@cyanheads/secedgar-mcp-server 0.15.11 → 0.15.13

package/dist/services/edgar/concept-series.js

@@ -94,18 +94,13 @@ function isYearLong(fact) {
 /** Annual reports — `10-K`, the transition-period `10-KT`, `20-F`, and `40-F`, with amendments. */
 const ANNUAL_REPORT_FORM = /^(10-KT?|20-F|40-F)(\/A)?$/;
 /**
- * A filer's fiscal-year ends, sorted and each listed once: for every annual
- * report accession, the latest end among its year-long facts that ended before
- * it was filed, across every tag and unit. That is the report's own fiscal year
- * — the comparatives end earlier, and the before-filing guard drops a
- * forward-looking year-long figure (Walmart and P&G each carry one). Taking
- * every year-long fact from an annual report instead would admit off-cycle ends
- * that sit on quarter ends (Merck's and P&G's 09-30, Toyota's 06-30) and keep a
- * trailing-twelve-month figure ending there (#148). Units served as anything but
- * an array are skipped (#141).
+ * For every annual report accession, the ends of its year-long facts that ended
+ * before it was filed, across every tag and unit. The before-filing guard drops a
+ * forward-looking year-long figure (Walmart and P&G each carry one). Units served
+ * as anything but an array are skipped (#141).
  */
-export function fiscalYearEnds(unitMaps) {
-    const latestByAccession = new Map();
+function annualReportYearEnds(unitMaps) {
+    const endsByAccession = new Map();
     for (const units of unitMaps) {
         for (const facts of Object.values(units)) {
             if (!Array.isArray(facts))
@@ -114,28 +109,84 @@ export function fiscalYearEnds(unitMaps) {
                 if (!ANNUAL_REPORT_FORM.test(fact.form) || fact.end >= fact.filed || !isYearLong(fact)) {
                     continue;
                 }
-                const latest = latestByAccession.get(fact.accn);
-                if (!latest || fact.end > latest)
-                    latestByAccession.set(fact.accn, fact.end);
+                const ends = endsByAccession.get(fact.accn) ?? new Set();
+                ends.add(fact.end);
+                endsByAccession.set(fact.accn, ends);
             }
         }
     }
-    return [...new Set(latestByAccession.values())].sort();
+    return endsByAccession;
+}
+/** The latest of a report's year-long ends — its own fiscal year. */
+function ownYearEnd(ends) {
+    return [...ends].reduce((latest, end) => (end > latest ? end : latest));
+}
+/** Each report's own year end, sorted and each listed once. */
+function ownYearEnds(endsByAccession) {
+    return [...new Set([...endsByAccession.values()].map(ownYearEnd))].sort();
+}
+/**
+ * A filer's fiscal-year ends, sorted and each listed once: for every annual
+ * report accession, the latest end among its year-long facts that ended before
+ * it was filed ({@link annualReportYearEnds}). That is the report's own fiscal
+ * year — the comparatives end earlier. Taking every year-long fact from an
+ * annual report instead would admit off-cycle ends that sit on quarter ends
+ * (Merck's and P&G's 09-30, Toyota's 06-30) and keep a trailing-twelve-month
+ * figure ending there (#148).
+ */
+export function fiscalYearEnds(unitMaps) {
+    return ownYearEnds(annualReportYearEnds(unitMaps));
+}
+/** {@link annualReportYearEnds} per companyfacts payload, so one payload is scanned at most once. */
+const reportYearEndsByPayload = new WeakMap();
+function payloadReportYearEnds(facts) {
+    let ends = reportYearEndsByPayload.get(facts);
+    if (!ends) {
+        ends = annualReportYearEnds(Object.values(facts.facts).flatMap((namespace) => Object.values(namespace).map((concept) => concept.units)));
+        reportYearEndsByPayload.set(facts, ends);
+    }
+    return ends;
 }
-/** {@link fiscalYearEnds} per companyfacts payload, so one payload is scanned at most once. */
-const yearEndsByPayload = new WeakMap();
 /**
  * The fiscal-year ends a companyfacts payload shows ({@link fiscalYearEnds}),
- * computed once per payload — `get_snapshot` resolves every catalog concept from
+ * scanned once per payload — `get_snapshot` resolves every catalog concept from
  * the same one.
  */
 export function filerFiscalYearEnds(facts) {
-    let ends = yearEndsByPayload.get(facts);
-    if (!ends) {
-        ends = fiscalYearEnds(Object.values(facts.facts).flatMap((namespace) => Object.values(namespace).map((concept) => concept.units)));
-        yearEndsByPayload.set(facts, ends);
+    return ownYearEnds(payloadReportYearEnds(facts));
+}
+/**
+ * Whether `end` falls a whole number of years before `yearEnd`, give or take a
+ * week — zero years included, so a 52/53-week year end a few days before the
+ * report's own counts as a year end in its own right.
+ */
+function onEarlierYearEnd(end, yearEnd) {
+    const days = (Date.parse(yearEnd) - Date.parse(end)) / 86_400_000;
+    const drift = days - Math.round(days / 365.25) * 365.25;
+    return days > 0 && Math.abs(drift) <= FISCAL_YEAR_END_TOLERANCE_DAYS;
+}
+/**
+ * Every fiscal year a companyfacts payload closes, by its end date, sorted and
+ * each listed once: each annual report's own year ({@link filerFiscalYearEnds})
+ * plus the comparative years it restates — its year-long facts ending a whole
+ * number of years before its own end, within a week — so the prior years of a
+ * filer's first XBRL report count too (Microsoft's fiscal 2010 10-K closes 2009
+ * and 2008 as well). A year-long figure ending anywhere else in the report's
+ * year (a trailing twelve months to 09-30 in a December filer's 10-K) is no
+ * fiscal-year end and stays out. This is the set a balance-sheet value is
+ * selected on for an annual view (#167, #171). The 10-Q test of #148 keeps
+ * {@link filerFiscalYearEnds}: it matches day of year only, where a comparative
+ * year adds nothing but a wider tolerance.
+ */
+export function filerFiscalYearEndsWithComparatives(facts) {
+    const ends = new Set();
+    for (const reported of payloadReportYearEnds(facts).values()) {
+        const own = ownYearEnd(reported);
+        for (const end of reported)
+            if (end === own || onEarlierYearEnd(end, own))
+                ends.add(end);
     }
-    return ends;
+    return [...ends].sort();
 }
 /**
  * Whether a quarterly report's year-long fact covers a closed fiscal year. It

package/dist/services/edgar/concept-series.js.map

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package/dist/services/edgar/edgar-api-service.d.ts

@@ -274,20 +274,29 @@ declare class EdgarApiService {
      */
     private mirrorOrLive;
     /**
-     * Paced fetch with retry/backoff. Returns the response on 2xx or 404; throws a
-     * status-classified `McpError` on other non-OK statuses after retries are
-     * exhausted, and the local refusal while SEC's rate-limit block is active.
+     * Paced fetch with retry/backoff. Returns the response on 2xx or 404. A 5xx, and
+     * an attempt that got no HTTP response, retry up to `MAX_RETRIES` attempts; then
+     * the 5xx throws its status-classified `McpError` and the no-response case throws
+     * `sec_unreachable`. Other non-OK statuses throw at once, as does the local
+     * refusal while SEC's rate-limit block is active, and the pacer's
+     * `RequestCancelled` — those are `McpError`s from `send()`, never retried.
      */
     private rawFetch;
     /**
-     * One request through the block gate and the pacer. A 429 closes the gate
-     * before the response is handed back, so no call admitted after it sends.
+     * One attempt through the block gate and the pacer. A 429 closes the gate
+     * before the response is handed back, so no call admitted after it sends. A
+     * `fetch` rejection comes back as an unanswered attempt, and so does a probe
+     * this call waited on that got no HTTP response; the gate's refusal and the
+     * pacer's `RequestCancelled` throw.
      */
     private send;
     /**
      * Wait until this call may send, or throw the local refusal while the
      * cool-down runs. The first call after the cool-down becomes the probe; every
-     * call behind it waits for the probe to resolve and then reads the gate again.
+     * call behind it waits for the probe to resolve and then reads the gate again —
+     * unless the probe got no HTTP response, which each waiter takes as its own
+     * unanswered attempt. Otherwise calls queued behind a silent SEC would probe one
+     * at a time, 15 s each, and the last of N would wait about 45·N s (#173).
      */
     private admit;
     /** The error for a call made while the cool-down runs — nothing was sent. */
@@ -319,11 +328,12 @@ declare class EdgarApiService {
     /**
      * Fetch company_tickers_mf.json (ETFs and mutual funds) as fund rows carrying
      * series and class IDs. Never throws: operating-company resolution must not
-     * depend on the fund file. A failed load — any HTTP failure, a malformed body,
-     * or the block gate's local refusal — returns no rows and a `retryAt`, so the
-     * index without funds stands for the retry window rather than the whole TTL
-     * (#119). The window is at least the error's `retryAfter`, so a load refused
-     * by the rate-limit gate is not retried until the cool-down ends.
+     * depend on the fund file. A failed load — any HTTP failure, no HTTP response
+     * at all (#173), a malformed body, or the block gate's local refusal — returns
+     * no rows and a `retryAt`, so the index without funds stands for the retry
+     * window rather than the whole TTL (#119). The window is at least the error's
+     * `retryAfter`, so a load refused by the rate-limit gate is not retried until
+     * the cool-down ends.
      */
     private loadMfTickers;
     /**

package/dist/services/edgar/edgar-api-service.d.ts.map

@@ -1 +1 @@
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package/dist/services/edgar/edgar-api-service.js

@@ -19,9 +19,28 @@ const BASE_BACKOFF_MS = 1000;
  * Statuses worth a retry. 429 is deliberately absent: SEC holds a rate-limit block
  * until the request rate has stayed under the threshold for ten minutes, so the
  * ~3s retry budget cannot outlast it and every retry restarts the clock the caller
- * is waiting on (#112).
+ * is waiting on (#112). An attempt that gets no HTTP response at all retries on the
+ * same ladder (#173).
  */
 const RETRYABLE_STATUSES = new Set([500, 502, 503, 504]);
+/**
+ * How long one attempt may wait for response headers, counted from dispatch, before
+ * it is aborted and retried as a no-response failure (#173). Bun applies no connect
+ * timeout of its own — an unanswered connect waits out the OS TCP timeout, 75 s on
+ * macOS — and neither runtime bounds a server that accepts and never answers, so one
+ * attempt could outlast the MCP client's 60 s request timeout alone. Three capped
+ * attempts plus the 1 s and 2 s backoffs come to 48 s. The clock starts once the
+ * pacer dispatches the request, so queue time never counts, and stops at headers,
+ * so a multi-megabyte body is never cut off. SEC's slowest reads sampled send
+ * headers in under 2 s.
+ */
+const ATTEMPT_HEADERS_TIMEOUT_MS = 15_000;
+/**
+ * `data.reason` once every attempt got no HTTP response (#173). Declared retryable
+ * on every tool that reaches SEC; set on `data.retryable` here for the same reason
+ * as `rate_limited` (#122).
+ */
+const SEC_UNREACHABLE_REASON = 'sec_unreachable';
 /**
  * `data.reason` on every SEC rate-limit failure — the upstream 429 and a call
  * refused locally while the cool-down after one runs — so a caller branches the
@@ -686,22 +705,30 @@ class EdgarApiService {
     }
     // --- Internals ---
     /**
-     * Paced fetch with retry/backoff. Returns the response on 2xx or 404; throws a
-     * status-classified `McpError` on other non-OK statuses after retries are
-     * exhausted, and the local refusal while SEC's rate-limit block is active.
+     * Paced fetch with retry/backoff. Returns the response on 2xx or 404. A 5xx, and
+     * an attempt that got no HTTP response, retry up to `MAX_RETRIES` attempts; then
+     * the 5xx throws its status-classified `McpError` and the no-response case throws
+     * `sec_unreachable`. Other non-OK statuses throw at once, as does the local
+     * refusal while SEC's rate-limit block is active, and the pacer's
+     * `RequestCancelled` — those are `McpError`s from `send()`, never retried.
      */
     async rawFetch(url, acceptJson) {
         const headers = { 'User-Agent': getServerConfig().userAgent };
         if (acceptJson)
             headers.Accept = 'application/json';
-        for (let attempt = 0; attempt < MAX_RETRIES; attempt++) {
-            const response = await this.send(url, headers);
-            if (response.ok || response.status === 404)
-                return response;
-            if (RETRYABLE_STATUSES.has(response.status) && attempt < MAX_RETRIES - 1) {
+        for (let attempt = 0;; attempt++) {
+            const outcome = await this.send(url, headers);
+            if (outcome.kind === 'answered' && (outcome.response.ok || outcome.response.status === 404)) {
+                return outcome.response;
+            }
+            const transient = outcome.kind === 'unanswered' || RETRYABLE_STATUSES.has(outcome.response.status);
+            if (transient && attempt < MAX_RETRIES - 1) {
                 await sleep(BASE_BACKOFF_MS * 2 ** attempt);
                 continue;
             }
+            if (outcome.kind === 'unanswered')
+                throw secUnreachable(url, outcome);
+            const { response } = outcome;
             const data = { url };
             if (response.status === 403) {
                 const host = new URL(url).hostname;
@@ -725,39 +752,43 @@ class EdgarApiService {
                 captureBody: response.status !== 429,
             });
         }
-        throw serviceUnavailable('SEC EDGAR API request failed after retries', { url });
     }
     /**
-     * One request through the block gate and the pacer. A 429 closes the gate
-     * before the response is handed back, so no call admitted after it sends.
+     * One attempt through the block gate and the pacer. A 429 closes the gate
+     * before the response is handed back, so no call admitted after it sends. A
+     * `fetch` rejection comes back as an unanswered attempt, and so does a probe
+     * this call waited on that got no HTTP response; the gate's refusal and the
+     * pacer's `RequestCancelled` throw.
      */
     async send(url, headers) {
         const admission = await this.admit();
-        let answered = false;
+        if ('kind' in admission)
+            return admission;
+        let outcome;
         try {
-            const response = await this.pacer.run(() => {
+            outcome = await this.pacer.run(() => {
                 // Re-read at dispatch: a 429 may have landed while this call waited for its
                 // slot, and a call queued before the block must not go out inside it.
                 if (this.gate !== admission.gate)
                     throw this.cooldownRefusal();
-                return globalThis.fetch(url, { headers });
+                return fetchUntilHeaders(url, headers);
             });
-            if (response.status === 429) {
+            if (outcome.kind === 'answered' && outcome.response.status === 429) {
                 this.gate = { state: 'closed', reopensAt: Date.now() + this.cooldownMs };
             }
-            else {
-                answered = true;
-            }
-            return response;
+            return outcome;
         }
         finally {
-            admission.releaseProbe?.(answered);
+            admission.releaseProbe?.(outcome);
         }
     }
     /**
      * Wait until this call may send, or throw the local refusal while the
      * cool-down runs. The first call after the cool-down becomes the probe; every
-     * call behind it waits for the probe to resolve and then reads the gate again.
+     * call behind it waits for the probe to resolve and then reads the gate again —
+     * unless the probe got no HTTP response, which each waiter takes as its own
+     * unanswered attempt. Otherwise calls queued behind a silent SEC would probe one
+     * at a time, 15 s each, and the last of N would wait about 45·N s (#173).
      */
     async admit() {
         for (;;) {
@@ -765,7 +796,9 @@ class EdgarApiService {
             if (gate.state === 'open')
                 return { gate };
             if (gate.state === 'probing') {
-                await gate.settled;
+                const unanswered = await gate.settled;
+                if (unanswered)
+                    return unanswered;
                 continue;
             }
             if (gate.reopensAt > Date.now())
@@ -775,16 +808,18 @@ class EdgarApiService {
             this.gate = probe;
             return {
                 gate: probe,
-                releaseProbe: (answered) => {
+                releaseProbe: (outcome) => {
                     /**
                      * A probe 429 has already closed the gate for a full cool-down. Any other
-                     * reply means SEC is serving again; no reply at all (a network error)
-                     * proves nothing, so the next call probes in its place.
+                     * reply means SEC is serving again; no reply at all (a network error, or
+                     * no headers within the per-attempt cap) proves nothing about the block,
+                     * so the gate stays shut for the next call to probe in its place.
                      */
                     if (this.gate === probe) {
-                        this.gate = answered ? OPEN_GATE : { state: 'closed', reopensAt: Date.now() };
+                        this.gate =
+                            outcome?.kind === 'answered' ? OPEN_GATE : { state: 'closed', reopensAt: Date.now() };
                     }
-                    settle();
+                    settle(outcome?.kind === 'unanswered' ? outcome : undefined);
                 },
             };
         }
@@ -876,11 +911,12 @@ class EdgarApiService {
     /**
      * Fetch company_tickers_mf.json (ETFs and mutual funds) as fund rows carrying
      * series and class IDs. Never throws: operating-company resolution must not
-     * depend on the fund file. A failed load — any HTTP failure, a malformed body,
-     * or the block gate's local refusal — returns no rows and a `retryAt`, so the
-     * index without funds stands for the retry window rather than the whole TTL
-     * (#119). The window is at least the error's `retryAfter`, so a load refused
-     * by the rate-limit gate is not retried until the cool-down ends.
+     * depend on the fund file. A failed load — any HTTP failure, no HTTP response
+     * at all (#173), a malformed body, or the block gate's local refusal — returns
+     * no rows and a `retryAt`, so the index without funds stands for the retry
+     * window rather than the whole TTL (#119). The window is at least the error's
+     * `retryAfter`, so a load refused by the rate-limit gate is not retried until
+     * the cool-down ends.
      */
     async loadMfTickers() {
         let retryAfterMs = 0;
@@ -904,7 +940,7 @@ class EdgarApiService {
         // Background index maintenance with no request of its own to attach to, so the
         // global logger carries it (#43).
         logger.warning('Fund-ticker file (company_tickers_mf.json) failed to load; ETF and mutual-fund tickers stay unresolved until it is retried.', withExtra(requestContextService.createRequestContext({ operation: 'loadMfTickers' }), {
-            url: MF_TICKERS_URL,
+            endpoint: 'company_tickers_mf',
             retryInSeconds: Math.ceil(retryMs / 1000),
             ...cause,
         }));
@@ -1191,6 +1227,69 @@ export function pickPreferredTicker(a, b) {
 function sleep(ms) {
     return new Promise((resolve) => setTimeout(resolve, ms));
 }
+/**
+ * One `fetch`, aborted when no response headers arrive within
+ * {@link ATTEMPT_HEADERS_TIMEOUT_MS}. The timer is cleared once `fetch` settles, so
+ * the body read is never bounded by it. `fetch` rejects with whatever reason the
+ * signal carries, so the abort is recognized by the reason's identity. A
+ * controller and `setTimeout` rather than `AbortSignal.timeout()`, as the
+ * framework's `fetchWithTimeout` does: the latter can fail on a realm mismatch
+ * under Bun.
+ */
+async function fetchUntilHeaders(url, headers) {
+    const controller = new AbortController();
+    const deadline = new DOMException(`No response headers within ${ATTEMPT_HEADERS_TIMEOUT_MS}ms.`, 'TimeoutError');
+    const timer = setTimeout(() => controller.abort(deadline), ATTEMPT_HEADERS_TIMEOUT_MS);
+    try {
+        const response = await globalThis.fetch(url, { headers, signal: controller.signal });
+        return { kind: 'answered', response };
+    }
+    catch (rejection) {
+        return { kind: 'unanswered', rejection, timedOut: controller.signal.reason === deadline };
+    }
+    finally {
+        clearTimeout(timer);
+    }
+}
+/**
+ * The failure once the last attempt got no HTTP response (#173). The earlier
+ * attempts may have drawn a 5xx: a 503, a 502, then a reset ends here too, so
+ * the message claims only the last. Message and `data` are composed here from
+ * the host, the attempt count, and the last attempt's transport code or
+ * timeout: the runtime's own text is developer-facing (Bun's advice to pass
+ * `verbose: true`, its "Is the computer able to access the url?"), and Bun's
+ * rejection carries the full request URL on `path`. The rejection rides
+ * `cause`, which the log records and the caller never sees.
+ */
+function secUnreachable(url, last) {
+    const host = new URL(url).hostname;
+    const ending = last.timedOut
+        ? `got no response headers within ${ATTEMPT_HEADERS_TIMEOUT_MS / 1000} s`
+        : `ended with ${transportCode(last.rejection) ?? 'a network error that carried no code'}`;
+    return serviceUnavailable(`No HTTP response from SEC EDGAR (${host}) on the last of ${MAX_RETRIES} attempts, which ${ending}.`, {
+        reason: SEC_UNREACHABLE_REASON,
+        retryable: true,
+        url,
+        recovery: {
+            hint: `SEC EDGAR (${host}) sent no HTTP response to the last attempt — a network failure between this server and SEC, not a problem with the request. Retry the same call in a minute.`,
+        },
+    }, { cause: last.rejection });
+}
+/** An identifier-shaped transport code: `ECONNRESET`, `EAI_AGAIN`, `UND_ERR_CONNECT_TIMEOUT`. */
+const TRANSPORT_CODE = /^[A-Za-z][A-Za-z0-9_]*$/;
+/**
+ * The transport code on a `fetch` rejection. Bun sets it on the rejection itself
+ * (`code: 'ECONNRESET'`, no `cause`); Node's undici rejects with
+ * `TypeError('fetch failed')` and sets it on `cause`. Read from the field, never
+ * the message, whose wording differs by runtime and version.
+ */
+function transportCode(rejection) {
+    const codeOf = (value) => {
+        const code = typeof value === 'object' && value !== null && 'code' in value && value.code;
+        return typeof code === 'string' && TRANSPORT_CODE.test(code) ? code : undefined;
+    };
+    return codeOf(rejection) ?? (rejection instanceof Error ? codeOf(rejection.cause) : undefined);
+}
 // Init/accessor pattern
 let _service;
 export function initEdgarApiService() {