@harperfast/harper 5.3.0-beta.1 → 5.3.0-beta.2

package/resources/indexes/DESIGN.md

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+# resources/indexes/ — Design notes
+
+The derived-index runtime and the HNSW vector index (JS graph and native plane).
+
+**Read this when:** touching `derivedIndexRuntime.ts`, `HierarchicalNavigableSmallWorld.ts`, `hnswDerivedIndex.ts`, `hnswPlaneBinding.ts`, or vector query planning.
+
+Index of every design note: [DESIGN.md](../../DESIGN.md).
+
+---
+
+## Graph size on the HNSW query path must come from node ids (`resources/indexes/HierarchicalNavigableSmallWorld.ts`)
+
+The ef auto-scale needs to know how big the graph is, on every query. Two sources that look right
+are not.
+
+`getKeysCount()` on a RocksDB store is an exact key scan, so it is O(N): measured at 13 ms per call
+at 10K keys, 128 ms at 100K, ~1 s at 500K. Calling it per query puts a linear-in-corpus-size term in
+front of every vector search — 34% of query latency at 20K vectors on the real table stack.
+
+RocksDB's `rocksdb.estimate-num-keys` property is O(1) and looks like the obvious replacement, but it
+counts entries across memtable and SST files without reconciling overwrites. Building an HNSW graph
+rewrites each node many times as its neighbours change, so on a real index it reads far high: 37,775
+for a 2,000-record table whose exact key count is 4,001, and worse after deletes. It reads exact on a
+fresh store with simple puts, so it validates clean in isolation and only misleads on a real index.
+
+Node ids are the sound source. They are allocated monotonically from a `getUserSharedBuffer` counter,
+so the counter (or one reverse seek to the largest id) gives the node count in O(1), unaffected by
+how many times a node has been rewritten. Deletes leave it reading high until a rebuild, which only
+makes ef slightly generous. A file-primary (`nativePlane`) index keeps no node-id keys in its store
+at all — the plane slot carries the primary key — so its count is the plane's id high-water, which
+reads the same way (allocation high-water, generous after deletes until a rebuild).
+
+Note the unit: the JS index store holds two keys per record — the graph node and the primary-key
+mapping — so a key count is twice the node count. `AUTO_EF_REF` is expressed in nodes for that
+reason, and any change between the two units has to move it to keep the resolved ef the same.
+
+## HNSW layers above 0 are for routing only, and must be searched greedily
+
+Each layer above 0 exists to hand the next layer down an entry point: `search()` and `index()` both
+take `results[0]` and discard the rest. Searching them at the full `ef` therefore buys nothing and
+costs work proportional to the layer's population rather than to ef — layer 1 holds ~N/M nodes, and
+at ef 512 a query visited ~95% of it. That is a second linear-in-N term: upper-layer visits per query
+grew 342 → 2,421 across 5K → 41K vectors on real embeddings, and reached 75% of query time at 100K. Greedy descent
+(`ROUTING_EF`) is what standard HNSW does. Measured against the same graphs searched at the full `ef`
+on every layer, across 16 (size, `ef`) points on a held-out real-embedding corpus, the worst
+recall@10 change was -0.002 — one displaced neighbour at a single point — and 0.000 everywhere else.
+
+The connection-building pass in `index()` is not routing — it selects the edges that get stored — so
+it keeps `efConstruction`.
+
+The insert-side change is the one that alters stored graphs, recoverable only by a reindex, so it was
+measured separately (`benchmarks/hnsw-scale.js --build-upper-ef=100` restores the previous
+index-time descent). At 20,000 real 768-dim embeddings with identical corpus and level assignments,
+the two builds were indistinguishable on every metric measured — same recall at each `ef`, same visit
+counts, same mean layer-0 degree — and the greedy build was 1.28x faster. That is consistent with the
+graphs being identical, though equal metrics do not prove it. It is the expected result either way:
+the upper layers are sparse enough that a greedy walk reaches the same entry point, which is why
+standard HNSW descends this way.
+
+Greedy-equals-full is statistical, not per-graph: rare level layouts route to a different layer-0
+entry point and displace the tail of the top-k (~2-3% of random 600-node graphs in the unit test's
+corpus). Tests that assert exact result-set equality across search strategies must therefore pin the
+graph: level assignment draws from the instance's `random` property (a test seam defaulting to
+`Math.random`), which the routing test replaces with a seeded PRNG. One pinned graph samples the
+property once, so that test sweeps a fixed list of seeds, each verified non-divergent when the list
+was written — a seed that starts diverging after an intentional index change is a re-pin, not
+necessarily a routing regression.
+
+## `efConstruction` and the search-`ef` ceiling both auto-scale with the graph
+
+The connection-building pass selects each node's stored edges from a candidate list of
+`efConstruction` entries. Held at a constant (100) while the corpus grows, edge quality erodes in a
+way no search-side setting can compensate: at 1M nodes (768-dim, int8, calibrated hard corpus)
+recall@10 fell to 0.935 and sweeping the search `ef` from 512 to 1536 only reached 0.957 raw / 0.967
+set at 4.7x the latency — the missing neighbours were not deep in the candidate list, they were
+unreachable. Rebuilding the identical corpus (same seed, same level assignments) with
+`efConstruction` 200 restored 0.985/0.997 and made queries _faster_ at the same `ef` (3,110 nodes
+visited vs 3,948 — better-selected edges route more directly). Quantization contributed ~1.5 points
+(float32 rebuild: 0.952); construction quality was the dominant term. Full sweep in #2180.
+
+So when the schema does not configure `efConstruction`, it scales as `AUTO_EF_BASE * sqrt(nodes /
+AUTO_EFC_REF)`, capped at `AUTO_EFC_MAX`. The healthy write path reads the count directly from the
+shared id counter: one atomic load with no memo lag during bulk ingest. If an update-only worker
+cannot attach that counter, it warns once, falls back to the memoized reverse seek, and retries the
+attach after the memo TTL; a new insert still requires the shared counter rather than risking ids
+from a private counter. Scaling starts at 250K nodes: efC 100 held recall through 500K (0.978), so
+smaller graphs — the common case — build exactly as before. The sqrt shape mirrors the search-side
+scale; the cost is build time (1.77x at 1M for efC 200), paid only by tables that actually grow
+large, and partly returned as cheaper queries.
+
+An explicit `efConstruction` stays authoritative and is structural, so changing it triggers a full
+index rebuild. It also seeds the search `ef`: setting `efConstruction: 100` alone cuts query effort
+to 100. Retaining the former large-graph search default while opting out of build scaling requires
+an explicit `efConstructionSearch` as well (512 after the former auto-scale reached its plateau).
+There is currently no "pinned build, auto search" combination.
+
+The search side scales past its old plateau for the same reason. `AUTO_EF_MAX` (512, pinned from
+~13K nodes) was calibrated when layers above 0 were searched at the full `ef`, which made large efs
+cost seconds; after the greedy-descent fix the same headroom costs tens of milliseconds (ef 1024 at
+5M nodes: ~45ms p50), and holding the pin leaves measured recall on the table — set-recall at a
+pinned 512 on well-built graphs decays 0.997 → 0.955 → 0.935 across 1M/2M/5M. So past
+`AUTO_EF_LARGE_REF` (1M nodes, where 512 was last measured sufficient) the scale resumes from the
+plateau — `512 * sqrt(nodes / 1M)` — up to `AUTO_EF_CEILING` (2048, binding at ~16M). The 5M point
+resolves 1,145, bracketed by the measured ef-1024 sweep there (0.985 set). The default's query
+latency therefore grows as sqrt(N) on large tables; that is the recall-first trade chosen here, and
+apps preferring latency pin `efConstructionSearch` or a per-query `ef`. The filtered-traversal
+budget (`maxVisits`, #1241) deliberately does not follow the second regime: each budgeted visit is
+a synchronous record load plus predicate evaluation, so an auto-scaled ef's budget contribution
+stays capped at `AUTO_EF_MAX` — the recall decision and the filtered-scan bound are separate
+decisions, and an explicit ef (per-query or schema) still raises the budget for callers who own
+the cost. Both ceilings are finite on
+purpose: total build work grows as N^1.5 under sqrt scaling, and past roughly tens of millions of
+nodes per graph, sharded medium graphs beat one huge graph on build and query cost alike — scaling
+the constants further is the wrong tool there.
+
+Two caveats are accepted deliberately, both inherited from the count being a lifetime high-water
+mark of allocated node ids rather than a live count. First, churn: a table that deletes heavily
+(TTL eviction, delete-and-reinsert ingest) reads high forever, so its build-side efC can sit at the
+cap while the live graph is small. The 6–7x build-time extrapolation applies to a comparably large
+graph; it is not a bound for a small rolling window. When efC exceeds the live graph size, the
+candidate list cannot fill and an insert can traverse a large fraction of the graph before storing
+only `M << 1` edges. This wastes throughput without improving recall. The search side accepted the
+same over-count as "slightly generous ef" on an opt-in read path; the write path inherits it as a
+known cost until a live count exists (tracked follow-up). Second, ramp history: nodes indexed before
+the graph crossed a scale threshold keep their original edges — the scale applies to inserts from
+that point on. A reindex in a live process rebuilds roughly uniformly (the id counter keeps its
+high-water mark), but a reindex after a restart re-seeds the counter from the largest id in the
+rebuilding store and therefore repeats the ramp — its first 250K nodes rebuild at the base efC.
+Later inserts add reverse edges to older nodes, but a default-ramp 1M build has not been compared
+directly with the uniform-200 A/B. The larger default-ramp runs reached 0.988 set-recall at 2M and
+0.985 at 5M when searched at ef 1024, which shows that the measured neighbours remained reachable
+at those sizes without proving uniform convergence.
+
+Deletes have a separate tail-latency cost: connectivity repair can synchronously reinsert an orphan
+and up to 256 nodes from a severed island. Those reinserts use the current auto-scaled efC, so the
+per-insert build multiplier can land hundreds of times within one delete.
+
+## An approximate index returns at most `ef` rows, so `limit` has to reach it
+
+Layer 0 keeps at most `ef` candidates, and ef resolves from the auto-scale, not from the query. A
+`limit` above it came back short with no error: with the 512 cap no vector query could return more
+than 512 rows however large the limit, and `{offset: 250, limit: 200}` returned zero rows, so
+paginating a vector search past the first page returned nothing. `searchByIndex` threads the query's
+`offset + limit` to the custom index as `minResults`, which widens the candidate list to cover the
+request. Any future approximate index needs the same plumbing.
+
+Two bounds keep that from becoming a new problem. `ef` drives a synchronous traversal that holds
+every admitted candidate in a sorted array with an O(len) insert, so a limit-derived `ef` is capped
+at `LIMIT_EF_MAX`; without it, ordinary deep pagination (`offset` in the millions) would walk the
+whole graph on the event loop, which is worse than the truncation being fixed. And schema-level or
+per-query `ef` values stay authoritative: each is an explicit cost ceiling, so it bounds the result
+set rather than being raised by the limit. Only automatically scaled indexes widen toward
+`LIMIT_EF_MAX` to satisfy a larger bounded request.
+
+`LIMIT_EF_MAX` is the _only_ bound on the widening — deliberately not also the graph size. Clamping
+there is tempting and costs more than it saves: the memoized size reads low while a table grows, so
+it truncates the limit it was supposed to honour, and resolving a size exact enough to clamp against
+puts a store lookup back on every query whose `limit` exceeds the table — the linear-in-N term this
+whole change removed, reintroduced in miniature. An `ef` above the node count is free anyway: the
+traversal is bounded by the nodes it can reach, so it ends at the graph, not at `ef`.
+
+The filter budget deliberately does not follow a limit-derived `ef`. It is computed from the `ef`
+the index resolved for itself, with an automatically scaled `ef` capped at `AUTO_EF_MAX` before it is
+multiplied by `filterExpansion`; explicit schema or per-query `ef` values remain authoritative.
+Multiplying the budget by a caller's `limit` would turn a filtered vector query into a record-loading
+scan wearing an index's clothes.
+
+Paging a vector search is best-effort, not a stable partition. Each page re-runs the approximate
+search at a different `ef` (`offset 0, limit 250` resolves 250; `offset 250, limit 200` resolves 450),
+and an HNSW candidate set at a larger `ef` is not guaranteed to be an ordered superset of the smaller
+one, so a record can repeat across pages or be skipped. Honoring `limit` fixes the "second page is
+empty" defect; it does not make offsets a cursor. Callers who need stability should fetch one page
+large enough for the whole result set, or pin an explicit `ef`.
+
+One consumer is still calibrated in index-store keys rather than nodes: `estimateCountAsSort`, the
+planner's cost estimate for a vector sort. It is scaled by `INDEX_KEYS_PER_NODE` so the count-source
+unit switch does not shift the estimate on its own. The ef term remains the configured search value,
+not the runtime auto-scaled value, so the planner increasingly underestimates vector traversal cost
+as an automatically scaled graph grows.
+
+## Derived-index runtime: committed-log delivery to native index backends (`resources/derivedIndexRuntime.ts`)
+
+A derived index (the native HNSW plane, a future Tantivy full-text index) is a materialized view
+that lives outside the record transaction: its apply is native, costs 0.2–1.4 ms per mutation, and
+its durability barrier is an `msync` or a segment publish, none of which belong on the commit path.
+The runtime is the one Harper-side implementation of the delivery protocol in harper#2489: **the
+transaction log is the durable fact, a commit only wakes a runner, and every backend resumes from an
+exact cursor into that log.** There is deliberately no second delivery fact — no transactional
+dirty-key outbox, no `aftercommit` staging — because a second durable write per indexed mutation, a
+cleanup protocol for it, and a new column family for every audited table would still not let an
+engine-specific native file commit atomically with RocksDB, so the cursor protocol would be needed
+anyway.
+
+### Invariants
+
+1. Only committed entries are delivered; the runtime never reads uncommitted log entries.
+2. One worker runs a given backend at a time (a process-wide `tryLock` per backend). The owner
+   merges every physical log into one serial stream and keeps a cursor per log.
+3. A cursor is `{ format: 1, logs: { <log name>: <completed transaction timestamp> } }`. It advances
+   only at `endTxn` and only after the backend's durability barrier covers the whole transaction.
+4. Live delivery and restart use the same cursor validation, iterator and dispatch code. A lost wake
+   or a full backend queue delays indexing; it cannot skip durable log work.
+5. Resume proves every saved log position with `exactStart`. A missing, incomplete or duplicate
+   boundary condemns the generation; approximate resume is not permitted.
+6. The runtime resolves the current primary entry once per changed record and projects only the
+   registered attributes. Backends never see the log entry's body: a conflict retry can re-resolve a
+   record after its log payload was staged, so the entry is identity and version evidence, not state.
+7. No exception from log iteration, primary reads, projection, backend calls or unlock callbacks
+   escapes the scheduled drain or interferes with subscriptions and replication.
+8. Registration adds nothing to the commit path except a local-only eviction marker for registered
+   caching tables (below). No `aftercommit` listener, no retained `AuditRecord`s, no awaited work.
+
+### Ownership and wake-up
+
+Each worker holds one `DerivedIndexRuntime` per RocksDB root store, with the same schema-derived
+registrations on every worker; the drain is lock-elected, registration is not. The runtime listens
+to the root store's `committed` event and coalesces wakes through `setImmediate`. The winner keeps a
+reusable aggregate iterator (`RocksTransactionLogStore.getRange` with `startByLog`, `exactStart`,
+`resumeAfterExactStart`, `includeLogName`) and drains for bounded count, bytes and wall time per
+turn. Ownership is sticky: the lock is not one record writers take, so holding it across turns
+delays no commit, and it is released only after an idle grace period once durable progress equals
+offered progress. The intended wake for a waiting runner is the lock's own unlock callback
+(`tryLock(key, onUnlocked)`): one primitive, and a holder that dies releases natively and wakes the
+waiters the same way. **Temporarily** the lock is taken without one: the pinned rocksdb-js queues
+that callback as a thread-safe function of the caller's env, and on Node 22 one left behind by a
+worker that was `terminate()`d aborts the process when another thread unlocks (Harper's thread
+manager terminates workers on restart). Until the pin includes the fix (HarperFast/rocksdb-js#849),
+successors are woken by the releasing owner's `notify()` on the readiness buffer and, for an owner
+that died without releasing, by a retry timer (`lockRetryMilliseconds`, 5 s by default); the
+releasing runner ignores the one notification it caused, and a runner already parked on that timer
+does not re-probe the lock on commit wakes. This is a workaround with a tracked revert — the callback
+path is simpler and picks up a dead owner immediately.
+
+Configuration-level database aliases can load several table classes over the same physical audit
+store, index column family and plane file. They must not run that backend more than once. Registration
+therefore hands the backend to the newest class generation: it synchronously retires the predecessor,
+installs the new class's index handle, projection, table id and lag policy, and lets the native lock keep
+the successor idle until the predecessor releases ownership. A normal class cleanup only retires its own
+generation. `dropTable()` is the destructive exception: it fences the immutable table id, retires every
+registered backend for that generation (including settlement chains owned by another alias), and checks
+that the catalog still names that table id before deleting name-keyed storage. A same-name recreation can
+therefore register its new id without being retired by a stale alias.
+
+Transaction timestamps are unique per physical log but **not monotone in physical order**
+(`TransactionLogStore::writeBatch` only advances `latestTimestamp` when the batch's is greater), so
+the runtime never compares timestamps to decide progress or retention. Resume is exact-start: find
+the transaction, iterate after it. Repeat detection is a per-log set of completed timestamps
+retained since the durable cursor. A log the cursor does not name is read from its beginning only
+if it still retains it — `fileCount === 0 || oldestSequenceNumber === 1`; rocksdb-js reports
+`oldestSequenceNumber: 0` for a log that has never written a file — otherwise the generation is
+condemned.
+
+### Offered versus durable progress
+
+A native backend accepts several batches before its next barrier, so the owner tracks **offered**
+progress (cursor vectors of accepted batches, in memory, under the lock) separately from the
+backend's **durable** cursor. Every acquisition mints an owner epoch from a process-wide atomic
+counter and stamps it on each batch; a new epoch — including after a worker restart — resets offered
+progress to the durable cursor before opening its iterator, because replaying work that survived
+in a native queue is safe and trusting a dead worker's non-durable position is not. A reported
+durable cursor must equal one offered vector exactly; validating logs independently would let a
+backend assemble a cursor from different batch boundaries and hide work. Accepted-not-durable
+progress is capped (`maxAcceptedBatchesAhead`, 64); at the cap the owner keeps the lock, stops
+reading (`waiting-durable`) and resumes on a backend state-change wake, not on commit wakes.
+
+### Authoritative record resolution and the eviction marker
+
+The log decides what must be revisited; the primary store decides what is in the index now. A
+present entry yields its current version and projection; a missing, deleted, evicted or
+invalidated entry yields `absent`, which is sound only because every removal now has a durable
+fact: `delete`, `invalidate`, `relocate`, or the local-only `evict` marker that `Table.evict()` and
+`createEvictionBatcher().stageInto()` stage into the same RocksDB transaction as the row removal for
+tables with a registered derived index (`hasDerivedIndexRegistration`). The marker is `LOCAL_ONLY`,
+a no-op in boot replay, filtered from customer history and subscriptions, and rejected by
+replication. `message`, `publish` and structure entries advance progress without becoming
+documents; a `reload` marker (replica base copy) condemns the generation because its rows have no
+per-record entries. A projection that throws a 4xx `ClientError` yields
+`{ kind: 'unindexable', reason: '<class> (<status>)' }` — the backend removes any entry and counts
+it; the message never reaches shared memory or the backend because validation messages quote
+record values. Any other projection or primary-read failure is fail-closed.
+
+### Backend contract
+
+```ts
+interface DerivedIndexBackend {
+	readonly id: string;
+	attach(host: { isOwnerEpoch(epoch: bigint): boolean; getReadiness(): DerivedIndexReadiness }): void;
+	getDurableCursor(): DerivedIndexCursor | undefined;
+	deliver(batch: DerivedIndexBatch): DERIVED_INDEX_ACCEPTED | DERIVED_INDEX_DEFERRED | DERIVED_INDEX_FAILED;
+	flush(reason: 'age' | 'threshold' | 'shutdown'): void | Promise<void>; // barrier request
+	shutdown(ownerEpoch: bigint): void | Promise<void>; // quiescence: nothing further applies or publishes for the epoch
+	onStateChange(wake: (change?: 'changed' | 'accepted-work-lost' | 'failed') => void): () => void;
+	reset?(ownerEpoch: bigint): void | Promise<void>; // destroy state and cursor; first durable action invalidates the cursor
+}
+type DerivedIndexBatch = {
+	ownerEpoch: bigint;
+	transactions: { logName; timestamp; mutations }[];
+	records: DerivedIndexMutation[]; // last-write-wins per (tableId, writeKeyId(recordId)); non-enumerable
+	through?: DerivedIndexCursor; // absent on a rebuild scan chunk and while a transaction is still open
+	bytes: number; // estimate; non-enumerable
+	rebuild?: true;
+};
+```
+
+There is one contract and every hook is required. What an ownership handoff has to fence is work
+that survives a method return — a queued apply, a barrier that completes later, a cursor that
+trails delivery — so every backend supplies the epoch fence, the barrier request and the quiescence
+handshake; one that completes inside `deliver()` implements them trivially. `deliver()` is not
+bounded by the runner's turn budget (the runtime cannot bound work it does not perform): the
+expected shape is enqueue, return `accepted`, apply in the backend's own time slices, advance the
+durable cursor at its barrier, return `deferred` when its queue is full. `accepted` means the backend
+owns the batch, not that the cursor may advance. `deferred` holds the batch until a state-change
+wake. `accepted-work-lost` makes the owner rebuild its iterator from the durable cursor; `failed` or
+`DERIVED_INDEX_FAILED` condemns the generation. `reset` is optional — without it `needs-rebuild` is
+terminal — and a backend that implements it owns its crash safety: it must invalidate the cursor
+before anything destructive, because shared readiness is process memory and is no evidence after a
+restart. The runtime also writes a condemnation marker to the root store
+(`Symbol.for('derived-index:<id>:condemned')`) before any reset and clears it at the first durable
+`ready`, so a restart between condemning a cursor and destroying it still rebuilds; a marker that
+cannot be written issues no reset. The cursor's atomic durability mechanism is the backend's
+(Tantivy publishes it with segment state; HNSW writes it after the plane barrier), which is why the
+cursor is backend-owned and validation is Harper's.
+
+### Native full-text backend
+
+`resources/indexes/fullTextDerivedIndex.ts` adapts the shared runtime to
+`@harperfast/fulltext/native`; it does not implement another replay or ownership protocol. Harper
+turns each resolved mutation into one stable document id from `tableId` and the record id's
+ordered-binary storage-key bytes, and
+passes only the schema-selected string and array fields to the wrapper. Harper does not rescan array
+contents; the wrapper owns value validation, Tantivy schema, exact frame partitioning, its exclusive writer, segment publication, and file
+lifecycle. Harper keeps accepted runtime batches in a 64 MiB bounded queue and submits at most 256
+records or 5 ms of conversion work per turn, so the runtime's 4096-record chunk cannot become one
+long event-loop task. A rebuild chunk without a source-size estimate consumes the adapter's entire
+queue-byte allowance, ensuring that only one unknown-size chunk is retained at a time. Wrapper
+rejections remove the previous document and count it as unindexable; they do not leave stale search
+content. A projector returning null or no string-valued fields deletes the prior document rather
+than indexing an empty replacement.
+
+Every runtime flush is a native publication barrier. Full-text activation chooses and benchmarks the
+runtime flush thresholds; the adapter does not reinterpret a flush because the runtime uses durable
+cursor progress to bound replay work and transaction-log retention.
+
+The native commit payload contains Harper's exact derived-index cursor. A publish makes the Tantivy
+mutations and that payload visible together; only then does the adapter report durable progress.
+An ordinary apply or publish failure rollback-closes the writer, discards accepted-but-unpublished
+work, and wakes the runtime to replay from the last native payload after exponential backoff to a
+five-second ceiling. It does not condemn a structurally valid generation. During a rebuild, the same
+accepted-work-lost signal aborts that rebuild attempt; the runtime retires the partial generation and
+spends one of its bounded rebuild attempts before rescanning. A mutation-batch protocol
+violation remains permanent because retry cannot change the wrapper contract. Writer open is lazy.
+After a small immediate attempt budget, open errors use the same retry ceiling unless their stable
+code proves the native generation is structurally incompatible or corrupt. Configuration, binding,
+process-state, and unknown codes retry by default: they may require operator action or restart, but do
+not prove the index files should be reset. Persistent writer unavailability emits one warning without native paths
+or record content. Ownership handoff does not finish until drain and close prove quiescence. A
+writer-open failure that lands after shutdown begins discards queued work before finalization so it
+cannot enter another retry drain. Harper
+gives native close its own 35-second bound and bounds the complete handoff at 70 seconds. If that proof fails, shutdown rejects and the runtime keeps its
+runner lock, preventing a second writer. The underlying native operation continues and a later operator
+retry attaches to the same shutdown rather than starting a competing close. A cursor that cannot fit
+the native commit-payload limit is terminal for that backend instance: accepted work is rollback-closed
+and reported lost, then further delivery stays deferred. The adapter does not report a permanent
+backend failure because condemnation and reset cannot shrink the cursor. Automatic reset is refused
+until configuration changes replace the backend instance. This terminal park keeps readiness
+non-terminal; when the derived-index lag policy is enabled, source writes remain rejected after the
+lag limit is crossed until the deployment is changed so the cursor fits and the backend is replaced,
+or the index is disabled. Inspection accepts any payload within Harper's fixed 64 KiB format bound,
+independent of the current publication limit, so lowering that limit never turns an already-valid
+native generation into rebuild work.
+
+Inspection is synchronous and writer-free. The first durable-cursor read in each ownership acquisition
+refreshes native state, while later reads in the same acquisition use the cache; every shutdown path
+invalidates it, including an owner that received no batch. A refresh failure never falls back to a
+cached checkpoint because the runtime can publish `ready` before lazy writer-open reconciliation.
+The synchronous backend contract has no retryable acquisition result, so an inspection exception
+deliberately fails closed: the runtime condemns the generation and rebuilds from authoritative
+records rather than trusting an unverified cursor. A transient filesystem error can therefore cost
+a full rescan; reintroducing asynchronous acquisition solely to avoid that trade is out of scope.
+Missing, cursorless, incompatible, or malformed native state has no usable cursor and therefore enters
+the runtime's ordinary local rebuild from records.
+Reset first asks the wrapper to retire the live generation atomically, then reclaims only wrapper-
+validated retired paths. The reset operation is tracked and bounded; shutdown attaches to the same
+operation and keeps the runner lock if it cannot prove settlement. Retired-path reclamation is
+best-effort, serialized per lifecycle, and never extends that reset handoff. The native directory is node-local derived state: restarts reuse it and
+replay after its payload; replicas independently derive it from their own applied transaction log;
+backup and restore need only authoritative records and schema. A new or unusable directory serves no
+full-text queries until rebuild and catch-up publish `ready`.
+
+Tantivy files are not an opaque encrypted cache. They contain the document-id term dictionary,
+analyzed term dictionaries, postings, frequencies and optionally positions; `surfaceTerms: true`
+also stores the original projected strings needed for surface-term features. Operators must protect
+the full-text directory with the same filesystem controls as Harper data. Removing source records
+does not erase old segment bytes immediately; normal Tantivy merge/reclamation governs physical
+removal, and destroying an index uses the wrapper's retirement protocol.
+
+The binding remains unloaded until a full-text declaration is activated. Before activation can
+construct this backend, Harper must exact-pin the Fulltext package, document the dependency in
+`dependencies.md`, and prove that its native prebuild loads on Linux, macOS, and Windows CI. A
+missing or incompatible binding is an activation error; Harper must not silently omit the declared
+index.
+
+### Bounded delivery
+
+A drain turn **collects** identities from the iterator — `(tableId, recordId, logVersion)` per
+eligible entry, no primary read — under `maxTransactionsPerTurn`, `maxBytesPerTurn`,
+`maxMillisecondsPerTurn` and `maxChunkRecords` distinct keys, then **resolves** each key once after
+its last collected occurrence, under `maxChunkBytes` and the same wall budget, carrying the
+remainder to the next turn. Resolving after the last occurrence, not on first encounter, is what
+keeps a writer committing between two occurrences of a key from having its later state certified by
+the cursor while the earlier state stayed indexed. An oversized transaction is delivered across
+chunks with `through` withheld until the chunk that contains its `endTxn`; nothing marks such a
+chunk because a backend can do nothing with the distinction, and query-visible atomicity of one
+transaction across chunks is not promised. `bytes` is an estimate from stored record sizes (or the
+log entry size), never a serialization; `maxChunkRecords` is the hard bound. All bounds are settable
+per registration.
+
+### Durability cadence
+
+`maxAcceptedBatchesAhead` is a ceiling; the runtime, which already tracks accepted-not-durable work,
+is the scheduler. It requests `flush('age')` when the first accepted batch since the last request is
+`maxFlushAgeMilliseconds` old (1 s), `flush('threshold')` at `flushAfterMutations` (4096) or
+`flushAfterBytes` (8 MiB), and `flush('shutdown')` at release. The backend runs the barrier
+asynchronously, coalesces requests that arrive mid-barrier, and publishes `through` atomically with
+what the barrier made durable. Reaching the end of the log requests no extra barrier — arrivals
+spaced just beyond drain completion would otherwise pay one per write; the age timer is idle
+completion.
+
+### Rebuild
+
+When the backend has `reset` and the runtime was built with `scanRecords`, `needs-rebuild` is a
+phase, not an end state: publish `rebuilding`; `shutdown(previousEpoch)`; mint a new epoch and
+republish; `reset(newEpoch)` (afterwards `getDurableCursor()` must be `undefined`); capture the
+**committed tail** of every log; scan every registered table (tombstones and symbol keys skipped),
+project, deliver bounded chunks with `through` absent; deliver a final chunk with `through` = tail;
+install the tail as offered progress and replay through the ordinary drain; publish `ready` at the
+first durable advance past the tail or the first idle pass with durable == offered.
+
+The tail is safe because a committed read is a contiguous physical prefix: rocksdb-js keeps the
+physically-written-but-uncommitted start offsets in a sorted set and `commitFinished()` advances
+`lastCommittedPosition` to the earliest of them (`TransactionLogStore::commitFinished`,
+`uncommittedTransactionPositions.front()`), so a transaction that wrote at offset 200 and committed
+before one pending at 100 stays invisible until 100 commits. Everything committed before the
+capture is in the scan; everything after it is replayed; a reload marker is therefore met exactly
+once, with no capture-time bookkeeping. A log that cannot be read to its tail fails the attempt
+closed — corruption inside the committed prefix cannot be replayed from any anchor. Attempts retry
+with backoff (`rebuildBackoffMilliseconds` 1 s doubling to 5 min) up to `maxRebuildAttempts` (8),
+then publish `unavailable` and release; the attempt count travels in shared memory so a peer
+honours an exhausted budget. `requestRebuild()` from any worker sets a request word the owner
+consumes at its next wake.
+
+### Native HNSW query coverage
+
+Generation readiness and read freshness are separate. A `ready` native index can still be applying
+committed mutations. Native vector sort/threshold conditions accept `maxIndexLagMilliseconds`:
+**3000 ms by default**, `0` for strict coverage, or an explicit finite nonnegative number. This default
+allows three ordinary 1000 ms flush ages; it does not change the separate writer backpressure budget.
+Synchronous/non-native indexes ignore the native coverage options. For example, an HTTP QUERY body can contain:
+
+```json
+{
+	"sort": {
+		"attribute": "vector",
+		"target": [1, 0, 0, 0],
+		"distance": "cosine",
+		"maxIndexLagMilliseconds": 0
+	},
+	"limit": 10
+}
+```
+
+For read-after-write, add `waitForIndexMilliseconds: 10000` to that sort (or vector condition).
+Omitted or `0` preserves immediate admission; a positive finite number, capped at **30,000 ms**,
+opts into a bounded wait for coverage of writes committed before the native search begins on first iteration.
+The wait takes precedence over lag tolerance: a recent but stale proof cannot satisfy it. An already
+physically current index proceeds immediately. Otherwise the query captures one monotonic target and
+waits for the owner's certified time to reach it; later writes never reset the target. Each consumed
+waiting branch has its own budget; sequential OR or concatenated branches can take longer in total.
+A timeout throws retryable `DERIVED_INDEX_LAGGING`. On an already-started HTTP stream this is an error
+record, not a new HTTP status. Request cancellation and iterator closure also end pending waits.
+
+Waiting preserves the normal 1000 ms flush-age schedule: a small write followed by a search commonly
+waits about a second plus barrier time. Shorter deadlines are valid but may expire. Replay must reach
+an end-of-log pass with readable committed prefixes to publish a new capture; sustained overload or
+unfinished transactions can prevent certification and cause timeouts even for unaffected tables.
+The wait does not promise exact ANN recall, a historical graph snapshot, or visibility of writes that
+have not committed locally.
+
+When a vector condition also provides the sort order, each explicit coverage option takes precedence;
+missing options inherit the sort's values. The query planner preserves both when combining them.
+
+An ordinary non-waiting native query certifies coverage **at admission**. `Harper-Index-Coverage` is
+`current; lag=0; tolerance=<requested-ms>` or `bounded; lag=<upper-bound-ms>; tolerance=<requested-ms>`.
+Bounded coverage can omit recent committed mutations; it is not a claim of known incompleteness or an
+ANN recall guarantee. The header is exposed to CORS clients and does not certify a later traversal.
+Multiple non-waiting searches append one entry each.
+
+Waiting queries retain the synchronous instance iterable API: custom resources can directly use
+`super.search(query).map(...)` or concatenate results. Validation and unavailable/rebuilding checks
+remain synchronous; the adapter opens a start gate only on consumption, so unused searches start no
+wait or traversal. A zero-size page skips native work. The iterable library can pull one extra source
+row at a page boundary; an exact boundary between branches can therefore start the next branch.
+
+Waiting queries publish no HTTP coverage header: a header sent before consumption cannot certify the
+pending work. The caller must consume results and check streamed errors. JSON array streams may include
+an error element such as `{ "error": "DerivedIndexLagError: ..." }`; error serialization may instead
+provide a separate `message` field. SSE/NDJSON use their existing terminal error records. HTTP 200 alone
+is not evidence of successful completion. Prefix rows can precede a later branch error. Count pages
+materialize before headers and can still return an error status. First-item HTTP status deferral is a
+separate follow-up (#2670), not a guarantee here. Direct custom-index arrays retain `indexCoverage`;
+ordinary native promises expose it before awaiting, while waiting promises expose it on resolved arrays
+except for the zero-size fast path, which skips certification and carries no proof.
+
+Waiting consumes the ordinary transaction timeout without special monitor renewal. An expired read
+snapshot fails with `ReadSnapshotExpiredError`; timed-out staged writes retain their existing 422
+failure and rollback. The adapter uses the captured snapshot for materialization and guards predicate
+reads, so it never recreates a snapshot after waiting. Dropping an unconsumed iterable starts no work;
+once consuming, close its iterator or abort the request to cancel. Lag rejection never invalidates a
+healthy plane. The default/strict no-wait lag rejection remains HTTP 503.
+File-primary node-to-record mappings are read from current storage, just like the native graph itself:
+an older record snapshot must not hide mappings published after a record already visible in that snapshot.
+Record filtering and materialization retain the request's snapshot; the native graph is not an MVCC index.
+
+The runner captures the RocksDB process-wide transaction clock (`getMonotonicTimestamp()`) before listing
+physical logs and polling their committed
+prefixes. It synchronously adds discovered logs to the audit store's worker-local map. A capture is
+usable only when each stats snapshot's committed position equals its written head: an earlier unfinished
+transaction can hide later committed transactions behind the readable prefix. The native statistics
+counter alone is insufficient here (it can remain nonzero at an equal head). Positions include both file
+sequence and byte offset; cursor timestamps and origin clocks are never ordered or subtracted to prove
+freshness.
+
+After a poll reaches the end with no undelivered records, the capture is associated with its offered
+cursor. Reconciliation publishes it only when that cursor, or a later entry in the ordered offered queue,
+is durable. Unrelated-only progress may publish without a new barrier only if **all** non-durable
+registered mutations, including unanchored chunks, are absent. Thus a queued relevant mutation cannot
+be skipped by a later unrelated commit. Publication is owner/epoch fenced. The physical vector is an
+optional `coverage` field in the existing durable cursor value, preserved by later cursor writes and
+removed with the cursor before reset. No native file format changes.
+
+Persisted coverage rewrites are limited to the flush cadence, including unrelated-table traffic. The
+shared time can refresh sooner once its prefix is durable. A coverage-only write failure logs and skips
+publication instead of rebuilding the healthy graph. Strict queries may wait for the next persisted proof.
+
+Restart identity relies on the existing storage durability ordering: these index column families disable
+WAL, and [RocksDB's database-flush callback](https://github.com/HarperFast/rocksdb-js/blob/v2.9.1/src/binding/transaction_log/transaction_log_store.cpp#L1080-L1111)
+flushes transaction-log files before their index-store flush can become durable. Under successful storage
+flushes, surviving coverage cannot refer to a lost, reusable log tail. Recovery also protects the flushed
+prefix. [Age-based rotation runs on a write](https://github.com/HarperFast/rocksdb-js/blob/v2.9.1/src/binding/transaction_log/transaction_log_store.cpp#L947-L963),
+so an ordinary idle log does not advance its head merely because time passed. These are dependency
+contracts, not a guarantee against externally replacing log files or failed storage durability.
+
+Bun gives each worker a different `process.hrtime.bigint()` origin, so it cannot certify cross-worker
+coverage. The transaction clock is shared across workers; its milliseconds are encoded as integer
+nanoseconds without multiplying the full epoch-sized floating-point value.
+
+The monotonic time lives only in the process-wide shared readiness buffer and is cleared on non-ready
+health transitions. An owner refreshes idle coverage at its flush cadence without extending its idle
+release deadline. A query within the certified age bound reads only shared memory and the monotonic
+clock; strict or older queries compare the persisted vector with current physical positions. This also
+certifies an unchanged index after owner release or process restart, when no usable time proof remains.
+Concurrent waiters on one worker/index share a single 25 ms poll timer, removed when all resolve,
+time out, or abort. A first waiter nudges its local runner without changing writer-lag accounting or
+retrying a deferred batch; an active peer owner already refreshes at flush cadence. No cross-worker
+notification or per-query persisted coverage write is needed. Closing a registration rejects its waiters.
+A completed nonempty drain also attaches its capture to the accepted boundary; ongoing writes need
+not leave an empty turn between batches. The capture remains fenced behind every indexed mutation
+accepted through that boundary.
+The strict/ownerless path costs a cursor read and stats per physical log. If a database-wide backlog
+prevents the owner from inspecting unrelated writes, coverage can conservatively become unprovable
+for an otherwise unaffected index; queries do not scan logs to classify that backlog.
+
+### Handoff fencing
+
+Release drops ownership, calls `flush('shutdown')` then `shutdown(epoch)`, and unlocks only when
+that settles; a rejected `shutdown` **keeps the lock** and publishes `unavailable`, because a backend
+that cannot prove its queue quiescent must not hand the index to another owner. `stop()` and the
+unregister function return one cached promise that resolves after every backend settled and rejects
+if any shutdown failed, so a caller cannot close storage while a backend is still draining into it.
+`isOwnerEpoch(epoch)` is an `Atomics.load` of the shared counter; a backend checks it before each
+apply, after each await and in barrier completions, and drops work for a superseded epoch. The
+runner tracks a generation that changes on every acquisition, discard, reset and release and
+ignores continuations from an earlier one.
+
+### Shared readiness
+
+`indexStore.isIndexing` is per worker, so the owner publishes into one `getUserSharedBuffer`
+allocation per backend (`derived-index:<id>:readiness`, `READINESS_BYTES`): `Int32` words for state
+(`unknown | ready | rebuilding | needs-rebuild | unavailable`), a `DerivedIndexReadinessReason` code,
+attempt count, rebuild request and lag-exceeded flag, then the `BigInt64` owner-epoch counter. Each
+word is read with a plain `Atomics.load`; nothing needs two of them atomically, so there is no
+sequence lock — the owner stores reason and attempts before state. The shared reason is a code,
+never a message. `readDerivedIndexReadiness(logStore, id)` reads it on any worker without a runtime;
+a query path uses it to choose between a 503 and an answer. `Atomics` over rocksdb-js's external
+`ArrayBuffer` wrappers is the same dependency primary-key allocation (`Table.ts`), blob holds
+(`blob.ts`) and HNSW node ids already carry; wakes use the binding's `notify()`, never
+`Atomics.wait`. A successor publishes `ready` on acquisition one `setImmediate` before its lazy
+`exactStart` validation can condemn the inherited cursor; readers see the previous, self-consistent
+generation for that turn.
+
+### Lag policy
+
+Opt-in per registration (`maxLagMilliseconds`; 0 = none; raised to two flush ages since catch-up is
+only proven at a barrier). The owner takes the longest of: cursor distance behind what it has read,
+time parked on backpressure or the ceiling, time since the oldest commit it may not have read
+(bounded by how far its newest read trails the clock), and the age of the oldest accepted work not
+yet durable. Past the budget it sets the shared flag; every worker's `derivedIndexWriteRejection`
+(`resources/derivedIndexRegistry.ts`, one `WeakMap` miss for tables without a derived index) then
+fails local user writes to the index's tables with `DerivedIndexLagError` — 503,
+`DERIVED_INDEX_LAGGING`, `retryable: true` — at the staging layer (`_writeUpdate`, `_writeDelete`,
+`_writeInvalidate`, `_writeRelocate`), never canonical-source applies (`transaction.sourceApply`),
+crash-recovery replay or replication notifications, since a rejected canonical write would advance
+the source cursor past a write that never landed. The flag is owned by the lock holder: it clears
+with hysteresis once the owner has proven catch-up (a durable advance and the end of the log both
+reached since acquiring, lag below half the budget), and on every transition out of "behind and
+still reading" — entering a rebuild (no cursor to guard; readers act on `rebuilding`), `unavailable`,
+a `needs-rebuild` the runtime cannot leave, a condemnation marker it could not write (its retry
+needs a commit wake, and commits were what was being shed), and a held lock. An ordinary handoff
+preserves it. The policy sheds writes; it does not pin retention — rocksdb-js has no protected
+position registration — so a budget belongs well inside the effective retention window, and it must
+be enabled only once every worker runs a runtime with the admission check.
+
+### Failure flow
+
+```mermaid
+flowchart TD
+    A[load backend cursor] --> B{all saved logs and boundaries exact?}
+    B -->|no| X{backend has reset and runtime has scanRecords?}
+    B -->|yes| C[open aggregate iterator after anchors]
+    C --> D[bounded drain: collect, resolve, deliver]
+    D -->|accepted| E[record offered cursor vector]
+    D -->|deferred| F[park until backend wake]
+    D -->|failed or threw| X
+    E -->|backend barrier| G[durable cursor equals one offered vector]
+    E -->|accepted batches at cap| W[waiting-durable]
+    G --> T[publish ready]
+    X -->|no| Z[terminal: release lock, index unavailable]
+    X -->|yes| Y[publish rebuilding, shutdown old epoch, reset, scan, tail, replay]
+    Y -->|ready after final barrier| T
+    Y -->|failure| K{attempts below cap?}
+    K -->|yes, after backoff| Y
+    K -->|no| U[publish unavailable, release lock]
+```
+
+## Native HNSW plane: a file-primary mmap graph on the derived-index runtime (`resources/indexes/HierarchicalNavigableSmallWorld.ts`, `resources/indexes/hnswDerivedIndex.ts`, `resources/indexes/hnswPlaneBinding.ts`)
+
+For a new locally declared HNSW index, Harper uses the native plane by default when the table's
+primary descriptor already stores `audit: true` (or the same declaration explicitly enables it),
+the native binding loads, RocksDB is in use, and the index has compatible geometry. An explicit
+`nativePlane: false` selects the JS graph. The native plane replaces the RocksDB graph with a
+memory-mapped fixed-slot file owned by `@harperfast/hnsw` (Rust, napi-rs, exact-pinned optional
+dependency; crate at HarperFast/hnsw). The file **is the index**: graph nodes, adjacency, the entry
+point, the id allocator, the freelist and each node's primary key exist only there. RocksDB keeps
+the primary records, the `pk → nodeId` mapping (which node a key owns, for replacement and replay)
+and the one durable replay cursor.
+
+The decision belongs to the durable index-creation boundary, not `openIndex()` or the HNSW
+constructor: those are also catalog-reload paths. An existing descriptor is therefore authoritative
+when a later declaration omits `nativePlane`; legacy descriptors with no field stay on the JS graph,
+and legacy string values retain their historical truthiness while an exactly matching declaration
+keeps the stored spelling; a numerically equivalent value produced by the GraphQL numeric-literal
+coercion does the same for a pre-upgrade numeric spelling. Numeric HNSW options are likewise
+normalized and validated only at the declaration boundary: an exact redeclaration retains persisted
+legacy values and their previous runtime coercion, while a different canonical declaration triggers
+a rebuild when that interpretation changes (notably zero-valued `optimizeRouting` strings). A table
+whose primary descriptor already stores `audit: true` qualifies for the default even when that value
+originally came from the global audit setting. In
+contrast, a new table and its omitted-mode index in the same declaration do not qualify unless that
+declaration explicitly enables audit, because audit was not durable at the index-creation boundary.
+A replicated new attribute uses native mode only when the receiving node is independently audited
+and eligible, because the plane is node-local derived state. An ineligible receiver persists its
+fallback as `nativePlane: false` in the local catalog, so installing the binding or changing storage
+later does not switch that index automatically; redeclare it locally with `nativePlane: true` after
+the node becomes eligible. Set
+`HNSW_NO_NATIVE_DEFAULT=1` to keep newly omitted declarations on JS during rollout; it does not
+disable an explicit or already persisted native index. Set it before creating indexes when a
+rollback must remain cheap: an older release sees an omitted declaration against the persisted
+`nativePlane: true` decision as a mode change and rebuilds that index back to JS. In a cluster, keep
+the switch enabled on every node until all nodes run a release with the replicated-attribute fallback.
+
+The default accepts the native implementation's existing operational contract: maintenance is
+post-commit; writes receive retryable 503 responses after derived-index lag exceeds 30 seconds;
+per-query distance overrides are rejected; the default capacity is 16M nodes; and adding the index
+to a populated table keeps searches unavailable for the rebuild, which can take hours at large
+sizes. `nativePlane: false` is the durable per-index opt-out.
+
+Why the whole search loop is native and not just the distance kernel: at 5M nodes / ef 512, ~85% of
+a warm JS visit is object bookkeeping (candidate heap, visited `Set`, property access, GC), the int8
+cosine is 10%, and a warm RocksDB `Get` per visit (~1–2 µs) is 20–40× the SIMD distance it feeds. A
+native loop over direct-addressed slots (`base + id × slot_size`, ~100–200 ns) with one NAPI crossing
+per query is the only shape that reaches the ceiling; measured 7.2 ms → 0.75 ms p50 at 1M × 768-d,
+recall@10 0.997 → 0.999.
+
+### File format
+
+One file per index, `<index store path>/<store name>.hnsw`, created sparse at `nativePlaneMaxNodes`
+slots (16M default; a structural, create-time header field — exhausting it makes the index
+unavailable until the value is raised and the index rebuilt). Header page: magic + format version
+(mismatch → rebuild, by contract), dims, quantization mode, `slot_size`/`layer0_cap`/`upper_cap`
+(`layer0_cap` from `nativePlaneLayer0Cap` at creation; `upper_cap` fixed at 64 by the crate), entry point, atomic `id_high_water`, tag-guarded
+freelist head, a transaction watermark advanced only after an `msync` barrier, and a clean-shutdown
+flag. Layer-0 slot: seqlock word, flags + level, `scale`/`invMag`, degree, int8 vector padded to a
+4-byte boundary, `u32` neighbour ids, then the record's msgpack-encoded primary key (format v8;
+`nativePlaneKeyCap` inline bytes, default 40; a longer key spills to an overflow arena after the
+upper region, reserved at max(128, 4 × keyCap) bytes per node — a table whose keys are mostly
+longer than 40 encoded bytes should raise `nativePlaneKeyCap` rather than live in the arena) — at the default degree cap of 64, 1,088 B at 768-d and 448 B at 128-d, the key fitting the cache-line padding.
+Upper layers (~6% of nodes) live in a fixed-entry region in the same file, per-entry seqlocked.
+Per-edge cached distances are dropped: recomputing costs ~50 ns natively, storing costs 8 B and
+~40% of a node. Searches and predicate batches return each hit's key with it, so no lookup by node
+id remains on the query path.
+
+Degree cap is the per-index `nativePlaneLayer0Cap`, **default 64** (supersedes the fixed 128 of
+2026-08-31, re-measured in [hnsw#14](https://github.com/HarperFast/hnsw/pull/14)): at 128-d and
+768-d int8, cap 64 holds recall@10 within ~0.5 pt of cap 128 at every ef ≥ 128 at 1M and 4M, and
+within ~0.3 pt at 768-d, at the same resident latency — while cutting the 128-d slot 704 → 448 B and
+the 768-d slot 1,344 → 1,088 B, which keeps a 4M-node plane resident under a 2 GB limit that makes
+the cap-128 plane thrash. A live 7.7M-node plane carries a mean layer-0 degree of 29
+([hnsw#7](https://github.com/HarperFast/hnsw/issues/7)), so the reserved slot was mostly padding.
+Cap 32 halves the slot again but trails cap 128 by 1.3–2.2 pts below ef 1024 at 4M and by 1.7 pts
+at 1M for 768-d vectors, so it is a declaration for narrow vectors on a plane that outgrows RAM,
+not a default. The cap is a create-time header field: `getPlane` compares it with the index's
+value on attach and invalidates a plane that disagrees rather than reusing or truncating it, so
+revising it is a rebuild, not a format change. A file-primary index builds no JS graph, so this is
+the only layer-0 maximum it has; the JS graph's own cap in `addConnection` governs
+non-`nativePlane` indexes only. A binary-code v2 slot reopens the question.
+
+Upgrading a plane built at 128 costs one rebuild per node, the first time a process opens it under
+the new default; no GA release line carries plane files, so this reaches 5.3 pre-releases only.
+Declaring `nativePlaneLayer0Cap: 128` does not avoid that rebuild — adding the property changes the
+attribute's canonical structural options, which reindexes the attribute by itself
+(`indexOptionsStructurallyChanged` in `resources/databases.ts`); it preserves the geometry only once
+it is already the persisted declaration. The default is not written into a descriptor that omits
+the option, so nodes upgrade independently: a mixed-version cluster has each node rebuild its own
+file as it reaches the new code, and no node invalidates another's.
+
+### Concurrency
+
+Per-slot lock word: bit 31 locked, low bits the owner's pid; unlocked values are generations that
+readers validate seqlock-style. A lock unchanged for 20 ms whose owner pid is dead is taken over and
+the slot sanitized (marked invalid — a dead writer's payload is half-written; invisible until
+rewritten, never spliced-but-valid). Elapsed time alone never robs a live writer. There is no
+cross-slot atomicity: an insert writes its slot plus ~M neighbours' back-edges independently, and a
+traversal may see a half-linked state — a missing edge or a just-deleted neighbour is skipped. That
+relaxed adherence is safe _here_ because the read path loads the record and rescores exactly, which
+rejects a wrong candidate; it is not a general storage pattern. Fields a reader acts on are read
+through aligned `read_volatile`; the stored vector is an ordinary load so the int8 kernel keeps
+autovectorizing, and a torn vector only perturbs a distance the generation check discards.
+
+### Durability
+
+`msync` on a cadence, not per commit; the header watermark advances after a completed barrier. The
+graph therefore has bounded-lag durability with deterministic catch-up, while the source of truth
+(records, mappings, cursor) stays transactional. Backup treats the file as node-local derived state:
+include it after a barrier, or rebuild on restore. A file whose format or checksum does not validate
+is rebuilt from records. macOS `msync` is a weaker barrier than Linux (an `F_FULLFSYNC` pass is a
+known follow-up); Windows is supported through the prebuild; performance is a Linux target.
+
+### Search
+
+One crossing per query: `plane.search(query, k, ef, filter?)` runs on the module's thread pool with
+an epoch-stamped visited array and a fixed-capacity heap, asymmetric int8 distance with SIMD
+(AVX2/VNNI, NEON) and a scalar fallback. Filtering has two paths: a bitset over node ids for
+allow-lists and companion-condition candidate sets (zero callbacks), and a pipelined
+`ThreadsafeFunction` batch path for arbitrary JS predicates that keeps expanding in distance order
+while verdicts are in flight, bounded by the same `filterExpansion` visit budget as the JS path.
+Traversal never blocks on the event loop. A plane-backed `customIndex.search()` returns a
+promise-backed, async-only iterable (`resources/search.ts` wraps it); a synchronous consumer throws.
+Auto-ef reads the node count from the plane's `id_high_water` (freed ids are reused, so it stays
+close to the live count; deletes leave it generous until a rebuild, as with the RocksDB graph). Every vector reaching the plane — a
+committed projection or a query target — passes one invariant (`assertPlaneVector`): array-like of
+positive length, every component a finite f32, a magnitude representable in f32, and the plane's
+`dims` once known. What fails it is the client's 400, never a plane failure; a query the plane
+cannot accept must not be read as corruption and cost a rebuild.
+
+### Delivery: a backend on the shared runtime
+
+Maintenance is off the record transaction. The commit path (`prepareCommitted`) only validates a
+changed projection; the derived-index runtime (§ above) reads the committed log and delivers batches
+to `HnswDerivedIndexBackend`:
+
+- `deliver()` enqueues and returns `accepted` (or `deferred` at 64 MiB queued); an applier drains
+  in 5 ms `setImmediate` slices. Each `records` entry (last-write-wins per key) becomes one
+  `applyDerivedValue(pk, vector | undefined, version)`: the stored mapping's signature short-circuits
+  an unchanged vector, an older observation is discarded, otherwise the old node is removed and the
+  new vector inserted — with the primary key in its slot, so it is searchable at once — and the
+  `pk -> node` mapping written **pending**. The store holds no `node -> pk` entries: hits and
+  predicate candidates carry their keys out of the plane, and a query deduplicates by key for the
+  crash case where a replayed record's earlier node survives without a published mapping.
+- `flush()` runs at the next completed batch that carries `through`, or at the drain when none does:
+  `plane.flushAsync()`, then pending mappings are published, then that batch's `through` vector is
+  written as the cursor under `Symbol.for('derived-index-cursor')`. Waiting for the drain instead
+  would leave a catch-up — which never empties the queue — with no barrier at all, so the runtime's
+  `flushAfterMutations` / `flushAfterBytes` / `maxFlushAgeMilliseconds` cadence would be inert for
+  its whole duration. A rebuild scan chunk carries no `through` and so never interrupts a slice;
+  its barrier is the drain one, which the runtime's per-chunk `setImmediate` keeps reaching. An
+  interrupting barrier then idles for three times its own duration before another may interrupt:
+  application is paused for a barrier, and the runtime re-requests on a 1 s age timer, so on a plane
+  whose `flushAsync()` costs seconds — measured at 2–6.5 s on the Windows CI runner — honouring every
+  request would spend the whole catch-up inside barriers. The drain barrier is never delayed.
+  Application pauses while a barrier is in flight so the barrier publishes exactly the mappings it
+  covers. That order is the crash contract: a crash before the barrier leaves pending mappings that
+  replay re-derives; after it, a cursor that replays idempotently; never a published mapping to a
+  node the file did not durably get, and never a cursor over uncovered state.
+- `reset(epoch)` removes the cursor first, then the file (invalidated in-band and via a `.stale`
+  sidecar so no peer adopts a stale inode or an undeletable Windows file), then the mappings.
+- A vector the plane cannot hold at apply time (a dimensionality mismatch only the plane-holding
+  worker can see) is skipped and counted, never a rebuild.
+
+Readiness is the runtime's shared record on every worker, not `indexStore.isIndexing`: a search on
+a non-`ready` index is a 503 (`unavailable` after the rebuild budget); a `ready` index with no file
+and no surviving node mapping answers no results; one whose file is gone while mappings survive
+asks its owner for a rebuild. A search failure detaches this process from the plane and requests a
+rebuild — only the owner's `reset` destroys state, so a failure observed after a peer has already
+replaced the file cannot take out the replacement. Writer backpressure is the runtime's lag policy
+(`maxLagMilliseconds`, 30 s default on a `nativePlane` attribute), required because accepting
+unique-key load above native insert throughput and then rebuilding at that same throughput cannot
+converge.
+
+### What native-plane mode requires, and what it does not promise
+
+| requirement                                                                                                                                                                                                                                                                                                                                                                                                                                                 | enforcement                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            |
+| ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | -------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |
+| For the automatic default, a primary descriptor with `audit: true` or an explicit `audit: true` in the same local declaration — the transaction log is the recovery source, and the default must not widen the audit-readable surface by inheriting the global setting. On an existing table whose durable audit field is absent, explicit native mode may pin the effective audit value; a stored `false` wins. A new table still requires explicit audit. | On an existing table, `table()` writes an audit enable before the native index row. A new table publishes its primary row last as the catalog-completeness marker, already carrying explicit audit. Disabling audit writes every non-primary descriptor first, whether native mode is opted out or the index is removed, then writes the primary row last. Catalog reload propagates durable audit to an already-loaded class, and `attachDerivedIndexes()` checks the runtime flag; enabling logs warns once that the audit API retains full record history for the retention window. |
+| RocksDB; `M=16`, `efConstruction=200`, `mL=1/ln(16)`, `optimizeRouting=0.5`, int8 cosine (the package's standalone `insert` fixes this geometry)                                                                                                                                                                                                                                                                                                            | `ClientError` at index construction — never a silent rebuild under native defaults                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |
+| `@harperfast/hnsw` loads on the platform                                                                                                                                                                                                                                                                                                                                                                                                                    | absence is 503, not degraded: there is no JS graph to fall back to                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |
+| The log retains entries back to the cursor                                                                                                                                                                                                                                                                                                                                                                                                                  | a cursor the log cannot resolve rebuilds from records; 503 for the rebuild's duration                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  |
+
+Not promised: a single total order across concurrent CRDT/source-resolution arrivals (both delivery
+and replay re-read the authoritative record, so the index converges on what the primary store
+resolved; divergence is bounded by candidate selection, which the exact rescore filters), byte-identical
+graphs across nodes or rebuilds, or in-place format upgrades. Rebuild rate falls with graph size
+(≈4,700 inserts/s at 100k, 1,242/s at 1M measured), so a 16M rebuild is hours of 503; a native batch
+insert is the phase-3 follow-up.