@ottochain/sdk 1.7.0-beta.2 → 2.1.0

package/dist/cjs/apps/corporate/state-machines/corp-entity.js

@@ -0,0 +1,671 @@
+"use strict";
+Object.defineProperty(exports, "__esModule", { value: true });
+exports.corpEntityDef = void 0;
+const fiber_app_js_1 = require("../../../schema/fiber-app.js");
+/**
+ * Master corporate record tracking the lifecycle of a business entity from incorporation through dissolution.
+ * Manages legal identity, share structure, and corporate status.
+ */
+exports.corpEntityDef = (0, fiber_app_js_1.defineFiberApp)({
+    metadata: {
+        name: "CorpEntity",
+        app: "corporate",
+        type: "entity",
+        version: "1.0.0",
+        description: "Master corporate record tracking the lifecycle of a business entity from incorporation through dissolution. Manages legal identity, share structure, and corporate status.",
+        crossReferences: {
+            board: {
+                machine: "corporate-board",
+                description: "Board of directors for this entity",
+                foreignKey: "entityId",
+            },
+            officers: {
+                machine: "corporate-officers",
+                description: "Executive officers for this entity",
+                foreignKey: "entityId",
+            },
+            bylaws: {
+                machine: "corporate-bylaws",
+                description: "Governing bylaws for this entity",
+                foreignKey: "entityId",
+            },
+            shareholders: {
+                machine: "corporate-shareholders",
+                description: "Shareholder meeting instances",
+                foreignKey: "entityId",
+            },
+            securities: {
+                machine: "corporate-securities",
+                description: "Stock issuance records",
+                foreignKey: "entityId",
+            },
+            compliance: {
+                machine: "corporate-compliance",
+                description: "Regulatory compliance tracking",
+                foreignKey: "entityId",
+            },
+        },
+    },
+    createSchema: {
+        required: ["entityId", "legalName", "entityType", "jurisdiction"],
+        properties: {
+            entityId: {
+                type: "string",
+                description: "Unique identifier for this corporate entity",
+                immutable: true,
+            },
+            legalName: {
+                type: "string",
+                description: "Full legal name of the corporation",
+            },
+            tradeName: {
+                type: "string",
+                nullable: true,
+                description: "DBA or trade name if different",
+            },
+            entityType: {
+                type: "string",
+                enum: ["C_CORP", "S_CORP", "B_CORP", "LLC", "LP", "LLP"],
+                description: "Legal entity type",
+            },
+            jurisdiction: {
+                type: "object",
+                properties: {
+                    state: {
+                        type: "string",
+                        description: "State of incorporation (e.g., DE, NV, WY)",
+                    },
+                    country: { type: "string", default: "USA" },
+                    foreignQualifications: {
+                        type: "array",
+                        items: { type: "string" },
+                        description: "States where foreign qualified to do business",
+                    },
+                },
+            },
+            fiscalYearEnd: {
+                type: "string",
+                description: "Fiscal year end (MM-DD format)",
+            },
+            registeredAgent: {
+                type: "object",
+                properties: {
+                    name: { type: "string" },
+                    address: { type: "object" },
+                    phone: { type: "string" },
+                    email: { type: "string" },
+                    effectiveDate: { type: "string", format: "date" },
+                },
+            },
+            principalOffice: {
+                type: "object",
+                properties: {
+                    street: { type: "string" },
+                    city: { type: "string" },
+                    state: { type: "string" },
+                    zip: { type: "string" },
+                    country: { type: "string", default: "USA" },
+                },
+            },
+            shareStructure: {
+                type: "object",
+                properties: {
+                    classes: {
+                        type: "array",
+                        items: { $ref: "#/definitions/ShareClass" },
+                    },
+                    totalAuthorized: {
+                        type: "integer",
+                        description: "Sum of all authorized shares",
+                    },
+                    totalIssued: { type: "integer" },
+                    totalOutstanding: { type: "integer" },
+                },
+            },
+            incorporators: {
+                type: "array",
+                items: { $ref: "#/definitions/Incorporator" },
+            },
+            ein: {
+                type: "string",
+                nullable: true,
+                description: "Federal EIN",
+            },
+            stateIds: {
+                type: "object",
+                additionalProperties: { type: "string" },
+                description: "State-specific entity IDs keyed by state code",
+            },
+        },
+    },
+    stateSchema: {
+        properties: {
+            entityId: { type: "string", immutable: true },
+            legalName: { type: "string" },
+            tradeName: { type: "string", nullable: true },
+            entityType: { type: "string" },
+            jurisdiction: { type: "object" },
+            formationDate: { type: "string", format: "date", computed: true },
+            fiscalYearEnd: { type: "string" },
+            registeredAgent: { type: "object" },
+            principalOffice: { type: "object" },
+            shareStructure: { type: "object" },
+            incorporators: { type: "array" },
+            ein: { type: "string", nullable: true },
+            stateIds: { type: "object" },
+            status: {
+                type: "string",
+                enum: ["INCORPORATING", "ACTIVE", "SUSPENDED", "DISSOLVED"],
+                computed: true,
+            },
+            suspensionReason: { type: "string", nullable: true, computed: true },
+            suspensionDate: {
+                type: "string",
+                format: "date",
+                nullable: true,
+                computed: true,
+            },
+            dissolutionDate: {
+                type: "string",
+                format: "date",
+                nullable: true,
+                computed: true,
+            },
+            dissolutionReason: { type: "string", nullable: true, computed: true },
+            charterAmendments: {
+                type: "array",
+                items: { $ref: "#/definitions/CharterAmendment" },
+                computed: true,
+            },
+            createdAt: { type: "timestamp", computed: true },
+            updatedAt: { type: "timestamp", computed: true },
+        },
+    },
+    eventSchemas: {
+        incorporate: {
+            description: "State approves articles of incorporation, corporation comes into existence",
+            required: ["approvalDate", "stateFileNumber"],
+            properties: {
+                approvalDate: { type: "string", format: "date" },
+                stateFileNumber: { type: "string" },
+                certificateOfIncorporation: {
+                    type: "string",
+                    description: "Document reference",
+                },
+            },
+        },
+        amend_charter: {
+            description: "Amend the certificate/articles of incorporation (requires shareholder approval for most amendments)",
+            required: [
+                "amendmentId",
+                "description",
+                "amendmentType",
+                "resolutionRef",
+                "effectiveDate",
+                "filedDate",
+            ],
+            properties: {
+                amendmentId: { type: "string" },
+                description: { type: "string" },
+                amendmentType: {
+                    type: "string",
+                    enum: [
+                        "NAME_CHANGE",
+                        "SHARE_AUTHORIZATION",
+                        "PURPOSE_CHANGE",
+                        "OTHER",
+                    ],
+                },
+                resolutionRef: {
+                    type: "string",
+                    description: "Reference to board/shareholder resolution",
+                },
+                effectiveDate: { type: "string", format: "date" },
+                filedDate: { type: "string", format: "date" },
+                newShareAuthorization: {
+                    type: "object",
+                    nullable: true,
+                    description: "If increasing/changing authorized shares",
+                },
+                newLegalName: { type: "string", nullable: true },
+            },
+        },
+        update_share_class: {
+            description: "Update authorized shares for an existing class or add new class (requires charter amendment)",
+            required: [
+                "classId",
+                "className",
+                "authorized",
+                "parValue",
+                "votingRights",
+                "charterAmendmentRef",
+            ],
+            properties: {
+                classId: { type: "string" },
+                className: { type: "string" },
+                authorized: { type: "integer" },
+                parValue: { type: "number" },
+                votingRights: { type: "boolean" },
+                votesPerShare: { type: "number", default: 1 },
+                liquidationPreference: { type: "number", nullable: true },
+                dividendRate: { type: "number", nullable: true },
+                convertible: { type: "boolean", default: false },
+                charterAmendmentRef: { type: "string" },
+            },
+        },
+        update_registered_agent: {
+            description: "Change the registered agent on file with the state",
+            required: ["name", "address", "effectiveDate"],
+            properties: {
+                name: { type: "string" },
+                address: { type: "object" },
+                phone: { type: "string" },
+                email: { type: "string" },
+                effectiveDate: { type: "string", format: "date" },
+                filingConfirmation: {
+                    type: "string",
+                    description: "State filing confirmation number",
+                },
+            },
+        },
+        suspend: {
+            description: "State suspends corporate powers (typically for tax/filing noncompliance)",
+            required: ["reason", "suspensionDate"],
+            properties: {
+                reason: {
+                    type: "string",
+                    enum: [
+                        "FRANCHISE_TAX_DELINQUENT",
+                        "ANNUAL_REPORT_MISSING",
+                        "REGISTERED_AGENT_LAPSE",
+                        "ADMINISTRATIVE",
+                        "OTHER",
+                    ],
+                },
+                suspensionDate: { type: "string", format: "date" },
+                stateNotice: {
+                    type: "string",
+                    description: "Reference to state notice",
+                },
+                cureDeadline: { type: "string", format: "date", nullable: true },
+            },
+        },
+        reinstate: {
+            description: "Cure deficiencies and reinstate corporate powers",
+            required: [
+                "reinstatementDate",
+                "curativeActions",
+                "stateConfirmation",
+            ],
+            properties: {
+                reinstatementDate: { type: "string", format: "date" },
+                curativeActions: {
+                    type: "array",
+                    items: { type: "string" },
+                    description: "List of actions taken to cure",
+                },
+                stateConfirmation: { type: "string" },
+                penaltiesPaid: { type: "number", nullable: true },
+            },
+        },
+        dissolve_voluntary: {
+            description: "Voluntary dissolution approved by board and shareholders",
+            required: [
+                "dissolutionDate",
+                "boardResolutionRef",
+                "shareholderResolutionRef",
+            ],
+            properties: {
+                dissolutionDate: { type: "string", format: "date" },
+                boardResolutionRef: { type: "string" },
+                shareholderResolutionRef: { type: "string" },
+                windingUpPlan: {
+                    type: "string",
+                    description: "Reference to winding up plan",
+                },
+                certificateOfDissolution: { type: "string" },
+            },
+        },
+        dissolve_administrative: {
+            description: "Administrative dissolution by state after prolonged suspension",
+            required: ["dissolutionDate", "stateOrder", "reason"],
+            properties: {
+                dissolutionDate: { type: "string", format: "date" },
+                stateOrder: { type: "string" },
+                reason: { type: "string" },
+            },
+        },
+    },
+    definitions: {
+        ShareClass: {
+            type: "object",
+            properties: {
+                className: {
+                    type: "string",
+                    description: "e.g., Common, Series A Preferred",
+                },
+                classId: { type: "string" },
+                authorized: { type: "integer", description: "Total shares authorized" },
+                issued: { type: "integer", description: "Shares currently issued" },
+                outstanding: { type: "integer", description: "Issued minus treasury" },
+                treasury: { type: "integer", description: "Shares held by company" },
+                parValue: { type: "number", description: "Par value per share" },
+                votingRights: {
+                    type: "boolean",
+                    description: "Whether class has voting rights",
+                },
+                votesPerShare: { type: "number", default: 1 },
+                liquidationPreference: {
+                    type: "number",
+                    nullable: true,
+                    description: "Liquidation preference multiple",
+                },
+                dividendRate: {
+                    type: "number",
+                    nullable: true,
+                    description: "Annual dividend rate %",
+                },
+                convertible: { type: "boolean", default: false },
+                conversionRatio: { type: "number", nullable: true },
+                antidilution: {
+                    type: "string",
+                    enum: [
+                        "NONE",
+                        "BROAD_BASED",
+                        "NARROW_BASED",
+                        "FULL_RATCHET",
+                    ],
+                    nullable: true,
+                },
+            },
+        },
+        Incorporator: {
+            type: "object",
+            properties: {
+                name: { type: "string" },
+                address: { type: "object" },
+                signatureDate: { type: "string", format: "date" },
+            },
+        },
+        CharterAmendment: {
+            type: "object",
+            properties: {
+                amendmentId: { type: "string" },
+                description: { type: "string" },
+                effectiveDate: { type: "string", format: "date" },
+                resolutionRef: {
+                    type: "string",
+                    description: "Reference to approving resolution",
+                },
+                filedDate: { type: "string", format: "date" },
+            },
+        },
+    },
+    states: {
+        INCORPORATING: {
+            id: "INCORPORATING",
+            isFinal: false,
+            description: "Initial state during formation process. Articles filed but not yet approved by state.",
+        },
+        ACTIVE: {
+            id: "ACTIVE",
+            isFinal: false,
+            description: "Corporation is in good standing and authorized to conduct business.",
+        },
+        SUSPENDED: {
+            id: "SUSPENDED",
+            isFinal: false,
+            description: "Corporate powers suspended due to compliance failure (tax, filings, etc). Can be reinstated.",
+        },
+        DISSOLVED: {
+            id: "DISSOLVED",
+            isFinal: true,
+            description: "Corporation has been legally dissolved. Terminal state.",
+        },
+    },
+    initialState: "INCORPORATING",
+    transitions: [
+        // INCORPORATING -> ACTIVE
+        {
+            from: "INCORPORATING",
+            to: "ACTIVE",
+            eventName: "incorporate",
+            guard: {
+                and: [
+                    { "!=": [{ var: "state.legalName" }, null] },
+                    { "!=": [{ var: "state.jurisdiction.state" }, null] },
+                    { "!=": [{ var: "state.registeredAgent" }, null] },
+                    { ">": [{ var: "state.incorporators.length" }, 0] },
+                    { ">": [{ var: "state.shareStructure.classes.length" }, 0] },
+                    { ">": [{ var: "state.shareStructure.totalAuthorized" }, 0] },
+                ],
+            },
+            effect: {
+                merge: [
+                    { var: "state" },
+                    {
+                        status: "ACTIVE",
+                        formationDate: { var: "event.approvalDate" },
+                        updatedAt: { var: "$timestamp" },
+                    },
+                ],
+            },
+            emits: ["CORPORATION_FORMED"],
+        },
+        // ACTIVE -> ACTIVE (amend_charter)
+        {
+            from: "ACTIVE",
+            to: "ACTIVE",
+            eventName: "amend_charter",
+            guard: { "!=": [{ var: "event.resolutionRef" }, null] },
+            dependencies: [
+                {
+                    machine: "corporate-resolution",
+                    instanceRef: { var: "event.resolutionRef" },
+                    requiredState: "EXECUTED",
+                },
+            ],
+            effect: {
+                merge: [
+                    { var: "state" },
+                    {
+                        charterAmendments: {
+                            cat: [
+                                { var: "state.charterAmendments" },
+                                [
+                                    {
+                                        amendmentId: { var: "event.amendmentId" },
+                                        description: { var: "event.description" },
+                                        effectiveDate: { var: "event.effectiveDate" },
+                                        resolutionRef: { var: "event.resolutionRef" },
+                                        filedDate: { var: "event.filedDate" },
+                                    },
+                                ],
+                            ],
+                        },
+                        legalName: {
+                            if: [
+                                { "!=": [{ var: "event.newLegalName" }, null] },
+                                { var: "event.newLegalName" },
+                                { var: "state.legalName" },
+                            ],
+                        },
+                        updatedAt: { var: "$timestamp" },
+                    },
+                ],
+            },
+            emits: ["CHARTER_AMENDED"],
+        },
+        // ACTIVE -> ACTIVE (update_share_class)
+        {
+            from: "ACTIVE",
+            to: "ACTIVE",
+            eventName: "update_share_class",
+            guard: {
+                some: [
+                    { var: "state.charterAmendments" },
+                    {
+                        "==": [
+                            { var: ".amendmentId" },
+                            { var: "event.charterAmendmentRef" },
+                        ],
+                    },
+                ],
+            },
+            effect: {
+                merge: [
+                    { var: "state" },
+                    {
+                        shareStructure: {
+                            merge: [
+                                { var: "state.shareStructure" },
+                                {
+                                    classes: {
+                                        map: [
+                                            { var: "state.shareStructure.classes" },
+                                            {
+                                                if: [
+                                                    {
+                                                        "==": [
+                                                            { var: ".classId" },
+                                                            { var: "event.classId" },
+                                                        ],
+                                                    },
+                                                    {
+                                                        classId: { var: "event.classId" },
+                                                        className: { var: "event.className" },
+                                                        authorized: { var: "event.authorized" },
+                                                        issued: 0,
+                                                        outstanding: 0,
+                                                        treasury: 0,
+                                                        parValue: { var: "event.parValue" },
+                                                        votingRights: { var: "event.votingRights" },
+                                                        votesPerShare: { var: "event.votesPerShare" },
+                                                        liquidationPreference: {
+                                                            var: "event.liquidationPreference",
+                                                        },
+                                                        dividendRate: { var: "event.dividendRate" },
+                                                        convertible: { var: "event.convertible" },
+                                                    },
+                                                    { var: "" },
+                                                ],
+                                            },
+                                        ],
+                                    },
+                                },
+                            ],
+                        },
+                    },
+                ],
+            },
+        },
+        // ACTIVE -> ACTIVE (update_registered_agent)
+        {
+            from: "ACTIVE",
+            to: "ACTIVE",
+            eventName: "update_registered_agent",
+            guard: { "==": [1, 1] },
+            effect: {
+                merge: [
+                    { var: "state" },
+                    {
+                        registeredAgent: {
+                            name: { var: "event.name" },
+                            address: { var: "event.address" },
+                            phone: { var: "event.phone" },
+                            email: { var: "event.email" },
+                            effectiveDate: { var: "event.effectiveDate" },
+                        },
+                    },
+                ],
+            },
+            emits: ["REGISTERED_AGENT_CHANGED"],
+        },
+        // ACTIVE -> SUSPENDED
+        {
+            from: "ACTIVE",
+            to: "SUSPENDED",
+            eventName: "suspend",
+            guard: { "==": [1, 1] },
+            effect: {
+                merge: [
+                    { var: "state" },
+                    {
+                        status: "SUSPENDED",
+                        suspensionReason: { var: "event.reason" },
+                        suspensionDate: { var: "event.suspensionDate" },
+                    },
+                ],
+            },
+            emits: ["CORPORATION_SUSPENDED"],
+        },
+        // SUSPENDED -> ACTIVE
+        {
+            from: "SUSPENDED",
+            to: "ACTIVE",
+            eventName: "reinstate",
+            guard: { "==": [1, 1] },
+            effect: {
+                merge: [
+                    { var: "state" },
+                    {
+                        status: "ACTIVE",
+                        suspensionReason: null,
+                        suspensionDate: null,
+                    },
+                ],
+            },
+            emits: ["CORPORATION_REINSTATED"],
+        },
+        // ACTIVE -> DISSOLVED (voluntary)
+        {
+            from: "ACTIVE",
+            to: "DISSOLVED",
+            eventName: "dissolve_voluntary",
+            guard: { "==": [1, 1] },
+            dependencies: [
+                {
+                    machine: "corporate-resolution",
+                    instanceRef: { var: "event.boardResolutionRef" },
+                    requiredState: "EXECUTED",
+                },
+                {
+                    machine: "corporate-resolution",
+                    instanceRef: { var: "event.shareholderResolutionRef" },
+                    requiredState: "EXECUTED",
+                },
+            ],
+            effect: {
+                merge: [
+                    { var: "state" },
+                    {
+                        status: "DISSOLVED",
+                        dissolutionDate: { var: "event.dissolutionDate" },
+                        dissolutionReason: "VOLUNTARY",
+                    },
+                ],
+            },
+            emits: ["CORPORATION_DISSOLVED"],
+        },
+        // SUSPENDED -> DISSOLVED (administrative)
+        {
+            from: "SUSPENDED",
+            to: "DISSOLVED",
+            eventName: "dissolve_administrative",
+            guard: { "==": [1, 1] },
+            effect: {
+                merge: [
+                    { var: "state" },
+                    {
+                        status: "DISSOLVED",
+                        dissolutionDate: { var: "event.dissolutionDate" },
+                        dissolutionReason: {
+                            cat: ["ADMINISTRATIVE: ", { var: "event.reason" }],
+                        },
+                    },
+                ],
+            },
+            emits: ["CORPORATION_DISSOLVED"],
+        },
+    ],
+});