@loomwork/compliance 0.0.0-stage → 0.1.0

package/LICENSE

@@ -0,0 +1,202 @@
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package/NOTICE

@@ -0,0 +1,8 @@
+Loom
+Copyright 2026 Sushil Chhetri
+
+Licensed under the Apache License, Version 2.0 (the "License");
+you may not use this project except in compliance with the License.
+You may obtain a copy of the License at
+
+    http://www.apache.org/licenses/LICENSE-2.0

package/README.md

@@ -1,3 +1,88 @@
-# Temporary Holding Version
+# @loomwork/compliance — data-subject export and erasure
 
-This version is a temporary placeholder for this package. An operational version to replace this has been submitted for review and is awaiting a staged release.
+Tooling for GDPR and CCPA style requests, built on the fact that the event log already holds everything
+about a person. A **subject index** maps a subject id to the executions that concern them, `exportSubject`
+assembles an access and portability package (Art. 15 and 20), and `EraseCoordinator` handles erasure
+(Art. 17) by destroying the subject's encryption key so their sensitive fields cannot be read, and by
+deleting copies the key does not cover (archived segments, claim-checked blobs, inbox streams). It is
+compliance-enabling tooling, not legal advice, and the kernel itself has no notion of a "data subject":
+you supply a `subjectOf` resolver. In an app you use it through `defineConfig` (`security.compliance`),
+which exposes `app.subjectIndex`, `app.exportSubject` and `app.eraseSubject`. The full erasure behaviour is
+in [docs/compliance.md](../../docs/compliance.md).
+
+```ts
+import { defineConfig } from "@loomwork/app";
+import { helloFlow } from "./config"; // a flow whose input is { name }
+
+const app = defineConfig({
+  storage: { kind: "memory" },
+  flows: [helloFlow],
+  security: {
+    compliance: {
+      // Name the subject an event concerns, or return undefined.
+      subjectOf: (e) =>
+        e.eventType === "EXECUTION_STARTED"
+          ? (e.payload as { input?: { name?: string } }).input?.name
+          : undefined,
+    },
+    // Compliance refuses to compose unless the log is kept free of a principal's identity:
+    // pass `security.crypto`, or a codec that records an opaque ref. This one records nothing.
+    principalCodec: { toRef: () => undefined, fromRef: () => undefined },
+  },
+});
+
+const handle = await app.runtime.start(helloFlow, { name: "ada" });
+await handle.waitForCompletion();
+
+app.subjectIndex?.executionsOf("ada"); // ["<execution id>"]
+const pkg = await app.exportSubject("ada"); // Art. 15 / 20: folded state and raw events per execution
+console.log(pkg.executions.length); // 1
+// app.eraseSubject("ada") also needs security.compliance.erase.shred; see docs/compliance.md
+await app.close();
+```
+
+## Surface
+
+- **Index.** `SubjectIndex` (`SubjectIndex.fromEvents(events, subjectOf)` rebuilds it from a cold log),
+  `SubjectResolver`, `TenantResolver`, `DEFAULT_TENANT`.
+- **Export.** `exportSubject(subjectId, options)` returning a `SubjectExport` of per-execution
+  `SubjectExecutionExport` (`state`, `events`, and when relevant `claimChecked`, `reservedStreams`,
+  `legacyCheckpoints`, `unarchived`).
+- **Erasure.** `EraseCoordinator`, `ERASURE_STREAM` (the reserved control stream its facts live on),
+  `EraseSubjectResult` (`outcome` of `erased`, `parked` or `unknown`) and the `Shredder` type.
+  `shredSubject` itself is in `@loomwork/plugin-crypto`.
+- **Errors.** `ArchivedCopiesRemainError`, `ContentCopiesRemainError`, `SenderRedactionUnsupportedError`.
+
+## Behaviour that surprises people
+
+- **Compliance needs a plan for principal identity.** `defineConfig` refuses to compose with
+  `security.compliance` unless `security.crypto` is composed or a `security.principalCodec` keeps the
+  identity out of the log (`PrincipalRecordingRefusedError`).
+- **Erasure is liveness-gated.** If every execution of the subject is terminal it shreds now (`erased`).
+  If any is live it records the request durably and completes it when the last one terminates (`parked`),
+  naming the blockers. A parked execution counts as live, so a chat agent waiting on `receive` blocks it
+  until you cancel it or call `eraseSubject(..., { parked: "shred" })`, which cancels suspended owners
+  first. A running owner still defers.
+- **It fails closed before the key is destroyed.** A plaintext archive with no `deleteExecution`, or one
+  holding the subject as a sender without `replaceSegments`, makes erasure throw with nothing shredded.
+- **Tenants share subject ids unless you partition.** Two tenants can both have an `"alice"`; without
+  `tenantOf` the index merges them. With it, every query, export and erasure is tenant-scoped.
+- **Work started for the subject during an erasure is not covered.** After the key is destroyed its sealed
+  writes fail, so quiesce new work first.
+- **A destroyed key is evidence only if the store can prove it.** `destroyed` is a proof function; never
+  stub it, because a wrong `true` produces a false erasure record.
+- **Plaintext written before crypto was enabled survives a shred**, since destroying a key cannot touch
+  it; only deleting its stream erases it.
+- **Align `subjectOf` with the crypto plugin's.** When claim-checked blobs are sealed per subject, a
+  mismatch makes erasure slower and may retain ciphertext.
+
+## Install
+
+Unpublished for now: inside this repo use `workspace:*`; from a sibling checkout use a `link:` override (see [AGENTS.md](../../AGENTS.md)).
+
+## See also
+
+- API reference: section "`@loomwork/compliance` — subject export & erasure (T3)" in [docs/api-reference.org](../../docs/api-reference.org).
+- Guides: [data-subject rights](../../docs/compliance.md) (full erasure behaviour, archives, inbox streams, claim-checked outputs), [data protection patterns](../../docs/data-protection-patterns.md), [encryption at rest](../../docs/loom-2.0/11-encryption-at-rest.md).
+- ADRs: [0022 log lifecycle, retention, redaction and encryption](../../docs/adr/0022-k10-log-lifecycle-retention-redaction-encryption.md), [0138 compaction archives](../../docs/adr/0138-compaction-archives-what-it-removes.md), [0140 agent claim check](../../docs/adr/0140-agent-claim-check-opt-in.md).
+- Source: `packages/compliance/src`.

package/dist/SubjectIndex.d.ts

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+import type { EventEnvelope } from "@loomwork/core";
+/** Given an event, the data subject it concerns — or `undefined` if it names none. */
+export type SubjectResolver = (event: EventEnvelope) => string | undefined;
+/** Given an event, the tenant it belongs to — or `undefined` for the default partition. */
+export type TenantResolver = (event: EventEnvelope) => string | undefined;
+/** The partition subjects fall into when no tenant is resolved (single-tenant apps). */
+export declare const DEFAULT_TENANT = "";
+export interface SubjectIndexOptions {
+    /** Partition the index by tenant (T3-R2.4). Omit for a single-tenant app. */
+    tenantOf?: TenantResolver;
+}
+/**
+ * A live, rebuildable index of `(tenant, subjectId) → executionIds`. Feed it the event stream
+ * (`handleEvent`, e.g. from `defineConfig`'s `onEvent`) or rebuild from a log
+ * ({@link SubjectIndex.fromEvents}) — both yield the same state (P2). Backed by a nested
+ * `Map<tenant, Map<subject, Set<execution>>>` for O(1) scoped membership + a reverse
+ * `Map<execution, {tenant, subject}>` for O(1) dedupe and lookup, so a burst of events for
+ * one execution is not re-resolved and tenants never share a subject bucket.
+ */
+export declare class SubjectIndex {
+    private readonly subjectOf;
+    private readonly byTenant;
+    private readonly byExecution;
+    private readonly tenantOf;
+    constructor(subjectOf: SubjectResolver, options?: SubjectIndexOptions);
+    /** Fold a full event array into a fresh index (deterministic rebuild from the log). */
+    static fromEvents(events: readonly EventEnvelope[], subjectOf: SubjectResolver, options?: SubjectIndexOptions): SubjectIndex;
+    /** Record the subject (and tenant) an event concerns. Idempotent per execution (O(1) once mapped). */
+    handleEvent(event: EventEnvelope): void;
+    /**
+     * The executions concerning a subject WITHIN a tenant (empty if unknown). Sorted for
+     * deterministic output. `tenant` defaults to the single partition (single-tenant apps).
+     */
+    executionsOf(subjectId: string, tenant?: string): string[];
+    /** The subject an execution concerns, or `undefined` if none was resolved. */
+    subjectOfExecution(executionId: string): string | undefined;
+    /** The tenant an execution belongs to, or `undefined` if the execution is unknown. */
+    tenantOfExecution(executionId: string): string | undefined;
+    /** Whether the index has any records for a subject within a tenant. */
+    has(subjectId: string, tenant?: string): boolean;
+    /** The subjects within a tenant (sorted). The inventory backbone for a compliance report. */
+    subjects(tenant?: string): string[];
+    /** All tenant ids with any records (sorted). A single-tenant app reports one, `""`. */
+    tenants(): string[];
+    /** Number of distinct (tenant, subject) pairs indexed. */
+    get size(): number;
+}
+//# sourceMappingURL=SubjectIndex.d.ts.map

package/dist/SubjectIndex.d.ts.map

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package/dist/SubjectIndex.js

@@ -0,0 +1,90 @@
+"use strict";
+Object.defineProperty(exports, "__esModule", { value: true });
+exports.SubjectIndex = exports.DEFAULT_TENANT = void 0;
+/** The partition subjects fall into when no tenant is resolved (single-tenant apps). */
+exports.DEFAULT_TENANT = "";
+/**
+ * A live, rebuildable index of `(tenant, subjectId) → executionIds`. Feed it the event stream
+ * (`handleEvent`, e.g. from `defineConfig`'s `onEvent`) or rebuild from a log
+ * ({@link SubjectIndex.fromEvents}) — both yield the same state (P2). Backed by a nested
+ * `Map<tenant, Map<subject, Set<execution>>>` for O(1) scoped membership + a reverse
+ * `Map<execution, {tenant, subject}>` for O(1) dedupe and lookup, so a burst of events for
+ * one execution is not re-resolved and tenants never share a subject bucket.
+ */
+class SubjectIndex {
+    subjectOf;
+    byTenant = new Map();
+    byExecution = new Map();
+    tenantOf;
+    constructor(subjectOf, options = {}) {
+        this.subjectOf = subjectOf;
+        this.tenantOf = options.tenantOf ?? (() => exports.DEFAULT_TENANT);
+    }
+    /** Fold a full event array into a fresh index (deterministic rebuild from the log). */
+    static fromEvents(events, subjectOf, options = {}) {
+        const index = new SubjectIndex(subjectOf, options);
+        for (const event of events)
+            index.handleEvent(event);
+        return index;
+    }
+    /** Record the subject (and tenant) an event concerns. Idempotent per execution (O(1) once mapped). */
+    handleEvent(event) {
+        // Already mapped this execution — the (tenant, subject) is stable, nothing to do.
+        if (this.byExecution.has(event.executionId))
+            return;
+        const subject = this.subjectOf(event);
+        if (subject === undefined)
+            return;
+        const tenant = this.tenantOf(event) ?? exports.DEFAULT_TENANT;
+        this.byExecution.set(event.executionId, { tenant, subject });
+        let subjects = this.byTenant.get(tenant);
+        if (subjects === undefined) {
+            subjects = new Map();
+            this.byTenant.set(tenant, subjects);
+        }
+        let set = subjects.get(subject);
+        if (set === undefined) {
+            set = new Set();
+            subjects.set(subject, set);
+        }
+        set.add(event.executionId);
+    }
+    /**
+     * The executions concerning a subject WITHIN a tenant (empty if unknown). Sorted for
+     * deterministic output. `tenant` defaults to the single partition (single-tenant apps).
+     */
+    executionsOf(subjectId, tenant = exports.DEFAULT_TENANT) {
+        const set = this.byTenant.get(tenant)?.get(subjectId);
+        return set === undefined ? [] : [...set].sort();
+    }
+    /** The subject an execution concerns, or `undefined` if none was resolved. */
+    subjectOfExecution(executionId) {
+        return this.byExecution.get(executionId)?.subject;
+    }
+    /** The tenant an execution belongs to, or `undefined` if the execution is unknown. */
+    tenantOfExecution(executionId) {
+        return this.byExecution.get(executionId)?.tenant;
+    }
+    /** Whether the index has any records for a subject within a tenant. */
+    has(subjectId, tenant = exports.DEFAULT_TENANT) {
+        return this.byTenant.get(tenant)?.has(subjectId) ?? false;
+    }
+    /** The subjects within a tenant (sorted). The inventory backbone for a compliance report. */
+    subjects(tenant = exports.DEFAULT_TENANT) {
+        const subjects = this.byTenant.get(tenant);
+        return subjects === undefined ? [] : [...subjects.keys()].sort();
+    }
+    /** All tenant ids with any records (sorted). A single-tenant app reports one, `""`. */
+    tenants() {
+        return [...this.byTenant.keys()].sort();
+    }
+    /** Number of distinct (tenant, subject) pairs indexed. */
+    get size() {
+        let total = 0;
+        for (const subjects of this.byTenant.values())
+            total += subjects.size;
+        return total;
+    }
+}
+exports.SubjectIndex = SubjectIndex;
+//# sourceMappingURL=SubjectIndex.js.map

package/dist/SubjectIndex.js.map

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