sec_edgar 0.0.1
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- checksums.yaml +7 -0
- data/lib/assets/1996/QTR1/master.idx +49935 -0
- data/lib/assets/1996/QTR2/master.idx +47669 -0
- data/lib/assets/1996/QTR3/master.idx +50651 -0
- data/lib/assets/1996/QTR4/master.idx +54399 -0
- data/lib/sec_edgar/address.rb +3 -0
- data/lib/sec_edgar/basic_stats.rb +26 -0
- data/lib/sec_edgar/derivative_transaction.rb +21 -0
- data/lib/sec_edgar/entity.rb +74 -0
- data/lib/sec_edgar/filing.rb +171 -0
- data/lib/sec_edgar/filing_parser.rb +216 -0
- data/lib/sec_edgar/filing_persister.rb +53 -0
- data/lib/sec_edgar/filing_updater.rb +52 -0
- data/lib/sec_edgar/footnote.rb +3 -0
- data/lib/sec_edgar/ftp_client.rb +35 -0
- data/lib/sec_edgar/nil_ownership_document.rb +39 -0
- data/lib/sec_edgar/officer_title.rb +39 -0
- data/lib/sec_edgar/ownership4Document.xsd.xml +141 -0
- data/lib/sec_edgar/ownershipDocumentCommon.xsd.xml +890 -0
- data/lib/sec_edgar/ownership_document.rb +121 -0
- data/lib/sec_edgar/poll.rb +132 -0
- data/lib/sec_edgar/sec_uri.rb +102 -0
- data/lib/sec_edgar/transaction.rb +20 -0
- data/lib/sec_edgar/utils.rb +28 -0
- data/lib/sec_edgar.rb +26 -0
- metadata +123 -0
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module SecEdgar
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class OfficerTitle
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attr_reader :raw_title
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def initialize(raw)
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@raw_title = raw
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end
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def parsed
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@parsed ||= raw_title.gsub(/[^a-z]/i, '').upcase
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end
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def important?
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ceo? || president? || cfo? || finance?
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end
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def to_s
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@raw_title.upcase
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end
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private
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def president?
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parsed.include?("PRES")
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end
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def ceo?
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parsed.include?("CEO") || parsed.include?("EXECUTIVEOFFICER")
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end
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def cfo?
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parsed.include?("CFO") || parsed.include?("FINANCIALOFFICER")
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end
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def finance?
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parsed.include?("FINANCE")
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end
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end
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end
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<?xml version="1.0"?>
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<!-- Filename: ownership4Document.xsd.xml -->
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<!-- Purpose: Defines the elements specific to a 4 Ownership primary document. -->
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<!-- Version: X0306 -->
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<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema"
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elementFormDefault="qualified">
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<xs:include schemaLocation="lib/sec4/ownershipDocumentCommon.xsd.xml"/>
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<!-- this schema applies exclusively to a "4" document -->
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<xs:simpleType name="DOCUMENT_TYPE">
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<xs:restriction base="xs:string">
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<xs:pattern value="4"/>
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</xs:restriction>
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</xs:simpleType>
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<xs:simpleType name="TRANS_FORM4_TYPE_PICKLIST">
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<xs:annotation>
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<xs:documentation>
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A "4" document can have security transactions of types 4 and 5.
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</xs:documentation>
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</xs:annotation>
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<xs:restriction base="xs:string">
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<xs:pattern value="4|5"/>
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</xs:restriction>
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</xs:simpleType>
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<xs:complexType name="TRANSACTION_CODING_FOR_4">
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<xs:annotation>
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<xs:documentation>
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The transactionFormType can be 4 or 5.
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The transactionCode is mandatory.
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The equitySwapInvolved flag is mandatory.
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A "4" transaction is assumed on-time.
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A "5" transaction is assumed early.
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</xs:documentation>
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</xs:annotation>
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<xs:sequence>
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<xs:element name="transactionFormType" type="TRANS_FORM4_TYPE_PICKLIST" minOccurs="1"/>
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<xs:element name="transactionCode" type="TRANS_CODE_PICKLIST" minOccurs="1"/>
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<xs:element name="equitySwapInvolved" type="xs:boolean" minOccurs="1"/>
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<xs:element name="footnoteId" type="FOOTNOTE_ID" minOccurs="0" maxOccurs="99"/>
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</xs:sequence>
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</xs:complexType>
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<xs:complexType name="NONDERIVATIVE_TRANSACTION">
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<xs:sequence>
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<xs:element name="securityTitle" type="SECURITY_TITLE" minOccurs="1"/>
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<xs:element name="transactionDate" type="DATE_WITH_FOOTNOTE" minOccurs="1"/>
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<xs:element name="deemedExecutionDate" type="DATE_AND_OR_FOOTNOTE" minOccurs="0"/>
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<xs:element name="transactionCoding" type="TRANSACTION_CODING_FOR_4" minOccurs="0"/>
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<xs:element name="transactionTimeliness" type="TRANSACTION_TIMELINESS" minOccurs="0"/>
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<xs:element name="transactionAmounts" type="NONDERIV_TRANSACT_AMOUNTS" minOccurs="1"/>
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<xs:element name="postTransactionAmounts" type="POST_TRANSACTION_AMOUNTS" minOccurs="1"/>
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<xs:element name="ownershipNature" type="OWNERSHIP_NATURE" minOccurs="1"/>
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</xs:sequence>
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</xs:complexType>
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<xs:complexType name="DERIVATIVE_TRANSACTION">
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<xs:sequence>
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<xs:element name="securityTitle" type="SECURITY_TITLE" minOccurs="1"/>
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<xs:element name="conversionOrExercisePrice" type="OPT_NUMBER_WITH_FOOTNOTE" minOccurs="1"/>
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<xs:element name="transactionDate" type="DATE_WITH_FOOTNOTE" minOccurs="1"/>
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<xs:element name="deemedExecutionDate" type="DATE_AND_OR_FOOTNOTE" minOccurs="0"/>
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<xs:element name="transactionCoding" type="TRANSACTION_CODING_FOR_4" minOccurs="0"/>
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<xs:element name="transactionTimeliness" type="TRANSACTION_TIMELINESS" minOccurs="0"/>
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<xs:element name="transactionAmounts" type="DERIV_TRANSACT_NO_FOOT" minOccurs="1"/>
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<xs:element name="exerciseDate" type="OPT_DATE_WITH_FOOTNOTE" minOccurs="1"/>
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<xs:element name="expirationDate" type="OPT_DATE_WITH_FOOTNOTE" minOccurs="1"/>
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<xs:element name="underlyingSecurity" type="UNDERLYING_SECURITY" minOccurs="1"/>
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<xs:element name="postTransactionAmounts" type="POST_TRANSACTION_AMOUNTS" minOccurs="1"/>
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<xs:element name="ownershipNature" type="OWNERSHIP_NATURE" minOccurs="1"/>
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</xs:sequence>
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</xs:complexType>
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<xs:complexType name="NONDERIVATIVE_HOLDING">
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<xs:sequence>
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<xs:element name="securityTitle" type="SECURITY_TITLE" minOccurs="1"/>
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<xs:element name="postTransactionAmounts" type="POST_TRANSACTION_AMOUNTS" minOccurs="1"/>
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<xs:element name="ownershipNature" type="OWNERSHIP_NATURE" minOccurs="1"/>
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</xs:sequence>
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</xs:complexType>
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<xs:complexType name="DERIVATIVE_HOLDING">
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<xs:sequence>
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<xs:element name="securityTitle" type="SECURITY_TITLE" minOccurs="1"/>
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<xs:element name="conversionOrExercisePrice" type="OPT_NUMBER_WITH_FOOTNOTE" minOccurs="1"/>
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<xs:element name="exerciseDate" type="OPT_DATE_WITH_FOOTNOTE" minOccurs="1"/>
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<xs:element name="expirationDate" type="OPT_DATE_WITH_FOOTNOTE" minOccurs="1"/>
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<xs:element name="underlyingSecurity" type="UNDERLYING_SECURITY" minOccurs="1"/>
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<xs:element name="postTransactionAmounts" type="POST_TRANSACTION_AMOUNTS" minOccurs="1"/>
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<xs:element name="ownershipNature" type="OWNERSHIP_NATURE" minOccurs="1"/>
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</xs:sequence>
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</xs:complexType>
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<xs:complexType name="NONDERIVATIVE_TABLE">
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<xs:annotation>
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<xs:documentation>
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Can have up to 30 entries in the Non-Derivative Table. This is Table 1 on the printed form.
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Can have any combination of Transactions and Holdings in any order.
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</xs:documentation>
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</xs:annotation>
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<xs:choice minOccurs="0" maxOccurs="30">
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<xs:element name="nonDerivativeTransaction" type="NONDERIVATIVE_TRANSACTION"/>
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<xs:element name="nonDerivativeHolding" type="NONDERIVATIVE_HOLDING"/>
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</xs:choice>
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</xs:complexType>
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<xs:complexType name="DERIVATIVE_TABLE">
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<xs:annotation>
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<xs:documentation>
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Can have up to 30 entries in the Derivative Table. This is Table 2 on the printed form.
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Can have any combination of Transactions and Holdings in any order.
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</xs:documentation>
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</xs:annotation>
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<xs:choice minOccurs="0" maxOccurs="30">
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<xs:element name="derivativeTransaction" type="DERIVATIVE_TRANSACTION"/>
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<xs:element name="derivativeHolding" type="DERIVATIVE_HOLDING"/>
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</xs:choice>
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</xs:complexType>
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<xs:element name="ownershipDocument">
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<xs:complexType>
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<xs:sequence>
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<xs:element name="schemaVersion" type="SCHEMA_VERSION" minOccurs="0" maxOccurs="1"/>
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<xs:element name="documentType" type="DOCUMENT_TYPE" minOccurs="1" maxOccurs="1"/>
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<xs:element name="periodOfReport" type="xs:date" minOccurs="1" maxOccurs="1"/>
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<xs:element name="notSubjectToSection16" type="xs:boolean" minOccurs="0" maxOccurs="1"/>
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<xs:element name="issuer" type="ISSUER" minOccurs="1" maxOccurs="1"/>
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<xs:element name="reportingOwner" type="REPORTING_OWNER" minOccurs="1" maxOccurs="10"/>
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<xs:element name="nonDerivativeTable" type="NONDERIVATIVE_TABLE" minOccurs="0" maxOccurs="1"/>
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<xs:element name="derivativeTable" type="DERIVATIVE_TABLE" minOccurs="0" maxOccurs="1"/>
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<xs:element name="footnotes" type="FOOTNOTE_GROUP" minOccurs="0" maxOccurs="1"/>
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<xs:element name="remarks" type="STRING_2000" minOccurs="0" maxOccurs="1"/>
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<xs:element name="ownerSignature" type="SIGNATURE" minOccurs="1" maxOccurs="10"/>
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</xs:sequence>
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</xs:complexType>
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</xs:element>
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</xs:schema>
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