing to answer.
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+ *
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+ * `status` is the HTTP status when there is one, and omitted for a timeout —
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+ * where there is no response at all, and "the origin did not answer" is the
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+ * whole observation. Statuses below 500 are left alone: a 404 from our own
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+ * registry for a slug that does not exist is the caller's argument, not our
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+ * outage, and marking it would put ordinary 404s on the incident dashboard.
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+ *
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+ * Idempotent, so a message that is wrapped and re-marked on the way up (the
197
+ * fleet pack's retry loop re-throws through two layers) carries the marker once.
198
+ */
199
+ function markInternalOrigin(
200
+ message: string,
201
+ url: string | URL | undefined | null,
202
+ status?: number,
203
+ ): string {
204
+ if (status !== undefined && status < 500) return message;
205
+ if (!isPipeworxOrigin(url)) return message;
206
+ if (message.includes(INTERNAL_ORIGIN_MARKER)) return message;
207
+ return message + INTERNAL_ORIGIN_MARKER;
208
+ }
209
+
210
+ /**
211
+ * Which blob4 value a failure from our own web services books as, or undefined
212
+ * if this is not one.
213
+ *
214
+ * Ordered AFTER `internalDbMetricsClass` at the call site: a PostgREST envelope
215
+ * from our own Supabase is a strictly more specific statement about the same
216
+ * row (which of our services, and why), and the two cannot disagree about
217
+ * whether the failure is ours.
218
+ */
219
+ function internalHostMetricsClass(error: string): string | undefined {
220
+ return error.includes(INTERNAL_ORIGIN_MARKER) ? INTERNAL_SERVICE_UNREACHABLE_CLASS : undefined;
221
+ }
222
+
223
+
224
+ /**
225
+ * One place to turn a failed `fetch` into an error a caller can act on.
226
+ *
227
+ * Nearly every pack was written the same way:
228
+ *
229
+ * if (!res.ok) throw new Error(`Unsplash: ${res.status}`);
230
+ *
231
+ * which discards the response body — and the body is usually where the upstream
232
+ * says what was actually wrong ("**symbol** not found: GBP", "parameter `year`
233
+ * out of range", "unknown taxonomy id"). The caller gets a number, cannot
234
+ * self-correct, and retries the same broken call. A 2026-07-31 sweep found this
235
+ * shape in 481 of 1,400 packs, 47 of them PLATFORM-keyed.
236
+ *
237
+ * It also hides bugs one level down. Two of the first three packs audited had a
238
+ * second defect that only existed because of this line: unsplash's rate-limit
239
+ * branch sat BELOW a catch-all and was unreachable, and bea-gov parsed
240
+ * `BEAAPI.Error.APIErrorDescription` below a `!res.ok` throw that made the
241
+ * parsing dead code for every non-200.
242
+ *
243
+ * DELIBERATELY NOT A CLASSIFIER. It does not add `user_error:` /
244
+ * `upstream_down:` prefixes. Those decide which tier a failure lands in, and the
245
+ * `error` tier is what the daily problem-tools list is built from — it means
246
+ * "Pipeworx has a defect". A 400 is genuinely ambiguous: often a caller's bad
247
+ * argument, but sometimes a query WE built wrong (ted-eu comma-joined its CPV
248
+ * values into something TED rejected, and that bug was found only because it sat
249
+ * in `error`). Blanket-classifying 400s as caller mistakes would have hidden it.
250
+ * A pack that KNOWS which it is should keep saying so explicitly; this helper is
251
+ * for the 481 that say nothing at all.
252
+ */
253
+
254
+ /** Longest upstream explanation we'll pass through. Enough for a real message,
255
+ * short enough that an HTML page or a stack trace can't swamp the error. */
256
+
257
+ const MAX_DETAIL = 300;
258
+
259
+ /**
260
+ * Default bound for `fetchWithTimeout` when a pack doesn't state its own.
261
+ *
262
+ * 25s mirrors the number `epo-ops` landed on after measuring the real failure:
263
+ * a degraded upstream that doesn't error, it just never answers, and a Worker
264
+ * sits in `await fetch()` until ITS OWN execution budget kills the request —
265
+ * which can take minutes, not seconds (epo_ops_search_patents measured 4-8
266
+ * MINUTE hangs before this existed). 25s is short enough that a caller gets a
267
+ * fast, actionable error instead of holding the connection, and long enough
268
+ * that it doesn't false-trip on a merely-slow-but-alive upstream.
269
+ */
270
+ const DEFAULT_FETCH_TIMEOUT_MS = 25_000;
271
+
272
+ /**
273
+ * Read the body of a failed response and fold it into a throwable Error.
274
+ *
275
+ * Usage — note the `await`, which is the one thing that makes this a mechanical
276
+ * change rather than a drop-in:
277
+ *
278
+ * if (!res.ok) throw await httpError(res, 'Unsplash');
279
+ *
280
+ * Safe to call on any non-ok response: a body that is missing, empty, unreadable
281
+ * or HTML degrades to exactly the old `Name: 404` string rather than throwing
282
+ * something new from inside the error path.
283
+ */
284
+ async function httpError(res: Response, name: string): Promise<Error> {
285
+ return new Error(await httpErrorMessage(res, name));
286
+ }
287
+
288
+ /** The message text without constructing an Error — for packs that need to wrap
289
+ * it in their own envelope or add an explicit classification prefix. */
290
+ async function httpErrorMessage(res: Response, name: string): Promise<string> {
291
+ // The one place a 5xx from a host WE run gets stamped as ours. `res.url` is
292
+ // the URL the fetch actually resolved to (after redirects), so this is a fact
293
+ // about the call rather than a guess from the `name` the pack passed in —
294
+ // reword that label freely, the class does not move. See
295
+ // internal-host-class.ts; no-op for every third-party upstream, which is why
296
+ // this touches 481 packs' error text and changes none of it.
297
+ return markInternalOrigin(
298
+ `${name}: ${res.status}${detailSuffix(await readDetail(res))}`,
299
+ res.url,
300
+ res.status,
301
+ );
302
+ }
303
+
304
+ /**
305
+ * Just the upstream's own explanation — no name, no status.
306
+ *
307
+ * For a pack that has already said both in its own sentence. epo-ops reads
308
+ * `EPO rejected this search as too large (HTTP 413) — ${httpErrorMessage(…)}`,
309
+ * which rendered as `… (HTTP 413) — EPO: 413.` once the XML detail was being
310
+ * dropped: the upstream named twice, the status twice, and the one thing EPO
311
+ * actually said ("Not enough characters before truncation character") nowhere
312
+ * (fleet #712). Returns '' when the body carries nothing readable, so a caller
313
+ * can fall back to its own wording.
314
+ */
315
+ async function upstreamDetail(res: Response): Promise<string> {
316
+ return readDetail(res);
317
+ }
318
+
319
+ /**
320
+ * Read a SUCCESSFUL response as JSON, failing loudly when it isn't JSON.
321
+ *
322
+ * `httpError` above only ever runs on `!res.ok`, which leaves the nastier half
323
+ * of the problem unhandled: an upstream that answers **HTTP 200 with an HTML
324
+ * page**. A bot wall, a login redirect, a maintenance interstitial and a CDN
325
+ * error page are all 200s, so `res.ok` is true, and `res.json()` then throws
326
+ * `Unexpected token '<', "<!DOCTYPE "... is not valid JSON`.
327
+ *
328
+ * That string is the problem. It names no upstream, carries no status, and
329
+ * reads like a parser bug in Pipeworx — so it lands in the `error` tier, which
330
+ * means "we have a defect", and the caller is told nothing they can act on.
331
+ * data.govt.nz sat dead behind an Imperva challenge this way and every
332
+ * status-code health check we own reported it green (7889a845). A zero-length
333
+ * body has the same shape: `Unexpected end of JSON input`, seen this week on
334
+ * uk-gazette (83% of external calls) and census.
335
+ *
336
+ * UNLIKE `httpError`, this one DOES classify, and the asymmetry is deliberate.
337
+ * A 400 is genuinely ambiguous — often the caller's bad argument, sometimes a
338
+ * query we built wrong — so blanket-classifying it would hide our own bugs.
339
+ * There is no such ambiguity here: **no argument a caller can pass makes a JSON
340
+ * API return an HTML page.** It is always the upstream, so `upstream_down:` is
341
+ * a statement of fact rather than a guess, and it keeps these out of the
342
+ * problem-tools list where they crowd out real defects.
343
+ *
344
+ * const data = await parseJson<Feed>(res, 'UK Gazette');
345
+ *
346
+ * Call it only after the `!res.ok` check — on a failed response you want
347
+ * `httpError`, which mines the body for the upstream's own explanation.
348
+ */
349
+ async function parseJson<T>(res: Response, name: string): Promise<T> {
350
+ let raw: string;
351
+ try {
352
+ raw = await res.text();
353
+ } catch {
354
+ throw new Error(
355
+ `upstream_down: ${name} returned a body that could not be read (HTTP ${res.status}). ` +
356
+ 'The connection most likely dropped mid-response; retrying is reasonable.',
357
+ );
358
+ }
359
+
360
+ const type = res.headers.get('content-type') ?? 'no content-type';
361
+
362
+ if (!raw.trim()) {
363
+ throw new Error(
364
+ `upstream_down: ${name} answered HTTP ${res.status} with an EMPTY body where JSON was expected (${type}). ` +
365
+ 'Nothing about the request can cause this — it is an upstream fault, and the same call may well work on retry.',
366
+ );
367
+ }
368
+
369
+ // Checked before parsing rather than in the catch, because knowing it is
370
+ // markup is what turns "we failed to parse something" into "they served a
371
+ // web page" — the second is diagnosable, the first is not.
372
+ const head = raw.slice(0, 200).trimStart().toLowerCase();
373
+ if (head.startsWith('<!doctype') || head.startsWith('<html') || head.startsWith('<?xml')) {
374
+ const kind = head.startsWith('<?xml') ? 'an XML document' : 'an HTML page';
375
+ // The summary, not the source. Pasting the first 120 characters of a web
376
+ // page handed the agent `<!DOCTYPE html><html lang="en"…` — the same leak
377
+ // this branch exists to describe (fleet #712).
378
+ throw new Error(
379
+ `upstream_down: ${name} answered HTTP ${res.status} with ${kind} instead of JSON (${type}). ` +
380
+ 'That is typically a bot wall, a login redirect or a maintenance page — it is returned as a SUCCESS, ' +
381
+ `so status-code health checks read it as fine. No argument change will get past it. ` +
382
+ `The page says: ${summarizeErrorBody(raw) || 'nothing readable'}`,
383
+ );
384
+ }
385
+
386
+ try {
387
+ return JSON.parse(raw) as T;
388
+ } catch {
389
+ throw new Error(
390
+ `upstream_down: ${name} answered HTTP ${res.status} with a body that is not valid JSON (${type}). ` +
391
+ `It begins: ${stripMarkup(raw).slice(0, 120) || '(unreadable)'}`,
392
+ );
393
+ }
394
+ }
395
+
396
+ /**
397
+ * `fetch`, but bounded — the fix for a systemic gap found 2026-08-30: a grep
398
+ * audit of every pack's `mcps/*\/src/index.ts` found 1,339 of ~1,500 call
399
+ * `fetch()` with NO timeout guard anywhere in the file. Two of those
400
+ * (epo-ops, statcan) were confirmed live-hanging for 4-8 minutes before this
401
+ * existed — every unguarded call carries the same risk, just unconfirmed.
402
+ *
403
+ * Mirrors the `epoFetch` wrapper `mcps/epo-ops/src/index.ts` shipped first:
404
+ * bound the request with `AbortSignal.timeout`, and on a timeout/abort throw
405
+ * an `upstream_down:` error that names the upstream and the bound rather than
406
+ * letting the raw `TimeoutError`/`AbortError` (which names neither) propagate.
407
+ * `upstream_down:` is deliberate, same reasoning as `parseJson` above — no
408
+ * argument a caller passes can make an upstream hang, so it is always the
409
+ * upstream's fault, and marking it that way keeps a slow API off the
410
+ * problem-tools list where it would crowd out our own defects.
411
+ *
412
+ * Usage — a mechanical swap for a bare `fetch(url, init)`:
413
+ *
414
+ * const res = await fetchWithTimeout(url, init, 'Some API');
415
+ *
416
+ * Pass `timeoutMs` as a fourth argument to override the default for a pack
417
+ * with a known-slower upstream; the label should be the same short name you'd
418
+ * pass to `httpError`/`httpErrorMessage` for that call.
419
+ */
420
+ async function fetchWithTimeout(
421
+ url: string | URL,
422
+ init: RequestInit = {},
423
+ name: string,
424
+ timeoutMs: number = DEFAULT_FETCH_TIMEOUT_MS,
425
+ ): Promise<Response> {
426
+ try {
427
+ return await fetch(url, { ...init, signal: AbortSignal.timeout(timeoutMs) });
428
+ } catch (err) {
429
+ if (err instanceof Error && (err.name === 'TimeoutError' || err.name === 'AbortError')) {
430
+ // States the OBSERVATION (no response in N seconds), not a diagnosis.
431
+ // "appears to be degraded" is an inference about the vendor that we have
432
+ // not checked, and it is wrong in a way that misdirects whoever reads it:
433
+ // a timeout from a Worker can equally mean OUR egress is blocked.
434
+ //
435
+ // Measured today (2026-09-01, fleet #1047): every call to
436
+ // mainnet.base.org failed from the x402 facilitator while the identical
437
+ // request from a laptop returned 200. Base was entirely healthy; the
438
+ // public RPC refuses Cloudflare Worker egress. Had this message fired
439
+ // there it would have blamed Base by name, and the next person would have
440
+ // waited for a vendor outage to clear that did not exist.
441
+ // A timeout has no status to test — there is no response at all — so
442
+ // `markInternalOrigin` is called without one: an origin we run that never
443
+ // answered is an availability failure by definition. This is the half of
444
+ // fleet #1096 with neither a SQLSTATE nor a status code to key on.
445
+ throw new Error(
446
+ markInternalOrigin(
447
+ `upstream_down: ${name} did not respond within ${timeoutMs / 1000}s. ` +
448
+ `That can be ${name} being slow or down, or this environment being unable to reach it ` +
449
+ `(some hosts refuse datacenter/Worker egress) — retry shortly, and check reachability ` +
450
+ `from elsewhere before concluding ${name} is down.`,
451
+ url,
452
+ ),
453
+ );
454
+ }
455
+ throw err;
456
+ }
457
+ }
458
+
459
+ function detailSuffix(detail: string): string {
460
+ return detail ? ` — ${detail}` : '';
461
+ }
462
+
463
+ async function readDetail(res: Response): Promise<string> {
464
+ let raw: string;
465
+ try {
466
+ raw = await res.text();
467
+ } catch {
468
+ // Body already consumed, or the connection died mid-read. The status alone
469
+ // is still worth throwing — never let the error path throw its own error.
470
+ return '';
471
+ }
472
+ return summarizeErrorBody(raw);
473
+ }
474
+
475
+ /**
476
+ * Turn ANY error body — JSON, HTML, XML or plain text — into one short phrase
477
+ * that never contains markup.
478
+ *
479
+ * This used to just drop an HTML or XML body on the floor, on the reasoning
480
+ * that markup crowds out the status. That was half right. Dropping it loses the
481
+ * one sentence a caller could have acted on: an `Access Denied` title, an SDMX
482
+ * `<message:Error>` text, an OPS fault string. A 2026-08-30 support sweep
483
+ * measured 13 of 291 caller-facing error rows carrying a raw page or document
484
+ * verbatim, across 11 packs, and in every one of them the useful content —
485
+ * "Access Denied", "Invalid country code", "SCRAPE_TIMEOUT" — was in there,
486
+ * buried in markup the agent had to parse out of a string (fleet #712).
487
+ *
488
+ * So: extract the meaning, discard the markup. The output is passed through
489
+ * `stripMarkup` unconditionally, which is what lets `check:error-body-leak`
490
+ * assert mechanically that no caller-facing message can contain `<?xml`,
491
+ * `<!DOCTYPE` or `<html`.
492
+ */
493
+ function summarizeErrorBody(raw: string): string {
494
+ if (!raw || !raw.trim()) return '';
495
+
496
+ const head = raw.slice(0, 400).trimStart().toLowerCase();
497
+
498
+ // An HTML error page (Cloudflare interstitial, nginx default, a login
499
+ // redirect) says what it is in its <title>, and almost nowhere else.
500
+ if (head.startsWith('<!doctype') || head.startsWith('<html')) {
501
+ const title = htmlTitle(raw);
502
+ return title
503
+ ? `${title} (upstream returned an HTML error page, not an API response)`
504
+ : 'upstream returned an HTML error page, not an API response';
505
+ }
506
+
507
+ // XML fault documents — EPO OPS, SDMX (`<message:Error>`), SOAP faults. The
508
+ // human sentence sits in a child element whose tag name says what it is.
509
+ if (head.startsWith('<?xml') || head.startsWith('<')) {
510
+ const fault = xmlFaultText(raw);
511
+ return fault
512
+ ? `${stripMarkup(fault).slice(0, MAX_DETAIL)} (from the upstream's XML error document)`
513
+ : 'upstream returned an XML error document with no readable message';
514
+ }
515
+
516
+ // Most JSON error bodies bury one human sentence among ids and echoed request
517
+ // params. Prefer that sentence; fall back to the whole body when the shape is
518
+ // unfamiliar, since an unfamiliar shape is exactly when we can least afford to
519
+ // guess wrong and show nothing.
520
+ const fromJson = messageFromJson(raw);
521
+ return stripMarkup(fromJson ?? raw).slice(0, MAX_DETAIL);
522
+ }
523
+
524
+ /** The `<title>` of an HTML error page, or its first `<h1>` — the two places a
525
+ * bot wall, a 502 and an "Access Denied" all state what happened. */
526
+ function htmlTitle(raw: string): string | null {
527
+ const head = raw.slice(0, 4000);
528
+ for (const re of [/<title[^>]*>([\s\S]*?)<\/title>/i, /<h1[^>]*>([\s\S]*?)<\/h1>/i]) {
529
+ const m = re.exec(head);
530
+ const text = m ? stripMarkup(m[1]) : '';
531
+ if (text) return text.slice(0, 160);
532
+ }
533
+ return null;
534
+ }
535
+
536
+ /** Tag names that carry the explanation in an XML fault document, namespace
537
+ * prefix optional (`<message:Error>`, `<com:Text>`, `<faultstring>`). */
538
+ const XML_FAULT_TAG_RE =
539
+ /<(?:[A-Za-z0-9_.-]+:)?(?:text|message|description|faultstring|reason|detail|title|errormessage|error)\b[^>]*>([^<]{2,400})</i;
540
+
541
+ function xmlFaultText(raw: string): string | null {
542
+ const head = raw.slice(0, 8000);
543
+ const tagged = XML_FAULT_TAG_RE.exec(head);
544
+ if (tagged && tagged[1].trim()) return tagged[1];
545
+
546
+ // Nothing conventionally named — take the longest text node instead. A fault
547
+ // document with one sentence in an oddly named element is still readable;
548
+ // returning nothing at all is not.
549
+ let best = '';
550
+ for (const m of head.matchAll(/>([^<>]{8,400})</g)) {
551
+ const text = m[1].trim();
552
+ if (text.length > best.length) best = text;
553
+ }
554
+ return best || null;
555
+ }
556
+
557
+ /**
558
+ * Remove every tag and stray angle bracket, then collapse whitespace.
559
+ *
560
+ * Applied to everything on the way out, including the JSON and plain-text
561
+ * paths, because an upstream is free to embed markup in a JSON string field —
562
+ * and a leak is a leak regardless of which branch produced it.
563
+ */
564
+ function stripMarkup(s: string): string {
565
+ return collapse(decodeEntities(s.replace(/<[^>]*>/g, ' ')).replace(/[<>]/g, ' '));
566
+ }
567
+
568
+ /** The handful of entities that show up in error-page titles. Decoded AFTER
569
+ * tags are stripped and BEFORE the angle-bracket sweep, so `&lt;script&gt;`
570
+ * in a title cannot decode into markup that survives — EMBL-EBI's ChEMBL 500
571
+ * page renders as `500 Internal Server Error &lt; EMBL-EBI` otherwise. */
572
+ function decodeEntities(s: string): string {
573
+ return s
574
+ .replace(/&(?:amp|#0*38);/gi, '&')
575
+ .replace(/&(?:lt|#0*60);/gi, '<')
576
+ .replace(/&(?:gt|#0*62);/gi, '>')
577
+ .replace(/&(?:quot|#0*34);/gi, '"')
578
+ .replace(/&(?:#0*39|apos|#x0*27);/gi, "'")
579
+ .replace(/&nbsp;/gi, ' ');
580
+ }
581
+
582
+ /** The conventional "what went wrong" field, under any of the names upstreams
583
+ * actually use. Checked in order; first non-empty string wins. */
584
+ const MESSAGE_KEYS = [
585
+ 'message', 'error_message', 'errorMessage', 'detail', 'details',
586
+ 'description', 'error_description', 'reason', 'title', 'fault',
587
+ ];
588
+
589
+ function messageFromJson(raw: string): string | null {
590
+ let parsed: unknown;
591
+ try {
592
+ parsed = JSON.parse(raw);
593
+ } catch {
594
+ return null;
595
+ }
596
+ return pickMessage(parsed, 0);
597
+ }
598
+
599
+ function pickMessage(node: unknown, depth: number): string | null {
600
+ // Two levels covers `{error: {message}}` and `{errors: [{detail}]}`, the two
601
+ // shapes that account for nearly all of them, without walking a large payload.
602
+ if (depth > 2 || node == null) return null;
603
+
604
+ if (typeof node === 'string') return node.trim() || null;
605
+
606
+ if (Array.isArray(node)) {
607
+ for (const item of node) {
608
+ const found = pickMessage(item, depth + 1);
609
+ if (found) return found;
610
+ }
611
+ return null;
612
+ }
613
+
614
+ if (typeof node !== 'object') return null;
615
+ const obj = node as Record<string, unknown>;
616
+
617
+ for (const key of MESSAGE_KEYS) {
618
+ const v = obj[key];
619
+ if (typeof v === 'string' && v.trim()) return v.trim();
620
+ }
621
+ // `{error: …}` where error is itself an object or a string — the single most
622
+ // common wrapper, so it is worth descending into by name rather than scanning
623
+ // every key and risking picking up an echoed request parameter.
624
+ for (const key of ['error', 'errors', 'fault', 'Error', 'data']) {
625
+ if (key in obj) {
626
+ const found = pickMessage(obj[key], depth + 1);
627
+ if (found) return found;
628
+ }
629
+ }
630
+ return null;
631
+ }
632
+
633
+ /** Errors are read in a single line of log output; newlines and runs of
634
+ * whitespace make a multi-line body unreadable there. */
635
+ function collapse(s: string): string {
636
+ return s.replace(/\s+/g, ' ').trim();
637
+ }
638
+ /**
639
+ * ESMA FIRDS + MiFID authorisation register — the EU's Financial Instruments
640
+ * Reference Data System (registers.esma.europa.eu) and the Union Register of
641
+ * investment firms authorised under MiFID II.
642
+ *
643
+ * Both are backed by a PUBLIC, KEYLESS Solr endpoint ESMA runs itself
644
+ * (registers.esma.europa.eu/solr/<core>/select) — confirmed live 2026-09-23.
645
+ * This pack calls it PER REQUEST; it does not ingest or mirror ESMA's bulk
646
+ * FIRDS full/delta XML files. That distinction is load-bearing: Bruce's
647
+ * proxy-not-mirror ruling (fleet #1389) treats a live per-query call to a
648
+ * public upstream as a client, needing no reuse grant, while bulk-downloading
649
+ * and indexing the files locally would be redistribution that does need one.
650
+ * A per-query route existed and was verified working, so that is what this
651
+ * pack builds on — the bulk files were never touched.
652
+ *
653
+ * Tools:
654
+ * - firds_lookup: resolve one ISIN to its full instrument record — legal
655
+ * name, CFI code, issuer LEI, notional currency, bond/derivative fields
656
+ * when present, and every EU trading venue (MIC) it is listed on with each
657
+ * venue's status and first/termination trading dates. issuer_lei in the
658
+ * result is the join key into the `gleif` pack (LEI -> legal entity detail)
659
+ * and `openfigi` (ISIN/ticker cross-reference).
660
+ * - firds_search_by_issuer: find every instrument FIRDS has for one issuer,
661
+ * by LEI (exact) or issuer name (word-substring match, all words required)
662
+ * — e.g. every ISIN a bank has outstanding across shares, bonds and listed
663
+ * derivatives.
664
+ * - esma_check_firm_authorisation: look up an entity in ESMA's Union Register
665
+ * of investment firms (the MiFID II authorisation register) by name or
666
+ * LEI — is it (still) authorised to provide investment services in the EU,
667
+ * under which competent authority, home member state, and status.
668
+ *
669
+ * FIRDS core note: one row per (ISIN, trading venue) pair, so a single ISIN
670
+ * commonly returns dozens of rows (SAP SE's ordinary share: 91 venue rows).
671
+ * This pack always filters `latest_received_flag:1` to get the CURRENT state
672
+ * per venue (not FIRDS' full history of change records), picks the venue
673
+ * record where mic == rca_mic (the reference/home market ESMA files it
674
+ * under) — or the first ACTIVE (non-TERM/CANC) row if no such match — for
675
+ * the descriptive/issuer fields, and folds every remaining row into a
676
+ * `venues` list. Skipping the flag filter silently returns historical
677
+ * change-log rows mixed with current ones.
678
+ */
679
+
680
+
681
+ const SOLR_BASE = 'https://registers.esma.europa.eu/solr';
682
+ const UA = 'pipeworx-mcp-esma-firds/1.0 (+https://pipeworx.io)';
683
+
684
+ async function solrFetch(core: string, params: Record<string, string>): Promise<Response> {
685
+ const url = new URL(`${SOLR_BASE}/${core}/select`);
686
+ for (const [k, v] of Object.entries(params)) url.searchParams.set(k, v);
687
+ return fetchWithTimeout(url, { headers: { 'User-Agent': UA, Accept: 'application/json' } }, 'ESMA Registers');
688
+ }
689
+
690
+ interface SolrResponse {
691
+ response: { numFound: number; start: number; docs: Record<string, unknown>[] };
692
+ error?: { msg: string; code: number };
693
+ }
694
+
695
+ async function solrQuery(core: string, params: Record<string, string>): Promise<SolrResponse> {
696
+ const res = await solrFetch(core, params);
697
+ if (!res.ok && res.status !== 400) {
698
+ throw new Error(
699
+ `upstream_down: ESMA Registers (${core}) returned HTTP ${res.status}. The registry may be mid-refresh; retry shortly.`,
700
+ );
701
+ }
702
+ const body = await parseJson<SolrResponse>(res, 'ESMA Registers');
703
+ if (body.error) {
704
+ throw new Error(`ESMA Registers rejected the query against ${core}: ${body.error.msg}`);
705
+ }
706
+ return body;
707
+ }
708
+
709
+ // Escapes a value for a Solr query-string term (not a phrase) — colons,
710
+ // quotes and Solr operator characters would otherwise break the query or,
711
+ // worse, be silently interpreted as syntax.
712
+ function escapeSolrTerm(value: string): string {
713
+ return value.replace(/([+\-!(){}[\]^"~*?:\\/&|])/g, '\\$1');
714
+ }
715
+
716
+ // Both name fields we search (gnr_full_name, ae_entityName) are indexed as a
717
+ // single un-tokenized string per record, so a wildcard prefix only matches
718
+ // against the START of the whole value — `Deutsche* AND Bank*` matches
719
+ // nothing, because no single value can start with two different prefixes.
720
+ // A bare space in the raw query is also unsafe (Solr's default OR-parser
721
+ // reads it as two independent clauses against the default field). Fix: split
722
+ // on whitespace and AND together a *substring* (`*word*`) clause per word,
723
+ // which correctly requires every word to appear somewhere in the value
724
+ // regardless of order — verified live against "Deutsche Bank" 2026-09-23.
725
+ function nameContainsAllWordsQuery(field: string, rawName: string): string {
726
+ const words = rawName.trim().split(/\s+/).filter(Boolean);
727
+ return words.map((w) => `${field}:*${escapeSolrTerm(w)}*`).join(' AND ');
728
+ }
729
+
730
+ function isActiveStatus(status: unknown): boolean {
731
+ return status !== 'TERM' && status !== 'CANC';
732
+ }
733
+
734
+ function firstStr(doc: Record<string, unknown>, field: string): string | undefined {
735
+ const v = doc[field];
736
+ return typeof v === 'string' && v.length > 0 ? v : undefined;
737
+ }
738
+
739
+ const BOND_FIELDS = [
740
+ 'bnd_maturity_date',
741
+ 'bnd_nmnl_value_total',
742
+ 'bnd_nmnl_value_unit',
743
+ 'bnd_nmnl_value_curr_code',
744
+ 'bnd_fixed_rate',
745
+ 'bnd_seniority',
746
+ ] as const;
747
+
748
+ const DERIVATIVE_FIELDS = [
749
+ 'drv_expiry_date',
750
+ 'drv_underlng_isin',
751
+ 'drv_option_type',
752
+ 'drv_option_exercise_style',
753
+ 'drv_price_multiplier',
754
+ 'drv_sp_prc_value_amount',
755
+ 'drv_sp_prc_value_curr_code',
756
+ ] as const;
757
+
758
+ function buildFirdsLookup(isin: string, docs: Record<string, unknown>[], numFound: number) {
759
+ // Prefer the row filed under its own reference market (mic == rca_mic);
760
+ // fall back to the first currently-active row, then to whatever is first.
761
+ const primary =
762
+ docs.find((d) => d.mic && d.rca_mic && d.mic === d.rca_mic) ??
763
+ docs.find((d) => isActiveStatus(d.status)) ??
764
+ docs[0];
765
+
766
+ const venues = docs
767
+ .map((d) => ({
768
+ mic: firstStr(d, 'mic'),
769
+ status: firstStr(d, 'status'),
770
+ status_label: firstStr(d, 'status_label'),
771
+ first_trading_date: firstStr(d, 'mrkt_trdng_start_date'),
772
+ termination_trading_date: firstStr(d, 'mrkt_trdng_trmination_date'),
773
+ }))
774
+ .filter((v) => v.mic);
775
+
776
+ const bond: Record<string, unknown> = {};
777
+ for (const f of BOND_FIELDS) {
778
+ if (primary[f] !== undefined) bond[f] = primary[f];
779
+ }
780
+ const derivative: Record<string, unknown> = {};
781
+ for (const f of DERIVATIVE_FIELDS) {
782
+ if (primary[f] !== undefined) derivative[f] = primary[f];
783
+ }
784
+
785
+ return {
786
+ isin,
787
+ full_name: firstStr(primary, 'gnr_full_name'),
788
+ short_name: firstStr(primary, 'gnr_short_name'),
789
+ cfi_code: firstStr(primary, 'gnr_cfi_code'),
790
+ issuer_lei: firstStr(primary, 'lei'),
791
+ issuer_lei_note: 'Chains to the gleif pack (LEI -> legal entity detail) and openfigi (ISIN/ticker cross-reference).',
792
+ notional_currency: firstStr(primary, 'gnr_notional_curr_code'),
793
+ is_derivative: primary.gnr_comm_derivative_flag,
794
+ publication_date: firstStr(primary, 'publication_date'),
795
+ reference_market_mic: firstStr(primary, 'rca_mic'),
796
+ bond: Object.keys(bond).length > 0 ? bond : undefined,
797
+ derivative: Object.keys(derivative).length > 0 ? derivative : undefined,
798
+ venues,
799
+ venue_count: venues.length,
800
+ active_venue_count: docs.filter((d) => isActiveStatus(d.status)).length,
801
+ total_records_at_source: numFound,
802
+ truncated: numFound > docs.length,
803
+ source: 'ESMA Financial Instruments Reference Data System (FIRDS), registers.esma.europa.eu',
804
+ };
805
+ }
806
+
807
+ const LOOKUP_FL =
808
+ 'isin,mic,rca_mic,status,status_label,gnr_full_name,gnr_short_name,gnr_cfi_code,gnr_notional_curr_code,gnr_comm_derivative_flag,lei,mrkt_trdng_start_date,mrkt_trdng_trmination_date,publication_date,' +
809
+ BOND_FIELDS.join(',') +
810
+ ',' +
811
+ DERIVATIVE_FIELDS.join(',');
812
+
813
+ const SEARCH_FL = 'isin,mic,gnr_full_name,gnr_short_name,gnr_cfi_code,lei,gnr_notional_curr_code,status';
814
+
815
+ const tools: McpToolExport['tools'] = [
816
+ {
817
+ name: 'firds_lookup',
818
+ description:
819
+ "Resolve one ISIN via ESMA's FIRDS (Financial Instruments Reference Data System, EU-wide, all MiFID II instruments) to its full name, short name, CFI code, issuer LEI, notional currency, bond fields (maturity, nominal value, fixed rate) or derivative fields (underlying ISIN, expiry, option type) when applicable, and every EU trading venue (MIC) it trades on with each venue's status and first/termination trading date. issuer_lei is the join key into the gleif pack for issuer legal-entity detail and into openfigi for cross-referencing. Covers shares, bonds, ETFs, structured products and listed derivatives reported under MiFIR across the EU/EEA.",
820
+ inputSchema: {
821
+ type: 'object' as const,
822
+ properties: {
823
+ isin: { type: 'string', description: '12-character ISIN, e.g. "DE0007164600" (SAP SE ordinary share).' },
824
+ },
825
+ required: ['isin'],
826
+ },
827
+ },
828
+ {
829
+ name: 'firds_search_by_issuer',
830
+ description:
831
+ "Search ESMA's FIRDS for every instrument reported for one issuer, by issuer LEI (exact match, preferred) or issuer/instrument name (matches if every word appears anywhere in the name, order-independent). Returns each matching (ISIN, venue) record with name, CFI code and issuer LEI, plus the total number of matching records FIRDS holds (which can run into the hundreds for a large issuer across many venues and instrument types — the result is capped at `limit`).",
832
+ inputSchema: {
833
+ type: 'object' as const,
834
+ properties: {
835
+ issuer_lei: { type: 'string', description: '20-character issuer LEI, e.g. "529900D6BF99LW9R2E68" (SAP SE). Exact match.' },
836
+ issuer_name: { type: 'string', description: 'Issuer or instrument name; every word must appear in the name, e.g. "Deutsche Bank". Used only if issuer_lei is not given.' },
837
+ limit: { type: 'number', description: 'Max records to return (default 25, max 100).' },
838
+ },
839
+ required: [],
840
+ },
841
+ },
842
+ {
843
+ name: 'esma_check_firm_authorisation',
844
+ description:
845
+ "Look up a firm in ESMA's Union Register of investment firms (the EU-wide MiFID II authorisation register) by entity name (matches if every word appears anywhere in the name, order-independent) or LEI (exact match). Returns each matching entity's authorisation status (Active/Inactive), competent authority, home member state and entity type (investment firm, credit institution, etc.) — answers 'is this entity authorised to provide investment services in the EU'. Distinct from FIRDS: this is the firm register, not the instrument register.",
846
+ inputSchema: {
847
+ type: 'object' as const,
848
+ properties: {
849
+ name: { type: 'string', description: 'Entity name; every word must appear in the name, e.g. "Deutsche Bank".' },
850
+ lei: { type: 'string', description: '20-character LEI, exact match. Used only if name is not given.' },
851
+ limit: { type: 'number', description: 'Max records to return (default 20, max 100).' },
852
+ },
853
+ required: [],
854
+ },
855
+ },
856
+ ];
857
+
858
+ async function callTool(name: string, args: Record<string, unknown>): Promise<unknown> {
859
+ switch (name) {
860
+ case 'firds_lookup': {
861
+ const isin = String(args.isin ?? '').trim().toUpperCase();
862
+ if (!/^[A-Z]{2}[A-Z0-9]{9}[0-9]$/.test(isin)) {
863
+ throw new Error(`invalid_argument: "${args.isin}" is not a 12-character ISIN.`);
864
+ }
865
+ const body = await solrQuery('esma_registers_firds', {
866
+ q: `isin:${escapeSolrTerm(isin)} AND latest_received_flag:1`,
867
+ rows: '300',
868
+ wt: 'json',
869
+ fl: LOOKUP_FL,
870
+ });
871
+ if (body.response.numFound === 0) {
872
+ throw new Error(
873
+ `not_found: ISIN ${isin} has no current record in ESMA FIRDS. It may not be a MiFID II in-scope instrument, or may pre-date FIRDS (Jan 2018).`,
874
+ );
875
+ }
876
+ return buildFirdsLookup(isin, body.response.docs, body.response.numFound);
877
+ }
878
+
879
+ case 'firds_search_by_issuer': {
880
+ const lei = args.issuer_lei ? String(args.issuer_lei).trim().toUpperCase() : undefined;
881
+ const name = args.issuer_name ? String(args.issuer_name).trim() : undefined;
882
+ if (!lei && !name) {
883
+ throw new Error('invalid_argument: pass either issuer_lei or issuer_name.');
884
+ }
885
+ const limit = Math.min(Math.max(Number(args.limit) || 25, 1), 100);
886
+ const q = lei
887
+ ? `lei:${escapeSolrTerm(lei)} AND latest_received_flag:1`
888
+ : `${nameContainsAllWordsQuery('gnr_full_name', name!)} AND latest_received_flag:1`;
889
+ const body = await solrQuery('esma_registers_firds', {
890
+ q,
891
+ rows: String(limit),
892
+ wt: 'json',
893
+ fl: SEARCH_FL,
894
+ });
895
+ const instruments = body.response.docs.map((d) => ({
896
+ isin: firstStr(d, 'isin'),
897
+ mic: firstStr(d, 'mic'),
898
+ full_name: firstStr(d, 'gnr_full_name'),
899
+ cfi_code: firstStr(d, 'gnr_cfi_code'),
900
+ issuer_lei: firstStr(d, 'lei'),
901
+ notional_currency: firstStr(d, 'gnr_notional_curr_code'),
902
+ status: firstStr(d, 'status'),
903
+ }));
904
+ return {
905
+ query: lei ? { issuer_lei: lei } : { issuer_name: name },
906
+ total_records_at_source: body.response.numFound,
907
+ returned: instruments.length,
908
+ note: 'One row per (ISIN, trading venue) — the same instrument can appear more than once if it trades on multiple EU venues.',
909
+ instruments,
910
+ source: 'ESMA Financial Instruments Reference Data System (FIRDS), registers.esma.europa.eu',
911
+ };
912
+ }
913
+
914
+ case 'esma_check_firm_authorisation': {
915
+ const lei = args.lei ? String(args.lei).trim().toUpperCase() : undefined;
916
+ const name = args.name ? String(args.name).trim() : undefined;
917
+ if (!lei && !name) {
918
+ throw new Error('invalid_argument: pass either name or lei.');
919
+ }
920
+ const limit = Math.min(Math.max(Number(args.limit) || 20, 1), 100);
921
+ const q = lei
922
+ ? `entity_type:ae AND ae_lei:${escapeSolrTerm(lei)}`
923
+ : `entity_type:ae AND ${nameContainsAllWordsQuery('ae_entityName', name!)}`;
924
+ const body = await solrQuery('esma_registers_upreg', {
925
+ q,
926
+ rows: String(limit),
927
+ wt: 'json',
928
+ fl: 'ae_entityName,ae_lei,ae_status,ae_entityTypeLabel,ae_competentAuthority,ae_homeMemberState,ae_headOfficeAddress,ae_authorisationNotificationDateStr,ae_website',
929
+ });
930
+ if (body.response.numFound === 0) {
931
+ return {
932
+ query: lei ? { lei } : { name },
933
+ total_records_at_source: 0,
934
+ entities: [],
935
+ note: 'No match in the Union Register of investment firms. This does not by itself mean the entity is unauthorised — it may be authorised under a different legal name, or authorised as a credit institution rather than a standalone investment firm.',
936
+ source: "ESMA Union Register of investment firms (MiFID II authorisation register), registers.esma.europa.eu",
937
+ };
938
+ }
939
+ const entities = body.response.docs.map((d) => ({
940
+ entity_name: firstStr(d, 'ae_entityName'),
941
+ lei: firstStr(d, 'ae_lei'),
942
+ status: firstStr(d, 'ae_status'),
943
+ entity_type: firstStr(d, 'ae_entityTypeLabel'),
944
+ competent_authority: firstStr(d, 'ae_competentAuthority'),
945
+ home_member_state: firstStr(d, 'ae_homeMemberState'),
946
+ head_office_address: firstStr(d, 'ae_headOfficeAddress'),
947
+ authorisation_notification_date: firstStr(d, 'ae_authorisationNotificationDateStr'),
948
+ website: firstStr(d, 'ae_website'),
949
+ }));
950
+ return {
951
+ query: lei ? { lei } : { name },
952
+ total_records_at_source: body.response.numFound,
953
+ returned: entities.length,
954
+ entities,
955
+ source: "ESMA Union Register of investment firms (MiFID II authorisation register), registers.esma.europa.eu",
956
+ };
957
+ }
958
+
959
+ default:
960
+ throw new Error(`Unknown tool: ${name}`);
961
+ }
962
+ }
963
+
964
+ export default { tools, callTool, meter: { credits: 1 } } satisfies McpToolExport;
package/src/server.ts ADDED
@@ -0,0 +1,45 @@
1
+ /**
2
+ * Stdio MCP server entry point for @pipeworx/mcp-esma-firds.
3
+ * Generated by scripts/publish-pack.sh — do not hand-edit in the pack repo;
4
+ * edit scripts/publish-pack.sh (the server.ts heredoc) and republish instead.
5
+ */
6
+ import { Server } from '@modelcontextprotocol/sdk/server/index.js';
7
+ import { StdioServerTransport } from '@modelcontextprotocol/sdk/server/stdio.js';
8
+ import { CallToolRequestSchema, ListToolsRequestSchema } from '@modelcontextprotocol/sdk/types.js';
9
+ import pack from './index.js';
10
+
11
+ const server = new Server(
12
+ { name: '@pipeworx/mcp-esma-firds', version: '0.1.0' },
13
+ { capabilities: { tools: {} } },
14
+ );
15
+
16
+ server.setRequestHandler(ListToolsRequestSchema, async () => ({
17
+ tools: pack.tools.map((t) => ({
18
+ name: t.name,
19
+ description: t.description,
20
+ inputSchema: t.inputSchema,
21
+ })),
22
+ }));
23
+
24
+ server.setRequestHandler(CallToolRequestSchema, async (request) => {
25
+ const { name, arguments: args } = request.params;
26
+ try {
27
+ const result = await pack.callTool(name, (args ?? {}) as Record<string, unknown>);
28
+ return { content: [{ type: 'text', text: JSON.stringify(result, null, 2) }] };
29
+ } catch (err) {
30
+ return {
31
+ content: [{ type: 'text', text: err instanceof Error ? err.message : String(err) }],
32
+ isError: true,
33
+ };
34
+ }
35
+ });
36
+
37
+ async function main() {
38
+ const transport = new StdioServerTransport();
39
+ await server.connect(transport);
40
+ }
41
+
42
+ main().catch((err) => {
43
+ console.error('Fatal error running server:', err);
44
+ process.exit(1);
45
+ });
package/tsconfig.json ADDED
@@ -0,0 +1,18 @@
1
+ {
2
+ "compilerOptions": {
3
+ "target": "ES2022",
4
+ "module": "ESNext",
5
+ "moduleResolution": "bundler",
6
+ "lib": ["ES2022"],
7
+ "types": ["@cloudflare/workers-types"],
8
+ "strict": true,
9
+ "esModuleInterop": true,
10
+ "skipLibCheck": true,
11
+ "resolveJsonModule": true,
12
+ "outDir": "dist",
13
+ "rootDir": "src",
14
+ "declaration": true
15
+ },
16
+ "include": ["src"],
17
+ "exclude": ["src/server.ts"]
18
+ }